0001634117-22-000042.txt : 20220621 0001634117-22-000042.hdr.sgml : 20220621 20220621165244 ACCESSION NUMBER: 0001634117-22-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220616 FILED AS OF DATE: 20220621 DATE AS OF CHANGE: 20220621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER MICHAEL CONNOLLY CENTRAL INDEX KEY: 0001643505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37499 FILM NUMBER: 221028774 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE EDUCATION, INC STREET 2: 120 MOUNTAIN VIEW BLVD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barnes & Noble Education, Inc. CENTRAL INDEX KEY: 0001634117 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 460599018 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-991-2665 MAIL ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 4 1 wf-form4_165584474695894.xml FORM 4 X0306 4 2022-06-16 0 0001634117 Barnes & Noble Education, Inc. BNED 0001643505 MILLER MICHAEL CONNOLLY C/O BARNES & NOBLE EDUCATION, INC. 120 MOUNTAIN VIEW BLVD BASKING RIDGE NJ 07920 0 1 0 0 CLO, EVP, Corp Aff & Secretary Common Stock 2022-06-16 4 A 0 55556 0 A 219546 D Non-Qualified Stock Option (Right to Buy) 2.36 2022-06-16 4 A 0 47484 0 A 2023-06-16 2032-06-16 Common Stock 47484.0 47484 D Non-Qualified Stock Option (Right to Buy) 4.86 2022-06-16 4 A 0 51346 0 A 2023-06-16 2032-06-16 Common Stock 51346.0 51346 D Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 16, 2023, June 16, 2024 and June 16, 2025, or in each case, if such date is not a business day, the business day immediately following such date. Non-qualified Stock Options granted with an exercise price of $2.36 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032. Non-qualified Stock Options granted with an above market exercise price of $4.86 per share. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032. /s/ Michael C. Miller 2022-06-21