0001633978-17-000145.txt : 20171117 0001633978-17-000145.hdr.sgml : 20171117 20171117210549 ACCESSION NUMBER: 0001633978-17-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reinhardt Jason CENTRAL INDEX KEY: 0001648196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 171212502 MAIL ADDRESS: STREET 1: 400 N. MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 wf-form4_151097073507296.xml FORM 4 X0306 4 2017-11-15 0 0001633978 Lumentum Holdings Inc. LITE 0001648196 Reinhardt Jason C/O LUMENTUM 400 NORTH MCCARTHY BLVD MILPITAS CA 95035 0 1 0 0 EVP, Global Sales Common Stock 2017-11-15 4 M 0 1855 0 A 69142 D Common Stock 2017-11-15 4 F 0 981 57.80 D 68161 D Common Stock 2017-11-16 4 F 0 1418 57.12 D 66743 D Restricted Stock Units 0.0 2017-11-15 4 M 0 1855 0 D 2017-11-15 Common Stock 1855.0 5565 D These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award. Restricted Stock Units have no expiration date. /s/ Judy G Hamel as Attorney-in-Fact 2017-11-17