0001193125-22-040112.txt : 20220214 0001193125-22-040112.hdr.sgml : 20220214 20220214095751 ACCESSION NUMBER: 0001193125-22-040112 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 GROUP MEMBERS: SOFTBANK VISION FUND LP GROUP MEMBERS: SVF GP (JERSEY) LTD GROUP MEMBERS: SVF HOLDINGS (UK) LLP GROUP MEMBERS: SVF INVESTMENTS (UK) LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Roivant Sciences Ltd. CENTRAL INDEX KEY: 0001635088 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981173944 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-93291 FILM NUMBER: 22626483 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE, 2 CHURCH STREET CITY: HAMILTON HM11 STATE: D0 ZIP: HM11 BUSINESS PHONE: 441-295-5950 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM11 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SB INVESTMENT ADVISERS (UK) LTD CENTRAL INDEX KEY: 0001731509 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 69 GROSVENOR STREET CITY: LONDON STATE: X0 ZIP: W1K 3JP BUSINESS PHONE: 44 2076290431 MAIL ADDRESS: STREET 1: 69 GROSVENOR STREET CITY: LONDON STATE: X0 ZIP: W1K 3JP SC 13G 1 d275835dsc13g.htm SC 13G SC 13G

 

 

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. )*

 

 

Roivant Sciences Ltd.

(Name of Issuer)

Common Shares

(Title of Class of Securities)

G76279101

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. G76279101    Schedule 13G    Page 1 of 10

 

  1    

  Names of Reporting Persons

 

  SB Investment Advisers (UK) Limited

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  England and Wales

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  99,375,586

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  99,375,586

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  99,375,586

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  14.4%

12  

  Type of Reporting Person

 

  CO


CUSIP No. G76279101    Schedule 13G    Page 2 of 10

 

  1    

  Names of Reporting Persons

 

  SVF GP (Jersey) Limited

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Jersey

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  99,375,586

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  99,375,586

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  99,375,586

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  14.4%

12  

  Type of Reporting Person

 

  CO


CUSIP No. G76279101    Schedule 13G    Page 3 of 10

 

  1    

  Names of Reporting Persons

 

  SoftBank Vision Fund LP

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Jersey

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  99,375,586

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  99,375,586

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  99,375,586

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  14.4%

12  

  Type of Reporting Person

 

  PN


CUSIP No. G76279101    Schedule 13G    Page 4 of 10

 

  1    

  Names of Reporting Persons

 

  SVF Holdings (UK) LLP

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  England and Wales

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  99,375,586

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  99,375,586

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  99,375,586

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  14.4%

12  

  Type of Reporting Person

 

  PN


CUSIP No. G76279101    Schedule 13G    Page 5 of 10

 

  1    

  Names of Reporting Persons

 

  SVF Investments (UK) Limited

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  England and Wales

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  99,375,586

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  99,375,586

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  99,375,586

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  14.4%

12  

  Type of Reporting Person

 

  CO


CUSIP No. G76279101    Schedule 13G    Page 6 of 10

 

ITEM 1. (a)

Name of Issuer:

Roivant Sciences Ltd. (the “Issuer”).

 

  (b)

Address of Issuer’s Principal Executive Offices:

Suite 1, 3rd Floor, 11-12 St. James’s Square, London SW1Y 4LB, United Kingdom.

 

ITEM 2. (a)

Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

SB Investment Advisers (UK) Limited (“SBIA UK”)

SVF GP (Jersey) Limited

SoftBank Vision Fund LP

SVF Holdings (UK) LLP

SVF Investments (UK) Limited

 

  (b)

Address or Principal Business Office:

The principal business address for each of SBIA UK, SVF Holdings (UK) LLP and SVF Investments (UK) Limited is 69 Grosvenor Street, London W1K 3JP, United Kingdom. The principal business address for each of SVF GP (Jersey) Limited and SoftBank Vision Fund LP is Aztec Group House, 11-15 Seaton Place, St. Helier, Jersey JE4 0QH.

 

  (c)

Citizenship of each Reporting Person is:

SBIA UK, SVF Holdings (UK) LLP and SVF Investments (UK) Limited are organized under the laws of England and Wales. SVF GP (Jersey) Limited and SoftBank Vision Fund LP are organized under the laws of Jersey.

 

  (d)

Title of Class of Securities:

Common shares, par value $ 0.0000000341740141 per share (“Common Shares”).

 

  (e)

CUSIP Number:

G76279101

 

ITEM 3.

Not applicable.


CUSIP No. G76279101    Schedule 13G    Page 7 of 10

 

ITEM 4.

Ownership.

 

  (a-c)

The ownership information presented below represents beneficial ownership of Common Shares of the Issuer as of December 31, 2021, based upon 692,012,183 Common Shares outstanding as of December 1, 2021, based on the Issuer’s Prospectus filed with the Securities and Exchange Commission on January 4, 2022.

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole
power
to vote
or to
direct
the vote:
     Shared
power to
vote or to
direct the
vote:
    

Sole
power to
dispose or
to direct
the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

SB Investment Advisers (UK) Limited

     99,375,586        14.4     0        99,375,586        0        99,375,586  

SVF GP (Jersey) Limited

     99,375,586        14.4     0        99,375,586        0        99,375,586  

SoftBank Vision Fund LP

     99,375,586        14.4     0        99,375,586        0        99,375,586  

SVF Holdings (UK) LLP

     99,375,586        14.4     0        99,375,586        0        99,375,586  

SVF Investments (UK) Limited

     99,375,586        14.4     0        99,375,586        0        99,375,586  

SVF Investments (UK) Limited is the record holder of the securities reported herein. SVF GP (Jersey) Limited is the general partner of Softbank Vision Fund LP, which is the managing member of SVF Holdings (UK) LLP, which is the sole owner of SVF Investments (UK) Limited.

SBIA UK has been appointed as alternative investment fund manager (“AIFM”) of SoftBank Vision Fund LP. SBIA UK is authorized and regulated by the UK Financial Conduct Authority and is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund LP’s investments. As a result of these relationships, each of the Reporting Persons may be deemed to share beneficial ownership of the securities reported herein.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6.

Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.


CUSIP No. G76279101    Schedule 13G    Page 8 of 10

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


CUSIP No. G76279101    Schedule 13G    Page 9 of 10

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 14, 2022

 

SB Investment Advisers (UK) Limited
By:  

/s/ Spencer Collins

Name:   Spencer Collins
Title:   General Counsel
SVF GP (Jersey) Limited
By:  

/s/ Simon King

Name:   Simon King
Title:   Director
SoftBank Vision Fund LP
By: SB Investment Advisers (UK) Limited, its Manager
By:  

/s/ Spencer Collins

Name:   Spencer Collins
Title:   General Counsel
SVF Holdings (UK) LLP
By: SoftBank Vision Fund LP, its Managing Member
By: SB Investment Advisers (UK) Limited, its Manager
By:  

/s/ Spencer Collins

Name:   Spencer Collins
Title:   General Counsel
SVF Investments (UK) Limited
By: SVF Holdings (UK) LLP, its Sole Owner
By: SoftBank Vision Fund LP, its Managing Member
By: SB Investment Advisers (UK) Limited, its Manager
By:  

/s/ Spencer Collins

Name:   Spencer Collins
Title:   General Counsel


CUSIP No. G76279101    Schedule 13G    Page 10 of 10

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement.
EX-99.1 2 d275835dex991.htm EX-99.1 EX-99.1

Exhibit 99

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as February 14, 2022.

 

SB Investment Advisers (UK) Limited
By:  

/s/ Spencer Collins

Name:   Spencer Collins
Title:   General Counsel
SVF GP (Jersey) Limited
By:  

/s/ Simon King

Name:   Simon King
Title:   Director
SoftBank Vision Fund LP
By: SB Investment Advisers (UK) Limited, its Manager
By:  

/s/ Spencer Collins

Name:   Spencer Collins
Title:   General Counsel
SVF Holdings (UK) LLP
By: SoftBank Vision Fund LP, its Managing Member
By:   SB Investment Advisers (UK) Limited, its Manager
By:  

/s/ Spencer Collins

Name:   Spencer Collins
Title:   General Counsel


SVF Investments (UK) Limited

By: SVF Holdings (UK) LLP, its Sole Owner
By: SoftBank Vision Fund LP, its Managing Member
By: SB Investment Advisers (UK) Limited, its Manager
By:  

/s/ Spencer Collins

Name:   Spencer Collins
Title:   General Counsel