0000897069-24-001188.txt : 20240528
0000897069-24-001188.hdr.sgml : 20240528
20240528165644
ACCESSION NUMBER: 0000897069-24-001188
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240523
FILED AS OF DATE: 20240528
DATE AS OF CHANGE: 20240528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russell Richard D.
CENTRAL INDEX KEY: 0001634290
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37605
FILM NUMBER: 24992763
MAIL ADDRESS:
STREET 1: 3201 W BAY VISTA AVE
CITY: TAMPA
STATE: FL
ZIP: 33611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC.
CENTRAL INDEX KEY: 0001640384
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
BUSINESS PHONE: 813-222-8996
MAIL ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
4
1
form4.xml
X0508
4
2024-05-23
0001640384
LM FUNDING AMERICA, INC.
LMFA
0001634290
Russell Richard D.
1200 PLATT STREET
SUITE 100
TAMPA
FL
33606
true
Chief Financial Officer
false
Common Stock
112547
D
Warrant
30
2024-05-23
4
P
0
83545
0.25
A
2026-10-19
Common Stock
83545
413478.17
D
Stock Option (right to buy)
4.284
2033-04-20
Common Stock
166667
166667
D
Stock Option (right to buy)
300
2028-05-29
Common Stock
250
250
D
Stock Option (right to buy)
3000
2027-11-29
Common Stock
83
83
D
Warrant is presently exercisable in full.
Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones
This option is presently exercisable in full.
/s/ Richard D. Russell
2024-05-28