0001633978-18-000036.txt : 20180517 0001633978-18-000036.hdr.sgml : 20180517 20180517213905 ACCESSION NUMBER: 0001633978-18-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reinhardt Jason CENTRAL INDEX KEY: 0001648196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 18844948 MAIL ADDRESS: STREET 1: 400 N. MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 wf-form4_152660753038948.xml FORM 4 X0306 4 2018-05-15 0 0001633978 Lumentum Holdings Inc. LITE 0001648196 Reinhardt Jason C/O LUMENTUM 400 NORTH MCCARTHY BLVD MILPITAS CA 95035 0 1 0 0 EVP, Global Sales Common Stock 2018-05-15 4 M 0 1855 0 A 59756 D Common Stock 2018-05-16 4 S 0 651 63.59 D 59105 D Common Stock 2018-05-17 4 S 0 940 63.21 D 58165 D Restricted Stock Units 0.0 2018-05-15 4 M 0 1855 0 D 2018-05-15 Common Stock 1855.0 1855 D Each unit converts upon vesting into one share of common stock. Includes 219 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person under takes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Restricted Stock Units have no expiration date. /s/ Judy G Hamel as Attorney-in-Fact 2018-05-17