0000899243-20-033218.txt : 20201209 0000899243-20-033218.hdr.sgml : 20201209 20201209201047 ACCESSION NUMBER: 0000899243-20-033218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND II, L.P. CENTRAL INDEX KEY: 0001634641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38711 FILM NUMBER: 201379138 BUSINESS ADDRESS: STREET 1: 300 NORTH LASALLE STREET, SUITE 4350 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 300 NORTH LASALLE STREET, SUITE 4350 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND II-A, L.P. CENTRAL INDEX KEY: 0001634649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38711 FILM NUMBER: 201379139 BUSINESS ADDRESS: STREET 1: 300 NORTH LASALLE STREET, SUITE 4350 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 300 NORTH LASALLE STREET, SUITE 4350 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SolarWinds Corp CENTRAL INDEX KEY: 0001739942 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 810753267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7171 SOUTHWEST PKWY., BLDG. 400 CITY: AUSTIN STATE: TX ZIP: 78735 BUSINESS PHONE: 5126829300 MAIL ADDRESS: STREET 1: 7171 SOUTHWEST PKWY., BLDG. 400 CITY: AUSTIN STATE: TX ZIP: 78735 FORMER COMPANY: FORMER CONFORMED NAME: SolarWinds Parent, Inc. DATE OF NAME CHANGE: 20180508 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-07 0 0001739942 SolarWinds Corp SWI 0001634641 THOMA BRAVO SPECIAL OPPORTUNITIES FUND II, L.P. C/O THOMA BRAVO, L.P. 150 N. RIVERSIDE PLAZA, SUITE 2800 CHICAGO IL 60606 0 0 1 0 0001634649 THOMA BRAVO SPECIAL OPPORTUNITIES FUND II-A, L.P. C/O THOMA BRAVO, L.P. 150 N. RIVERSIDE PLAZA, SUITE 2800 CHICAGO IL 60606 0 0 1 0 Common Stock 2020-12-07 4 S 0 5839157 21.97 D 100181291 I See footnotes Consists of 1,903,990 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 956,231 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 42,004 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 941,857 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 832,953 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 9,217 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 8,190 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 770,611 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 374,104 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A"). On December 7, 2020, each of the foregoing reporting persons entered in a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. Consists of 32,666,403 shares held directly by TB Fund XI, 16,405,874 shares held directly by TB Fund XI-A, 720,652 shares held directly by TB Exec Fund XI, 16,159,250 shares held directly by TB Fund XII, 14,290,803 shares held directly by TB Fund XII-A, 158,141 shares held directly by TB Exec Fund XII, 140,521 shares held directly by TB Exec Fund XII-A, 13,221,214 shares held directly by TB SOF II and 6,418,433 shares held directly by TB SOF II-A. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo UGP, LLC ("TB UGP") is the ultimate managing member of each of TB Partners XI and TB Partners XII. (continued from footnote 4) By virtue of the relationships described in this footnote, TB UGP may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A. Each of TB Partners XI, TB Partners XII and TB UGP disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB Partners XI, TB Partners XII and TB UGP have filed a separate Form 4. The holdings of such entities are also reported on this Form 4. Thoma Bravo Special Opportunities Fund II, L.P. by /s/ Bradley Reed, Attorney-in-Fact 2020-12-09 Thoma Bravo Special Opportunities Fund II-A, L.P. by /s/ Bradley Reed, Attorney-in-Fact 2020-12-09