0001221073-20-000157.txt : 20201113 0001221073-20-000157.hdr.sgml : 20201113 20201113133520 ACCESSION NUMBER: 0001221073-20-000157 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AdvicePeriod, LLC CENTRAL INDEX KEY: 0001634228 IRS NUMBER: 901031455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18755 FILM NUMBER: 201310529 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, SUITE 2400 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (424)281-3600 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, SUITE 2400 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001634228 XXXXXXXX 09-30-2020 09-30-2020 false AdvicePeriod, LLC

2121 AVENUE OF THE STARS, SUITE 2400 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-18755 N JONATHAN STRAUB 424-281-3600 /s/JONATHAN STRAUB LOS ANGELES CA 11-11-2020 0 91 1103737 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 19599 1029356 SH SOLE 1029356 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 317 11486 SH SOLE 11486 0 0 ISHARES INC CORE MSCI EMKT 46434G103 30986 586861 SH SOLE 586861 0 0 ISHARES TR GLB INFRASTR ETF 464288372 9048 234521 SH SOLE 234521 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 1731 22717 SH SOLE 22717 0 0 ISHARES TR CORE MSCI EAFE 46432F842 24406 404880 SH SOLE 404880 0 0 ISHARES TR CORE MSCI INTL 46435G326 10798 200102 SH SOLE 200102 0 0 ISHARES TR EAFE GRWTH ETF 464288885 1734 19290 SH SOLE 19290 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1574 7107 SH SOLE 7107 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 228 4148 SH SOLE 4148 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 188 1407 SH DFND 1407 0 0 ISHARES TR EAFE VALUE ETF 464288877 296 7347 SH SOLE 7347 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1420 11599 SH SOLE 11599 0 0 ISHARES TR CORE S&P SCP ETF 464287804 168 2392 SH DFND 2392 0 0 ISHARES TR MSCI ACWI ETF 464288257 2526 31603 SH SOLE 31603 0 0 ISHARES TR S&P MC 400GR ETF 464287606 264 1104 SH SOLE 1104 0 0 ISHARES TR GLOBAL TECH ETF 464287291 506 1918 SH SOLE 1918 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 6550 65945 SH SOLE 65945 0 0 ISHARES TR CORE S&P500 ETF 464287200 38483 114512 SH SOLE 114512 0 0 ISHARES TR EAFE SML CP ETF 464288273 1000 16951 SH SOLE 16951 0 0 ISHARES TR CORE S&P SCP ETF 464287804 10504 149568 SH SOLE 149568 0 0 ISHARES TR GOV/CRED BD ETF 464288596 383 3057 SH SOLE 3057 0 0 ISHARES TR CALIF MUN BD ETF 464288356 7036 112768 SH SOLE 112768 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 2333 17466 SH SOLE 17466 0 0 ISHARES TR S&P MC 400VL ETF 464287705 333 2471 SH SOLE 2471 0 0 ISHARES TR CORE US AGGBD ET 464287226 8400 71152 SH SOLE 71152 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 5268 48729 SH SOLE 48729 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 332 1695 SH SOLE 1695 0 0 ISHARES TR IBOXX INV CP ETF 464287242 7002 51975 SH SOLE 51975 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 5837 72207 SH SOLE 72207 0 0 ISHARES TR IBOXX HI YD ETF 464288513 498 5932 SH SOLE 5932 0 0 ISHARES TR SHORT TREAS BD 464288679 2617 23638 SH SOLE 23638 0 0 ISHARES TR MSCI EAFE ETF 464287465 9958 156454 SH SOLE 156454 0 0 ISHARES TR NATIONAL MUN ETF 464288414 49309 425331 SH SOLE 425331 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 2920 48010 SH SOLE 48010 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 361 2413 SH DFND 2413 0 0 ISHARES TR JPMORGAN USD EMG 464288281 7351 66288 SH SOLE 66288 0 0 ISHARES TR CORE S&P TTL STK 464287150 235 3117 SH DFND 3117 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 3294 21988 SH SOLE 21988 0 0 ISHARES TR S&P 500 VAL ETF 464287408 10802 96057 SH SOLE 96057 0 0 ISHARES TR CORE S&P TTL STK 464287150 24835 328981 SH SOLE 328981 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 6088 28069 SH SOLE 28069 0 0 ISHARES TR RUS 1000 ETF 464287622 15953 85242 SH SOLE 85242 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 3633 30751 SH SOLE 30751 0 0 ISHARES TR RUS MID CAP ETF 464287499 3202 55797 SH SOLE 55797 0 0 ISHARES TR TIPS BD ETF 464287176 470 3713 SH SOLE 3713 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 1993 34163 SH SOLE 34163 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 11516 133118 SH SOLE 133118 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1280 7406 SH SOLE 7406 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 456 9140 SH SOLE 9140 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 23181 279118 SH SOLE 279118 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 16836 180108 SH SOLE 180108 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 36412 625777 SH SOLE 625777 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 96150 564557 SH SOLE 564557 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 7346 32275 SH SOLE 32275 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 12556 123862 SH SOLE 123862 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1073 3489 SH DFND 3489 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2242 14334 SH SOLE 14334 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 14221 128545 SH SOLE 128545 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 97907 318241 SH SOLE 318241 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 577 3204 SH SOLE 3204 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 51 500 SH DFND 500 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 16624 128152 SH SOLE 128152 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 23408 223983 SH SOLE 223983 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 5385 30554 SH SOLE 30554 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 13183 166959 SH SOLE 166959 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 119 700 SH DFND 700 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4041 26275 SH SOLE 26275 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 988 4598 SH SOLE 4598 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 44 400 SH DFND 400 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 6603 81886 SH SOLE 81886 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 113485 2624532 SH SOLE 2624532 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 607 12492 SH SOLE 12492 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2702 53560 SH SOLE 53560 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3279 64260 SH SOLE 64260 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 5665 104067 SH SOLE 104067 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 28828 300920 SH SOLE 300920 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 276 1780 SH SOLE 1780 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 212 3004 SH SOLE 3004 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1016 12260 SH SOLE 12260 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 32641 525697 SH SOLE 525697 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8980 69796 SH SOLE 69796 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 210 1636 SH DFND 1636 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 334 6402 SH DFND 6402 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 8540 163686 SH SOLE 163686 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 141511 3459925 SH SOLE 3459925 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 261 6375 SH DFND 6375 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 455 5626 SH SOLE 5626 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 18438 233685 SH SOLE 233685 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 910 4461 SH SOLE 4461 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 419 1345 SH SOLE 1345 0 0