0000897069-24-001156.txt : 20240522
0000897069-24-001156.hdr.sgml : 20240522
20240522163308
ACCESSION NUMBER: 0000897069-24-001156
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240521
FILED AS OF DATE: 20240522
DATE AS OF CHANGE: 20240522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russell Richard D.
CENTRAL INDEX KEY: 0001634290
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37605
FILM NUMBER: 24973822
MAIL ADDRESS:
STREET 1: 3201 W BAY VISTA AVE
CITY: TAMPA
STATE: FL
ZIP: 33611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC.
CENTRAL INDEX KEY: 0001640384
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
BUSINESS PHONE: 813-222-8996
MAIL ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
4
1
form4.xml
X0508
4
2024-05-21
0001640384
LM FUNDING AMERICA, INC.
LMFA
0001634290
Russell Richard D.
1200 PLATT STREET
SUITE 100
TAMPA
FL
33606
true
Chief Financial Officer
false
Common Stock
112547
D
Warrant
30
2024-05-21
4
P
0
329933.17
0.2648
A
2026-10-19
Common Stock
329933.17
329933.17
D
Stock Option (right to buy)
4.284
2033-04-20
Common Stock
166667
166667
D
Stock Option (right to buy)
300
2028-05-29
Common Stock
250
250
D
Stock Option (right to buy)
3000
2027-11-29
Common Stock
83
83
D
Effective on March 12, 2024, LM Funding America, Inc. effected a 6 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
Warrant is presently exercisable in full.
Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones
This option is presently exercisable in full.
/s/ Richard D. Russell
2024-05-22