0001634117-16-000064.txt : 20160616 0001634117-16-000064.hdr.sgml : 20160616 20160616173329 ACCESSION NUMBER: 0001634117-16-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160614 FILED AS OF DATE: 20160616 DATE AS OF CHANGE: 20160616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barnes & Noble Education, Inc. CENTRAL INDEX KEY: 0001634117 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 460599018 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-991-2665 MAIL ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Max J. CENTRAL INDEX KEY: 0001553317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37499 FILM NUMBER: 161718388 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE, INC. STREET 2: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 wf-form4_146611279662496.xml FORM 4 X0306 4 2016-06-14 0 0001634117 Barnes & Noble Education, Inc. BNED 0001553317 Roberts Max J. C/O BARNES & NOBLE EDUCATION, INC. 120 MOUNTAIN VIEW BLVD. BASKING RIDGE NJ 07920 1 1 0 0 Chief Executive Officer Common Stock 2016-06-14 4 A 0 106355 0 A 533952 D Grant of Performance Shares, which are earned based on a combination of the Company's performance as measured by EBITDA (75% of the Performance Shares) and New Business (25% of the Performance Shares). The performance period is the two year period beginning May 1, 2016 and ending on April 28, 2018. Unearned Performance Shares will be forfeited. Once earned, the Performance Shares are subject to an additional one year holding period before they fully vest. Total shares reflect an adjustment based on the amended Form 4 filed on behalf of the reporting person for transaction on February 7, 2016. /s/ Max J. Roberts 2016-06-16