0001221073-21-000074.txt : 20210729 0001221073-21-000074.hdr.sgml : 20210729 20210729160815 ACCESSION NUMBER: 0001221073-21-000074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210729 DATE AS OF CHANGE: 20210729 EFFECTIVENESS DATE: 20210729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AdvicePeriod, LLC CENTRAL INDEX KEY: 0001634228 IRS NUMBER: 901031455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18755 FILM NUMBER: 211127455 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, SUITE 2400 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (424)281-3600 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, SUITE 2400 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001634228 XXXXXXXX 06-30-2021 06-30-2021 false AdvicePeriod, LLC

2121 AVENUE OF THE STARS, SUITE 2400 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-18755 N JONATHAN STRAUB 424-281-3600 /s/JONATHAN STRAUB LOS ANGELES CA 07-26-2021 0 96 1536531 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 23361 955074 SH SOLE 955074 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 278 9880 SH SOLE 9880 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6172 17413 SH SOLE 17413 0 0 ISHARES INC CORE MSCI EMKT 46434G103 41686 622272 SH SOLE 622272 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 14091 163550 SH SOLE 163550 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 792 6068 SH SOLE 6068 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 184 1407 SH DFND 1407 0 0 ISHARES TR CALIF MUN BD ETF 464288356 8736 139512 SH SOLE 139512 0 0 ISHARES TR CORE MSCI EAFE 46432F842 29367 392288 SH SOLE 392288 0 0 ISHARES TR CORE MSCI INTL 46435G326 13698 203079 SH SOLE 203079 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 2550 34783 SH SOLE 34783 0 0 ISHARES TR CORE S&P SCP ETF 464287804 270 2392 SH DFND 2392 0 0 ISHARES TR CORE S&P SCP ETF 464287804 15609 138161 SH SOLE 138161 0 0 ISHARES TR CORE S&P TTL STK 464287150 308 3117 SH DFND 3117 0 0 ISHARES TR CORE S&P TTL STK 464287150 33669 340920 SH SOLE 340920 0 0 ISHARES TR CORE S&P500 ETF 464287200 48309 112368 SH SOLE 112368 0 0 ISHARES TR CORE US AGGBD ET 464287226 8602 74587 SH SOLE 74587 0 0 ISHARES TR EAFE GRWTH ETF 464288885 1392 12972 SH SOLE 12972 0 0 ISHARES TR EAFE SML CP ETF 464288273 1621 21852 SH SOLE 21852 0 0 ISHARES TR EAFE VALUE ETF 464288877 506 9785 SH SOLE 9785 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 1287 13066 SH SOLE 13066 0 0 ISHARES TR GLB INFRASTR ETF 464288372 12591 277447 SH SOLE 277447 0 0 ISHARES TR GLOBAL TECH ETF 464287291 323 957 SH SOLE 957 0 0 ISHARES TR GOV/CRED BD ETF 464288596 268 2190 SH SOLE 2190 0 0 ISHARES TR IBOXX HI YD ETF 464288513 441 5011 SH SOLE 5011 0 0 ISHARES TR IBOXX INV CP ETF 464287242 6047 45008 SH SOLE 45008 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 820 14954 SH SOLE 14954 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 3885 64202 SH SOLE 64202 0 0 ISHARES TR JPMORGAN USD EMG 464288281 6019 53520 SH SOLE 53520 0 0 ISHARES TR MICRO-CAP ETF 464288869 223 1464 SH SOLE 1464 0 0 ISHARES TR MSCI ACWI ETF 464288257 2631 26005 SH SOLE 26005 0 0 ISHARES TR MSCI EAFE ETF 464287465 13968 177076 SH SOLE 177076 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2295 41614 SH SOLE 41614 0 0 ISHARES TR NATIONAL MUN ETF 464288414 31120 265527 SH SOLE 265527 0 0 ISHARES TR RUS 1000 ETF 464287622 19573 80853 SH SOLE 80853 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 9676 35642 SH SOLE 35642 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 4908 30939 SH SOLE 30939 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 2389 7663 SH SOLE 7663 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 10012 60400 SH SOLE 60400 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1687 14902 SH SOLE 14902 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 7820 68010 SH SOLE 68010 0 0 ISHARES TR RUS MID CAP ETF 464287499 6289 79367 SH SOLE 79367 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 7278 31731 SH SOLE 31731 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 553 2413 SH DFND 2413 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 792 3097 SH SOLE 3097 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 2138 29397 SH SOLE 29397 0 0 ISHARES TR S&P 500 VAL ETF 464287408 15045 101902 SH SOLE 101902 0 0 ISHARES TR S&P MC 400GR ETF 464287606 375 4629 SH SOLE 4629 0 0 ISHARES TR S&P MC 400VL ETF 464287705 465 4412 SH SOLE 4412 0 0 ISHARES TR SELECT DIVID ETF 464287168 222 1905 SH SOLE 1905 0 0 ISHARES TR SHORT TREAS BD 464288679 2195 19865 SH SOLE 19865 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 13787 127874 SH SOLE 127874 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1560 14798 SH SOLE 14798 0 0 ISHARES TR TIPS BD ETF 464287176 933 7286 SH SOLE 7286 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1031 20811 SH SOLE 20811 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 16876 187594 SH SOLE 187594 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 20220 246109 SH SOLE 246109 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 36287 635494 SH SOLE 635494 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 35414 187781 SH SOLE 187781 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 9159 31933 SH SOLE 31933 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2730 13601 SH SOLE 13601 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1003 4242 SH SOLE 4242 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 70 500 SH DFND 500 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 15729 111947 SH SOLE 111947 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 7091 29876 SH SOLE 29876 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 17142 168409 SH SOLE 168409 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1373 3489 SH DFND 3489 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 159884 406292 SH SOLE 406292 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 69 400 SH DFND 400 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 18711 107746 SH SOLE 107746 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 5900 26190 SH SOLE 26190 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1562 5390 SH SOLE 5390 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 156 700 SH DFND 700 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 118751 532946 SH SOLE 532946 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 29270 212931 SH SOLE 212931 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2476 39055 SH SOLE 39055 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 179678 3308373 SH SOLE 3308373 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 216 1584 SH SOLE 1584 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 782 13392 SH SOLE 13392 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 11900 114852 SH SOLE 114852 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3593 68557 SH SOLE 68557 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 11948 216059 SH SOLE 216059 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 58116 611295 SH SOLE 611295 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 63880 1039890 SH SOLE 1039890 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7290 88138 SH SOLE 88138 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 2615 13056 SH SOLE 13056 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 253 1636 SH DFND 1636 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 11767 76018 SH SOLE 76018 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 420 6402 SH DFND 6402 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 8099 123316 SH SOLE 123316 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 328 6375 SH DFND 6375 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 210932 4094185 SH SOLE 4094185 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 21463 268860 SH SOLE 268860 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 451 4301 SH SOLE 4301 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 664 2685 SH SOLE 2685 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 416 1043 SH SOLE 1043 0 0