0001634117-21-000100.txt : 20210927
0001634117-21-000100.hdr.sgml : 20210927
20210927171428
ACCESSION NUMBER: 0001634117-21-000100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210923
FILED AS OF DATE: 20210927
DATE AS OF CHANGE: 20210927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENDERSON DAVID GORDON
CENTRAL INDEX KEY: 0001830135
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37499
FILM NUMBER: 211282674
MAIL ADDRESS:
STREET 1: C/O BARNES & NOBLE EDUCATION, INC.
STREET 2: 120 MOUNTAIN VIEW BLVD.
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Barnes & Noble Education, Inc.
CENTRAL INDEX KEY: 0001634117
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 460599018
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 120 MOUNTAIN VIEW BOULEVARD
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 908-991-2665
MAIL ADDRESS:
STREET 1: 120 MOUNTAIN VIEW BOULEVARD
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
4
1
wf-form4_163277725029606.xml
FORM 4
X0306
4
2021-09-23
0
0001634117
Barnes & Noble Education, Inc.
BNED
0001830135
HENDERSON DAVID GORDON
C/O BARNES & NOBLE EDUCATION, INC.
120 MOUNTAINVIEW BLVD.
BASKING RIDGE
NJ
07920
0
1
0
0
Pres, MBS; EVP, Strat Services
Common Stock
2021-09-23
4
A
0
20834
0
A
174044
D
Common Stock
2021-09-26
4
F
0
4917
10.59
D
169127
D
Non-Qualified Stock Option (Right to Buy)
10.8
2021-09-23
4
A
0
17807
0
A
2022-09-23
2031-09-23
Common Stock
17807.0
17807
D
Non-Qualified Stock Option (Right to Buy)
13.3
2021-09-23
4
A
0
19255
0
A
2022-09-23
2031-09-23
Common Stock
19255.0
19255
D
Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of September 23, 2022, September 23, 2023 and September 23, 2024, or in each case, if such date is not a business day, the business day immediately following such date.
Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
Non-qualified Stock Options granted with an exercise price of $10.80 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 23, 2025 and will expire on September 23, 2031
Non-qualified Stock Options granted with an above market exercise price of $13.30 per share. These Options will vest in four equal installments on each of September 23, 2022, September 23, 2023, September 23, 2024 and September 22, 2025 and will expire on September 23, 2031.
/s/ David G. Henderson
2021-09-27