0001633978-18-000036.txt : 20180517
0001633978-18-000036.hdr.sgml : 20180517
20180517213905
ACCESSION NUMBER: 0001633978-18-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180517
DATE AS OF CHANGE: 20180517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reinhardt Jason
CENTRAL INDEX KEY: 0001648196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 18844948
MAIL ADDRESS:
STREET 1: 400 N. MCCARTHY BLVD
CITY: MILPITAS
STATE: CA
ZIP: 95035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
4
1
wf-form4_152660753038948.xml
FORM 4
X0306
4
2018-05-15
0
0001633978
Lumentum Holdings Inc.
LITE
0001648196
Reinhardt Jason
C/O LUMENTUM
400 NORTH MCCARTHY BLVD
MILPITAS
CA
95035
0
1
0
0
EVP, Global Sales
Common Stock
2018-05-15
4
M
0
1855
0
A
59756
D
Common Stock
2018-05-16
4
S
0
651
63.59
D
59105
D
Common Stock
2018-05-17
4
S
0
940
63.21
D
58165
D
Restricted Stock Units
0.0
2018-05-15
4
M
0
1855
0
D
2018-05-15
Common Stock
1855.0
1855
D
Each unit converts upon vesting into one share of common stock.
Includes 219 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).
These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.
The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person under takes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Restricted Stock Units have no expiration date.
/s/ Judy G Hamel as Attorney-in-Fact
2018-05-17