0001193125-23-216392.txt : 20230821 0001193125-23-216392.hdr.sgml : 20230821 20230821060549 ACCESSION NUMBER: 0001193125-23-216392 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230821 DATE AS OF CHANGE: 20230821 EFFECTIVENESS DATE: 20230821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nushares ETF Trust CENTRAL INDEX KEY: 0001635073 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23161 FILM NUMBER: 231187187 BUSINESS ADDRESS: STREET 1: 333 W. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 W. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NuShares ETF Trust DATE OF NAME CHANGE: 20160614 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen ETF Trust DATE OF NAME CHANGE: 20150226 0001635073 S000055017 Nuveen Enhanced Yield U.S. Aggregate Bond ETF C000173018 Nuveen Enhanced Yield U.S. Aggregate Bond ETF NUAG 0001635073 S000055646 Nuveen Short-Term REIT ETF C000175155 Nuveen Short-Term REIT ETF NURE 0001635073 S000055811 Nuveen ESG Large-Cap Growth ETF C000175723 Nuveen ESG Large-Cap Growth ETF NULG 0001635073 S000055812 Nuveen ESG Large-Cap Value ETF C000175724 Nuveen ESG Large-Cap Value ETF NULV 0001635073 S000055813 Nuveen ESG Mid-Cap Growth ETF C000175725 Nuveen ESG Mid-Cap Growth ETF NUMG 0001635073 S000055814 Nuveen ESG Mid-Cap Value ETF C000175726 Nuveen ESG Mid-Cap Value ETF NUMV 0001635073 S000055815 Nuveen ESG Small-Cap ETF C000175727 Nuveen ESG Small-Cap ETF NUSC 0001635073 S000056738 Nuveen ESG 1-5 Year U.S. Aggregate Bond ETF C000180107 Nuveen ESG 1-5 Year U.S. Aggregate Bond ETF NUSA 0001635073 S000057420 Nuveen ESG International Developed Markets Equity ETF C000183268 Nuveen ESG International Developed Markets Equity ETF NUDM 0001635073 S000057421 Nuveen ESG Emerging Markets Equity ETF C000183269 Nuveen ESG Emerging Markets Equity ETF NUEM 0001635073 S000059077 Nuveen ESG U.S. Aggregate Bond ETF C000193700 Nuveen ESG U.S. Aggregate Bond ETF NUBD 0001635073 S000063599 Nuveen ESG Large-Cap ETF C000206035 Nuveen ESG Large-Cap ETF NULC 0001635073 S000064846 Nuveen ESG High Yield Corporate Bond ETF C000209930 Nuveen ESG High Yield Corporate Bond ETF NUHY 0001635073 S000071941 Nuveen Dividend Growth ETF C000227558 Nuveen Dividend Growth ETF NDVG 0001635073 S000071942 Nuveen Small Cap Select ETF C000227559 Nuveen Small Cap Select ETF NSCS 0001635073 S000071943 Nuveen Winslow Large-Cap Growth ESG ETF C000227560 Nuveen Winslow Large-Cap Growth ESG ETF NWLG 0001635073 S000072489 Nuveen ESG Dividend ETF C000228786 Nuveen ESG Dividend ETF NUDV 0001635073 S000073535 Nuveen Growth Opportunities ETF C000230537 Nuveen Growth Opportunities ETF NUGO 0001635073 S000076615 Nuveen Global Net Zero Transition ETF C000236604 Nuveen Global Net Zero Transition ETF NTZG N-PX 1 d466637dnpx.htm NUSHARES ETF TRUST NuShares ETF Trust

 

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-23161

NuShares ETF Trust

 

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

 

(Address of principal executive offices) (Zip Code)

Jordan M. Farris – Chief Administrative Officer

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: October 31

Date of reporting period: June 30, 2023

 

 

Item 1. Proxy Voting Record

FORM N-PX



ICA File Number:  811-23161

Registrant Name:  NuShares ETF Trust

Reporting Period:  07/01/2022 - 06/30/2023


Nuveen Dividend Growth ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen Enhanced Yield U.S. Aggregate Bond ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG 1-5 Year U.S. Aggregate Bond ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG Dividend ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG Emerging Markets Equity ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG High Yield Corporate Bond ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG International Developed Markets Equity ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG Large-Cap ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG Large-Cap Growth ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG Large-Cap Value ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG Mid-Cap Growth ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG Mid-Cap Value ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG Small-Cap ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen ESG U.S. Aggregate Bond ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen Global Net Zero Transition ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen Growth Opportunities ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen Short-Term REIT ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


Nuveen Small Cap Select ETF

 
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Meeting Date:  OCT 25, 2022
Record Date:  AUG 26, 2022
Meeting Type:  ANNUAL
Ticker:  AIT
Security ID:  03820C105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mary Dean Hall Management For For
1.2 Elect Director Dan P. Komnenovich Management For For
1.3 Elect Director Joe A. Raver Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
 
BELLRING BRANDS, INC.
Meeting Date:  FEB 06, 2023
Record Date:  DEC 13, 2022
Meeting Type:  ANNUAL
Ticker:  BRBR
Security ID:  07831C103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Darcy H. Davenport Management For For
1.2 Elect Director Elliot H. Stein, Jr. Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CHEMOCENTRYX, INC.
Meeting Date:  OCT 18, 2022
Record Date:  SEP 13, 2022
Meeting Type:  SPECIAL
Ticker:  CCXI
Security ID:  16383L106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For Against
3 Adjourn Meeting Management For For
 
COMMVAULT SYSTEMS, INC.
Meeting Date:  AUG 24, 2022
Record Date:  JUN 30, 2022
Meeting Type:  ANNUAL
Ticker:  CVLT
Security ID:  204166102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Nicholas Adamo Management For For
1.2 Elect Director Martha H. Bejar Management For For
1.3 Elect Director David F. Walker Management For For
1.4 Elect Director Keith Geeslin Management For For
1.5 Elect Director Vivie "YY" Lee Management For For
1.6 Elect Director Sanjay Mirchandani Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
 
E.L.F. BEAUTY, INC.
Meeting Date:  AUG 25, 2022
Record Date:  JUL 06, 2022
Meeting Type:  ANNUAL
Ticker:  ELF
Security ID:  26856L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Tarang Amin Management For Withhold
1.2 Elect Director Tiffany Daniele Management For For
1.3 Elect Director Lori Keith Management For Withhold
1.4 Elect Director Beth Pritchard Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
 
ESCO TECHNOLOGIES INC.
Meeting Date:  FEB 03, 2023
Record Date:  NOV 28, 2022
Meeting Type:  ANNUAL
Ticker:  ESE
Security ID:  296315104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Patrick M. Dewar Management For For
1.2 Elect Director Vinod M. Khilnani Management For For
1.3 Elect Director Robert J. Phillippy Management For For
2 Amend Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Ratify Grant Thornton LLP as Auditors Management For For
 
SPDR SERIES TRUST
Meeting Date:  SEP 15, 2022
Record Date:  JUL 20, 2022
Meeting Type:  SPECIAL
Ticker:  
Security ID:  78464A870
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Clare S. Richer Management For For
1.2 Elect Director Sandra G. Sponem Management For For
1.3 Elect Director Kristi L. Rowsell Management For For
1.4 Elect Director Gunjan Chauhan Management For For
1.5 Elect Director Carolyn M. Clancy Management For For
 
SPIRE INC.
Meeting Date:  JAN 26, 2023
Record Date:  NOV 30, 2022
Meeting Type:  ANNUAL
Ticker:  SR
Security ID:  84857L101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Edward L. Glotzbach Management For For
1.2 Elect Director Rob L. Jones Management For For
1.3 Elect Director John P. Stupp, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For

Nuveen Winslow Large-Cap Growth ESG ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

END NPX REPORT

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

NuShares ETF Trust

 

By  

/s/ Jordan M. Farris

  Jordan M. Farris – Chief Administrative Officer
Date  

August 21, 2023