0000950138-15-000562.txt : 20150805 0000950138-15-000562.hdr.sgml : 20150805 20150805180156 ACCESSION NUMBER: 0000950138-15-000562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150803 FILED AS OF DATE: 20150805 DATE AS OF CHANGE: 20150805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barnes & Noble Education, Inc. CENTRAL INDEX KEY: 0001634117 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 460599018 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-991-2665 MAIL ADDRESS: STREET 1: 120 MOUNTAIN VIEW BOULEVARD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malhotra Kanuj CENTRAL INDEX KEY: 0001581718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37499 FILM NUMBER: 151030314 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE, INC. STREET 2: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-08-03 0001634117 Barnes & Noble Education, Inc. BNED 0001581718 Malhotra Kanuj C/O BARNES & NOBLE EDUCATION, INC. 120 MOUNTAIN VIEW BLVD BASKING RIDGE NJ 07920 0 1 0 0 Chief Strategy & Dev. Off. Common Stock 2015-08-03 4 A 0 4982 0 A 5910 D Common Stock 2015-08-03 4 A 0 26160 0 A 32070 D Common Stock 2015-08-03 4 A 0 66440 0 A 98510 D These unvested restricted stock units (payable solely in common stock of the Issuer on the vesting date) were granted to replace 2,500 unvested restricted stock units of Barnes & Noble, Inc. ("Barnes & Noble") in connection with the Reporting Person's termination of employment with Barnes & Noble and becoming Chief Strategy and Development Officer of the Issuer. This grant shall vest on July 2, 2016, in accordance with the remaining vesting schedule of the original grant of Barnes & Noble restricted stock units. Includes 928 shares acquired in a pro rata distribution by Barnes & Noble on August 2, 2015 to its stockholders of record at the close of business on July 27, 2015. These unvested restricted stock units (payable solely in common stock of the Issuer on each vesting date) were granted to replace 13,125 unvested restricted stock units of Barnes & Noble in connection with the Reporting Person's termination of employment with Barnes & Noble and becoming Chief Strategy and Development Officer of the Issuer. One third of this grant shall vest on March 5, 2016, and the remaining two thirds shall vest on March 5, 2017, in accordance with the remaining vesting schedule of the original grant of Barnes & Noble restricted stock units. These unvested restricted stock units (payable solely in common stock of the Issuer on each vesting date) were granted to replace 33,334 unvested restricted stock units of Barnes & Noble in connection with the Reporting Person's termination of employment with Barnes & Noble and becoming Chief Strategy and Development Officer of the Issuer. One half of this grant shall vest on February 7, 2016, and the remaining half shall vest on February 7, 2017, in accordance with the remaining vesting schedule of the original grant of Barnes & Noble restricted stock units. /s/ Kanuj Malhotra 2015-08-05