0001634117-18-000024.txt : 20180723 0001634117-18-000024.hdr.sgml : 20180723 20180723170752 ACCESSION NUMBER: 0001634117-18-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180719 FILED AS OF DATE: 20180723 DATE AS OF CHANGE: 20180723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malhotra Kanuj CENTRAL INDEX KEY: 0001581718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37499 FILM NUMBER: 18965049 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE, INC. STREET 2: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barnes & Noble Education, Inc. CENTRAL INDEX KEY: 0001634117 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 460599018 STATE OF INCORPORATION: DE FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-991-2665 MAIL ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 4 1 wf-form4_153238005676478.xml FORM 4 X0306 4 2018-07-19 0 0001634117 Barnes & Noble Education, Inc. BNED 0001581718 Malhotra Kanuj C/O BARNES & NOBLE EDUCATION, INC. 120 MOUNTAIN VIEW BLVD BASKING RIDGE NJ 07920 0 1 0 0 EVP, Corp Dev; Pres, DSS Common Stock 2018-07-19 4 A 0 31646 0 A 268622 D Grant of Performance Units, which are earned based on a combination of the Company's performance over the performance period as measured by absolute total shareholder return reflected by the BNED Common Stock price (50% of the Performance Units), BNED Adjusted EBITDA (25% of the Performance Units) and growth of Digital Student Solutions segment revenue (25% of the Performance Units). The performance period is the two year period beginning April 29, 2018 and ending on May 2, 2020. Unearned Performance Units will be forfeited. Once earned, the Performance Units will be converted to shares of Company Common Stock on a one-for-one basis, and such shares will be subject to an additional one year holding period before they fully vest. /s/ Kanuj Malhotra 2018-07-23