CUSIP No. 89620U 106
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13G
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Page 2 of 5 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Richard Caplan |
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) (b) |
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America |
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
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5.
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SOLE VOTING POWER
3,000 |
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6.
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SHARED VOTING POWER
0 |
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7.
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SOLE DISPOSITIVE POWER
3,000 |
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8.
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SHARED DISPOSITIVE POWER
0 |
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,000 |
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.5% |
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12.
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TYPE OF REPORTING PERSON (see instructions)
IN |
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CUSIP No. 89620U 106
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13G
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Page 3 of 5 Pages
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(a)
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Name of Issuer
Triloma EIG Global Energy Term Fund I |
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(b)
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Address of Issuer's Principal Executive Offices
201 North New York Avenue, Suite 250,Winter Park, FL 32789 |
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(a)
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Name of Person Filing
Richard Caplan |
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(b)
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Address of the Principal Office or, if none, residence
1700 Pennsylvania Avenue, NW, Suite 800, Washington, DC 20006 |
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(c)
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Citizenship
United States of America |
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(d)
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Title of Class of Securities
Common Shares, par value $.001 |
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(e)
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CUSIP Number
89620U 106 |
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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☐
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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☐
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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CUSIP No. 89620U 106
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13G
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Page 4 of 5 Pages
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(a)
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Amount beneficially owned: 3,000
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(b)
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Percent of class: 7.5%
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(c) | Number of shares as to which the person has: | |||
(i) | Sole power to vote or to direct the vote 3,000. | |||
(ii) | Shared power to vote or to direct the vote 0 | |||
(iii) | Sole power to dispose or to direct the disposition of 3,000 | |||
(iv) | Shared power to dispose or to direct the disposition of 0 | |||
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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CUSIP No. 89620U 106
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13G
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Page 5 of 5 Pages
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February 29, 2016 | ||||
Date | ||||
/s/ Richard Caplan | ||||
Signature | ||||
Richard Caplan
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Name/Title | ||||