0001193805-20-000815.txt : 20200710 0001193805-20-000815.hdr.sgml : 20200710 20200710122530 ACCESSION NUMBER: 0001193805-20-000815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200708 FILED AS OF DATE: 20200710 DATE AS OF CHANGE: 20200710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVENICK ZACHARY CENTRAL INDEX KEY: 0001816579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37499 FILM NUMBER: 201022570 MAIL ADDRESS: STREET 1: 840 SOUTH GRAND AVENUE CITY: PASADENA STATE: CA ZIP: 91105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barnes & Noble Education, Inc. CENTRAL INDEX KEY: 0001634117 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 460599018 STATE OF INCORPORATION: DE FISCAL YEAR END: 0502 BUSINESS ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-991-2665 MAIL ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 4 1 e619769_4-levenick.xml X0306 4 2020-07-08 0 0001634117 Barnes & Noble Education, Inc. BNED 0001816579 LEVENICK ZACHARY 3304 FRANKLIN AVE MILLBROOK NY 12545 0 0 0 1 See Explanation of Responses Common Stock, par value $0.01 per share 2020-07-08 4 P 0 38529 1.8554 A 40529 D Common Stock, par value $0.01 per share 2020-07-09 4 P 0 61471 1.8412 A 102000 D Call Options (right to buy) 2.50 2020-10-16 Common Stock 2500 2500 D Call Options (right to buy) 5.00 2020-10-16 Common Stock 1000 1000 D Zachary Levenick may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Levenick disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.85 to $1.87 per share, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.82 to $1.85 per share, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Such options are exercisable as of July 10, 2020 and were immediately exercisable upon their acquisition. /s/ Rory Wallace, attorney-in-fact for Zachary Levenick 2020-07-10