0000897069-24-001156.txt : 20240522 0000897069-24-001156.hdr.sgml : 20240522 20240522163308 ACCESSION NUMBER: 0000897069-24-001156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240521 FILED AS OF DATE: 20240522 DATE AS OF CHANGE: 20240522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell Richard D. CENTRAL INDEX KEY: 0001634290 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37605 FILM NUMBER: 24973822 MAIL ADDRESS: STREET 1: 3201 W BAY VISTA AVE CITY: TAMPA STATE: FL ZIP: 33611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC. CENTRAL INDEX KEY: 0001640384 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 BUSINESS PHONE: 813-222-8996 MAIL ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 4 1 form4.xml X0508 4 2024-05-21 0001640384 LM FUNDING AMERICA, INC. LMFA 0001634290 Russell Richard D. 1200 PLATT STREET SUITE 100 TAMPA FL 33606 true Chief Financial Officer false Common Stock 112547 D Warrant 30 2024-05-21 4 P 0 329933.17 0.2648 A 2026-10-19 Common Stock 329933.17 329933.17 D Stock Option (right to buy) 4.284 2033-04-20 Common Stock 166667 166667 D Stock Option (right to buy) 300 2028-05-29 Common Stock 250 250 D Stock Option (right to buy) 3000 2027-11-29 Common Stock 83 83 D Effective on March 12, 2024, LM Funding America, Inc. effected a 6 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Warrant is presently exercisable in full. Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones This option is presently exercisable in full. /s/ Richard D. Russell 2024-05-22