0001140361-23-054299.txt : 20231121 0001140361-23-054299.hdr.sgml : 20231121 20231121213013 ACCESSION NUMBER: 0001140361-23-054299 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Roivant Sciences Ltd. CENTRAL INDEX KEY: 0001635088 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981173944 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40782 FILM NUMBER: 231429777 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE, 2 CHURCH STREET CITY: HAMILTON HM11 STATE: D0 ZIP: HM11 BUSINESS PHONE: 441-295-5950 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM11 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Venker Eric CENTRAL INDEX KEY: 0001801917 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O ROIVANT SCIENCES, INC. STREET 2: 320 WEST 37TH STREET, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 144 1 primary_doc.xml 144 0001801917 XXXXXXXX LIVE 0001635088 Roivant Sciences Ltd. 001-40782 7th Floor 50 Broadway London X0 SW1H 0DB 44 207 400 3347 Eric Venker President & COO Common shares, $0.0000000341740141 par value per share (???Common Shares???) E*TRADE FINANCIAL CORPORATION
3 EDISON DRIVE ALPHARETTA GA 30005
28936 254636.8 803921356 11/21/2023 Nasdaq
Common Shares 11/20/2023 Restricted Stock Units granted under the Roivant Sciences Ltd. Amended and Restated 2015 Equity Incentive Plan Roivant Sciences Ltd. N 28936 11/20/2023 N/A N Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 08/22/2023 16105 174417.15
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 09/01/2023 14763 175612.86
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 09/05/2023 73275 873311.45
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 09/06/2023 5926 70233.61
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 09/08/2023 106430 1297381.7
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 09/22/2023 16416 167279.04
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 09/27/2023 500000 6510386.94
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 10/02/2023 440752 4759774.3
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 10/03/2023 606221 6211506.9
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 10/05/2023 153027 1547102.97
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 10/24/2023 18261 164166.39
The securities included in Table I represent a maximum number of shares that may be sold to cover the reporting person's tax obligations when restricted stock units belonging to the reporting person are settled. The securities reported in Table I do not represent discretionary trades by the reporting person, and will be sold, or were sold, as applicable, for the limited purpose of satisfying tax withholding obligations. Table II does not include shares that were "net settled" by the Issuer in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units previously granted to the reporting person. 11/21/2023 02/17/2022 /s/ Eric Venker