0001633978-18-000086.txt : 20180817 0001633978-18-000086.hdr.sgml : 20180817 20180817212523 ACCESSION NUMBER: 0001633978-18-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reinhardt Jason CENTRAL INDEX KEY: 0001648196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 181026946 MAIL ADDRESS: STREET 1: 400 N. MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-08-15 0001633978 Lumentum Holdings Inc. LITE 0001648196 Reinhardt Jason 400 NORTH MCCARTHY BLVD MILPITAS CA 95035 0 1 0 0 EVP, Global Sales Common Stock 2018-08-15 4 M 0 1855 0 A 60020 D Common Stock 2018-08-16 4 F 0 651 60.13 D 59369 D Common Stock 2018-08-15 4 M 0 4923 0 A 64292 D Common Stock 2018-08-16 4 F 0 1922 60.13 D 62370 D Common Stock 2018-08-17 4 F 0 1347 59.87 D 61023 D Restricted Stock Units 0 2018-08-15 4 M 0 1855 0 D 2018-08-15 Common Stock 1855 0 D Restricted Stock Units 0 2018-08-15 4 M 0 4923 0 D 2018-08-15 Common Stock 4923 0 D These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Restricted Stock Units have no expiration date. /s/ Judy G Hamel as Attoney-in-Fact 2018-08-17