0001140361-23-044842.txt : 20230921 0001140361-23-044842.hdr.sgml : 20230921 20230921213012 ACCESSION NUMBER: 0001140361-23-044842 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230921 DATE AS OF CHANGE: 20230921 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Roivant Sciences Ltd. CENTRAL INDEX KEY: 0001635088 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981173944 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40782 FILM NUMBER: 231270120 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE, 2 CHURCH STREET CITY: HAMILTON HM11 STATE: D0 ZIP: HM11 BUSINESS PHONE: 441-295-5950 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM11 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Venker Eric CENTRAL INDEX KEY: 0001801917 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O ROIVANT SCIENCES, INC. STREET 2: 320 WEST 37TH STREET, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 144 1 primary_doc.xml 144 0001801917 XXXXXXXX LIVE 0001635088 Roivant Sciences Ltd. 001-40782 7th Floor 50 Broadway London X0 SW1H 0DB 442074003347 Venker Eric President & COO Common shares, $0.0000000341740141 par value per share (???Common Shares???) E*TRADE FINANCIAL CORPORATION
3 EDISON DRIVE ALPHARETTA GA 30005
28937 298919.21 771742197 09/21/2023 Nasdaq
Common Shares 09/20/2023 Restricted Stock Units granted under the Roivant Sciences Ltd. Amended and Restated 2015 Equity Incentive Plan Roivant Sciences Ltd. N 28937 09/20/2023 N/A N Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 06/22/2023 15882 158978.82
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor 50 Broadway London X0 SW1H 0DB
Common Shares 07/20/2023 159387 1802034.65
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor , 50 Broadway London X0 SW1H 0DB
Common Shares 07/21/2023 181998 2025358.44
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 07/21/2023 28937 322068.81
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 07/24/2023 16297 179104.03
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 07/24/2023 33081 361645.23
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 07/25/2023 28344 307869.19
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 07/26/2023 73568 802626.88
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 07/27/2023 23622 259448.15
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 07/31/2023 117372 1397752.56
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 08/01/2023 61397 732070.41
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 08/02/2023 16397 194468.42
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 08/03/2023 44629 532317.84
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 08/14/2023 59811 711152.79
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 08/22/2023 16105 174417.15
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 09/01/2023 14763 175679.7
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 09/05/2023 73275 873438
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 09/06/2023 5926 70223.1
Eric Venker
c/o Roivant Sciences Ltd. 7th Floor, 50 Broadway London X0 SW1H 0DB
Common Shares 09/08/2023 106430 1297381.7
The securities included in Table I represent a maximum number of shares that may be sold to cover the reporting person's tax obligations when restricted stock units belonging to the reporting person are settled. The securities reported in Table I do not represent discretionary trades by the reporting person, and will be sold, or were sold, as applicable, for the limited purpose of satisfying tax withholding obligations. Table II does not include shares that were "net settled" by the Issuer in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units previously granted to the reporting person. 09/21/2023 02/17/2022 Name: Eric Venker Title: President & COO