0001634117-22-000053.txt : 20220622 0001634117-22-000053.hdr.sgml : 20220622 20220622164549 ACCESSION NUMBER: 0001634117-22-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220619 FILED AS OF DATE: 20220622 DATE AS OF CHANGE: 20220622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDERSON DAVID GORDON CENTRAL INDEX KEY: 0001830135 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37499 FILM NUMBER: 221032583 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE EDUCATION, INC. STREET 2: 120 MOUNTAIN VIEW BLVD. CITY: BASKING RIDGE STATE: NJ ZIP: 07920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barnes & Noble Education, Inc. CENTRAL INDEX KEY: 0001634117 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 460599018 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-991-2665 MAIL ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 4 1 wf-form4_165593073633171.xml FORM 4 X0306 4 2022-06-19 0 0001634117 Barnes & Noble Education, Inc. BNED 0001830135 HENDERSON DAVID GORDON C/O BARNES & NOBLE EDUCATION, INC. 120 MOUNTAINVIEW BLVD. BASKING RIDGE NJ 07920 0 1 0 0 Pres, MBS; EVP, Strat Services Common Stock 2022-06-19 4 D 0 28416 0 D 161545 D Common Stock 2022-06-19 4 F 0 5836 2.57 D 155709 D Common Stock 2022-06-19 4 F 0 4252 2.57 D 151457 D Forfeiture of unearned shares pursuant to June 19, 2019 Performance Unit award based upon final achievement level of 45.75% of target. See Form 4 filed June 21, 2019 for additional performance and vesting information. These performance unit grants were originally issued at 100% of target and became fully vested on June 19, 2022 after the lapse of the required holding period. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of the Performance Units granted to the reporting person on June 19, 2019. Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. /s/ David G. Henderson 2022-06-22