0001634117-20-000097.txt : 20200924
0001634117-20-000097.hdr.sgml : 20200924
20200924164313
ACCESSION NUMBER: 0001634117-20-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200922
FILED AS OF DATE: 20200924
DATE AS OF CHANGE: 20200924
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Malhotra Kanuj
CENTRAL INDEX KEY: 0001581718
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37499
FILM NUMBER: 201195727
MAIL ADDRESS:
STREET 1: C/O BARNES & NOBLE, INC.
STREET 2: 122 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Barnes & Noble Education, Inc.
CENTRAL INDEX KEY: 0001634117
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 460599018
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0502
BUSINESS ADDRESS:
STREET 1: 120 MOUNTAIN VIEW BOULEVARD
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 908-991-2665
MAIL ADDRESS:
STREET 1: 120 MOUNTAIN VIEW BOULEVARD
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
4
1
wf-form4_160098017961959.xml
FORM 4
X0306
4
2020-09-22
0
0001634117
Barnes & Noble Education, Inc.
BNED
0001581718
Malhotra Kanuj
C/O BARNES & NOBLE EDUCATION, INC.
120 MOUNTAIN VIEW BLVD
BASKING RIDGE
NJ
07920
0
1
0
0
EVP, Corp Dev; Pres, DSS
Non-Qualified Stock Option (Right to Buy)
5.0
2020-09-22
4
A
0
155023
0
A
2021-09-22
2030-09-22
Common Stock
155023.0
155023
D
Non-Qualified Stock Option (Right to Buy)
2.46
2020-09-22
4
A
0
155023
0
A
2021-09-22
2030-09-22
Common Stock
155023.0
155023
D
Phantom Share Unit
2020-09-22
4
A
0
182927
0
A
2021-09-22
2023-09-22
Common Stock
182927.0
182927
D
Non-qualified Stock Options granted with an above market exercise price of $5 per share. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030.
Non-qualified Stock Options granted with an exercise price of $2.46 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of September 22, 2021, September 22, 2022, September 22, 2023 and September 22, 2024 and will expire on September 22, 2030
Each phantom share represents the economic equivalent to one share of common stock of the Company and will be settled in cash based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $7.38 per share. The phantom shares vest and will be settled in three equal installments on each of September 22, 2021, September 22, 2022 and September 22, 2023, or in each case, if such date is not a business day, the business day immediately following such date.
/s/ Kanuj Malhotra
2020-09-24