0001634117-22-000113.txt : 20220926 0001634117-22-000113.hdr.sgml : 20220926 20220926164548 ACCESSION NUMBER: 0001634117-22-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220922 FILED AS OF DATE: 20220926 DATE AS OF CHANGE: 20220926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDERSON DAVID GORDON CENTRAL INDEX KEY: 0001830135 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37499 FILM NUMBER: 221266256 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE EDUCATION, INC. STREET 2: 120 MOUNTAIN VIEW BLVD. CITY: BASKING RIDGE STATE: NJ ZIP: 07920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barnes & Noble Education, Inc. CENTRAL INDEX KEY: 0001634117 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 460599018 STATE OF INCORPORATION: DE FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-991-2665 MAIL ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 4 1 wf-form4_166422512742962.xml FORM 4 X0306 4 2022-09-22 0 0001634117 Barnes & Noble Education, Inc. BNED 0001830135 HENDERSON DAVID GORDON C/O BARNES & NOBLE EDUCATION, INC. 120 MOUNTAINVIEW BLVD. BASKING RIDGE NJ 07920 0 1 0 0 Pres, MBS; EVP, Strat Services Common Stock 2022-09-22 4 M 0 39634 0 A 191091 D Common Stock 2022-09-22 4 D 0 39634 2.28 D 151457 D Phantom Share Unit 2022-09-22 4 M 0 39634 0 D 2021-09-22 2023-09-22 Common Stock 39634.0 39634 D Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $2.28 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. /s/ David G. Henderson 2022-09-23