0001634117-21-000080.txt : 20210924 0001634117-21-000080.hdr.sgml : 20210924 20210924164115 ACCESSION NUMBER: 0001634117-21-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210922 FILED AS OF DATE: 20210924 DATE AS OF CHANGE: 20210924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER MICHAEL CONNOLLY CENTRAL INDEX KEY: 0001643505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37499 FILM NUMBER: 211277879 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE EDUCATION, INC STREET 2: 120 MOUNTAIN VIEW BLVD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barnes & Noble Education, Inc. CENTRAL INDEX KEY: 0001634117 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 460599018 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-991-2665 MAIL ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 4 1 wf-form4_163251606223080.xml FORM 4 X0306 4 2021-09-22 0 0001634117 Barnes & Noble Education, Inc. BNED 0001643505 MILLER MICHAEL CONNOLLY C/O BARNES & NOBLE EDUCATION, INC. 120 MOUNTAIN VIEW BLVD BASKING RIDGE NJ 07920 0 1 0 0 CLO, EVP, Corp Aff & Secretary Common Stock 2021-09-22 4 M 0 60975 0 A 178397 D Common Stock 2021-09-22 4 D 0 60975 7.38 D 117422 D Phantom Share Unit 2021-09-22 4 M 0 60975 0 D 2021-09-22 2023-09-22 Common Stock 60975.0 121952 D Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $7.38 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. /s/ Michael C. Miller 2021-09-24