0001193125-17-293106.txt : 20170925 0001193125-17-293106.hdr.sgml : 20170925 20170925165833 ACCESSION NUMBER: 0001193125-17-293106 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20170925 DATE AS OF CHANGE: 20170925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NuShares ETF Trust CENTRAL INDEX KEY: 0001635073 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-37876 FILM NUMBER: 171100334 BUSINESS ADDRESS: STREET 1: 333 W. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 W. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen ETF Trust DATE OF NAME CHANGE: 20150226 8-A12B 1 d381249d8a12b.htm NUSHARES ETF TRUST NuShares ETF Trust

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

NuShares ETF Trust

(Exact name of registrant as specified in its charter)

 

 

 

Massachusetts   See Below
(State of incorporation or organization)   (I.R.S. Employer Identification No.)

333 West Wacker Drive

Chicago, IL 60606

(Address of principal executive offices, including zip code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be so Registered

 

Name of Exchange on which

each Class is to be so registered

 

I.R.S. Employer

Identification Number

NuShares ESG U.S. Aggregate Bond ETF   NYSE Arca, Inc.   82-2254672

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective upon filing pursuant to General Instruction A.(c), please check the following box.  ☒:

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is to become effective pursuant to General Instruction A.(d), please check the following box.  ☐:

Securities Act registration statement file number to which this form relates:

333-212032

Securities to be registered pursuant to Section 12(g) of the Act:

None.

 

 

 


INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

A description of the Shares is set forth in Post-Effective Amendment No. 22 to the Registrant’s Registration Statement on Form N-1A (the “Registration Statement”) (Commission File Nos. 333-212032; 811-23161), as filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR on September 25, 2017. Any form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the Shares is hereby also incorporated by reference herein.

Item 2. Exhibits.

 

A.    Registrant’s Amended and Restated Declaration of Trust dated June 14, 2016 is incorporated herein by reference to Exhibit (a) of the Registrant’s Initial Registration Statement on Form N-1A (File Nos. 333-212032 and 811-23161), as filed with the SEC via EDGAR Accession No. 0001193125-16-622379 on June 15, 2016.
B.    Registrant’s Second Amended and Restated Declaration of Trust dated July 27, 2016 is incorporated herein by reference to Exhibit (a)(ii) of Pre-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-212032 and 811-23161), as filed with the SEC via EDGAR Accession No. 0001193125-16-680834 on August 12, 2016.
C.    Registrant’s Amended and Restated Establishment and Designation of Series dated July 12, 2017 is incorporated herein by reference to Exhibit (a)(iii) of Post-Effective Amendment No. 22 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-212032 and 811-23161), as filed with the SEC via EDGAR Accession No. 0001193125-17-293041 on September 25, 2017.
D.    Registrant’s By-Laws dated June 15, 2016 are incorporated herein by reference to Exhibit (b) of the Registrant’s Initial Registration Statement on Form N-1A (File Nos. 333-212032 and 811-23161), as filed with the SEC via EDGAR Accession No. 0001193125-16-622379 on June 15, 2016.
E.    Form of Authorized Participant Agreement with Nuveen Securities, LLC is incorporated herein by reference to Exhibit (e)(ii) of Pre-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-212032 and 811-23161), as filed with the SEC via EDGAR Accession No. 0001193125-16-680834 on August 12, 2016.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

    NuShares ETF Trust

Date: September 25, 2017

   
    By:  

/s/ Christopher M. Rohrbacher

     

Christopher M. Rohrbacher

Vice President and Secretary

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