0001634117-21-000105.txt : 20210927 0001634117-21-000105.hdr.sgml : 20210927 20210927171720 ACCESSION NUMBER: 0001634117-21-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210923 FILED AS OF DATE: 20210927 DATE AS OF CHANGE: 20210927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAR JONATHAN CENTRAL INDEX KEY: 0001829618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37499 FILM NUMBER: 211282729 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE EDUCATION, INC. STREET 2: 120 MOUNTAIN VIEW BLVD. CITY: BASKING RIDGE STATE: NJ ZIP: 07920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barnes & Noble Education, Inc. CENTRAL INDEX KEY: 0001634117 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 460599018 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-991-2665 MAIL ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 4 1 wf-form4_163277741996772.xml FORM 4 X0306 4 2021-09-23 0 0001634117 Barnes & Noble Education, Inc. BNED 0001829618 SHAR JONATHAN C/O BARNES & NOBLE EDUCATION, INC. 120 MOUNTAINVIEW BLVD. BASKING RIDGE NJ 07920 0 1 0 0 EVP, Retail Common Stock 2021-09-23 4 A 0 46297 0 A 115214 D Common Stock 2021-09-26 4 F 0 5655 10.59 D 109559 D Non-Qualified Stock Option (Right to Buy) 10.8 2021-09-23 4 A 0 39570 0 A 2021-09-23 2031-09-23 Common Stock 39570.0 39570 D Non-Qualified Stock Option (Right to Buy) 13.3 2021-09-23 4 A 0 42788 0 A 2022-09-23 2031-09-23 Common Stock 42788.0 42788 D Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 23, 2022, September 23, 2023 and September 23, 2024, or in each case, if such date is not a business day, the business day immediately following such date. Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Non-qualified Stock Options granted with an exercise price of $10.80 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 23, 2025 and will expire on September 23, 2031 Non-qualified Stock Options granted with an above market exercise price of $13.30 per share. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 22, 2025 and will expire on September 23, 2031. /s/ Jonathan Shar 2021-09-27