0001633978-18-000094.txt : 20180821 0001633978-18-000094.hdr.sgml : 20180821 20180821215729 ACCESSION NUMBER: 0001633978-18-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180818 FILED AS OF DATE: 20180821 DATE AS OF CHANGE: 20180821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coldren Christopher W. CENTRAL INDEX KEY: 0001743188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 181031351 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-08-18 0001633978 Lumentum Holdings Inc. LITE 0001743188 Coldren Christopher W. 400 NORTH MCCARTHY BLVD MILPITAS CA 95035 0 1 0 0 Interim CFO Common Stock 2018-08-20 4 F 0 1191 59.69 D 23538 D These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. /s/ Judy G Hamel as Attoney-in-Fact 2018-08-21