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Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001580642-21-005416
Filing Date
2021-11-10
Accepted
2021-11-10 17:16:53
Documents
3

Document Format Files

Seq Description Document Type Size
1 40-APP nlftiv_40-app.htm 40-APP 54822
3 GRAPHIC image_001.gif GRAPHIC 3562
4 GRAPHIC image_002.gif GRAPHIC 3461
  Complete submission text file 0001580642-21-005416.txt   67034
Mailing Address 399 PARK AVE NEW YORK NY 10022
Business Address 399 PARK AVE NEW YORK NY 10022 2127563300
FIRST MANHATTAN CO (Filer) CIK: 0000728083 (see all company filings)

IRS No.: 131957714 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-15282-01 | Film No.: 211397836

Mailing Address 17605 WRIGHT STREET OMAHA NE 68130
Business Address 17605 WRIGHT STREET OMAHA NE 68130 402-493-1731
NORTHERN LIGHTS DISTRIBUTORS, LLC (Filer) CIK: 0001503635 (see all company filings)

IRS No.: 770625792
Type: 40-APP | Act: 40 | File No.: 812-15282-02 | Film No.: 211397837

Mailing Address 1125 SANCTUARY PARKWAY SUITE 515 ALPHARETTA GA 30009
Business Address 1125 SANCTUARY PARKWAY SUITE 515 ALPHARETTA GA 30009 404-487-1961
Vident Investment Advisory, LLC (Filer) CIK: 0001634047 (see all company filings)

IRS No.: 471618011 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-15282-03 | Film No.: 211397838

Mailing Address 17605 WRIGHT STREET SUITE 200 OMAHA NE 68154-1150
Business Address 225 PICTORIA DRIVE SUITE 450 CINCINNATI OH 45246 402-895-1600
Northern Lights Fund Trust IV (Filer) CIK: 0001644419 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0916
Type: 40-APP | Act: 40 | File No.: 812-15282 | Film No.: 211397835