Delaware | 001-36861 | 47-3108385 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification Number) |
400 North McCarthy Boulevard, Milpitas, CA | 95035 | |||
(Address of Principal Executive Offices) | (Zip Code) |
x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2016 to December 31, 2016 |
The following exhibit is filed as part of this Report | ||||
Exhibit No. | Description | |||
1.01 | Conflict Minerals Report of Lumentum Holdings Inc. for the reporting period January 1, 2016 to December 31, 2016 | |||
LUMENTUM HOLDINGS INC. | ||||
By: | /s/ Judy Hamel | |||
Name: | Judy Hamel | |||
Title: | Secretary and General Counsel | |||
May 31, 2017 |
Metal | Smelter |
Gold | Abington Reldan Metals, LLC |
Gold | Advanced Chemical Company |
Gold | Aida Chemical Industries Co., Ltd. |
Gold | Al Etihad Gold Refinery DMCC |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) |
Gold | AngloGold Ashanti Córrego do Sítio Mineração |
Gold | Argor-Heraeus S.A. |
Gold | Asahi Pretec Corp. |
Gold | Asahi Refining Canada Ltd. |
Gold | Asahi Refining USA Inc. |
Gold | Asaka Riken Co., Ltd. |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
Gold | AU Traders and Refiners |
Gold | Aurubis AG |
Gold | Bangalore Refinery |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
Gold | Boliden AB |
Gold | C. Hafner GmbH + Co. KG |
Gold | Caridad |
Gold | CCR Refinery - Glencore Canada Corporation |
Gold | Cendres + Métaux S.A. |
Gold | Chimet S.p.A. |
Gold | Chugai Mining |
Gold | Daejin Indus Co., Ltd. |
Gold | Daye Non-Ferrous Metals Mining Ltd. |
Gold | DODUCO GmbH |
Gold | Dowa |
Gold | DSC (Do Sung Corporation) |
Gold | Eco-System Recycling Co., Ltd. |
Gold | Elemetal Refining, LLC |
Gold | Emirates Gold DMCC |
Gold | Fidelity Printers and Refiners Ltd. |
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. |
Gold | Geib Refining Corporation |
Gold | Great Wall Precious Metals Co., Ltd. of CBPM |
Gold | Guangdong Jinding Gold Limited |
Gold | Gujarat Gold Centre |
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. |
Gold | Heimerle + Meule GmbH |
Gold | Henan Yuguang Gold & Lead Co., Ltd. |
Gold | Heraeus Ltd. Hong Kong |
Gold | Heraeus Precious Metals GmbH & Co. KG |
Gold | Hunan Chenzhou Mining Co., Ltd. |
Gold | Hwasung CJ Co., Ltd. |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
Gold | Ishifuku Metal Industry Co., Ltd. |
Gold | Istanbul Gold Refinery |
Gold | Japan Mint |
Gold | Jiangxi Copper Co., Ltd. |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
Gold | JSC Uralelectromed |
Gold | JX Nippon Mining & Metals Co., Ltd. |
Gold | Kaloti Precious Metals |
Gold | Kazakhmys Smelting LLC |
Gold | Kazzinc |
Gold | Kennecott Utah Copper LLC |
Gold | KGHM Polska MiedŸ Spó³ka Akcyjna |
Gold | Kojima Chemicals Co., Ltd. |
Gold | Korea Zinc Co., Ltd. |
Gold | Kyrgyzaltyn JSC |
Gold | Kyshtym Copper-Electrolytic Plant ZAO |
Gold | L'azurde Company For Jewelry |
Gold | Lingbao Gold Co., Ltd. |
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
Gold | LS-NIKKO Copper Inc. |
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
Gold | Materion |
Gold | Matsuda Sangyo Co., Ltd. |
Gold | Metalor Technologies (Hong Kong) Ltd. |
Gold | Metalor Technologies (Singapore) Pte., Ltd. |
Gold | Metalor Technologies (Suzhou) Ltd. |
Gold | Metalor Technologies S.A. |
Gold | Metalor USA Refining Corporation |
Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. |
Gold | Mitsubishi Materials Corporation |
Gold | Mitsui Mining and Smelting Co., Ltd. |
Gold | MMTC-PAMP India Pvt., Ltd. |
Gold | Modeltech Sdn Bhd |
Gold | Morris and Watson |
Gold | Moscow Special Alloys Processing Plant |
Gold | Nadir Metal Rafineri San. Ve Tic. A.ª. |
Gold | Navoi Mining and Metallurgical Combinat |
Gold | Nihon Material Co., Ltd. |
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH |
Gold | Ohura Precious Metal Industry Co., Ltd. |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
Gold | OJSC Novosibirsk Refinery |
Gold | PAMP S.A. |
Gold | Penglai Penggang Gold Industry Co., Ltd. |
Gold | Prioksky Plant of Non-Ferrous Metals |
Gold | PT Aneka Tambang (Persero) Tbk |
Gold | PX Précinox S.A. |
Gold | Rand Refinery (Pty) Ltd. |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. |
Gold | Remondis Argentia B.V. |
Gold | Republic Metals Corporation |
Gold | Royal Canadian Mint |
Gold | SAAMP |
Gold | Sabin Metal Corp. |
Gold | SAFINA A.S. |
Gold | Sai Refinery |
Gold | Samduck Precious Metals |
Gold | SAMWON Metals Corp. |
Gold | SAXONIA Edelmetalle GmbH |
Gold | Schone Edelmetaal B.V. |
Gold | SEMPSA Joyería Platería S.A. |
Gold | Shandong Humon Smelting Co., Ltd. |
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. |
Gold | Sichuan Tianze Precious Metals Co., Ltd. |
Gold | Singway Technology Co., Ltd. |
Gold | So Accurate Group, Inc. |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals |
Gold | Solar Applied Materials Technology Corp. |
Gold | Sudan Gold Refinery |
Gold | Sumitomo Metal Mining Co., Ltd. |
Gold | Super Dragon Technology Co., Ltd. |
Gold | T.C.A S.p.A |
Gold | Tanaka Kikinzoku Kogyo K.K. |
Gold | Tokuriki Honten Co., Ltd. |
Gold | Tongling Nonferrous Metals Group Co., Ltd. |
Gold | Tony Goetz NV |
Gold | TOO Tau-Ken-Altyn |
Gold | Torecom |
Gold | Umicore Brasil Ltda. |
Gold | Umicore Precious Metals Thailand |
Gold | Umicore S.A. Business Unit Precious Metals Refining |
Gold | United Precious Metal Refining, Inc. |
Gold | Universal Precious Metals Refining Zambia |
Gold | Valcambi S.A. |
Gold | Western Australian Mint trading as The Perth Mint |
Gold | WIELAND Edelmetalle GmbH |
Gold | Yamamoto Precious Metal Co., Ltd. |
Gold | Yokohama Metal Co., Ltd. |
Gold | Yunnan Copper Industry Co., Ltd. |
Gold | Zhongkuang Gold Industry Co., Ltd. |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
Gold | Zijin Mining Group Co., Ltd. Gold Refinery |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. |
Tantalum | Conghua Tantalum and Niobium Smeltry |
Tantalum | D Block Metals, LLC |
Tantalum | Duoluoshan |
Tantalum | Exotech Inc. |
Tantalum | F&X Electro-Materials Ltd. |
Tantalum | FIR Metals & Resource Ltd. |
Tantalum | Global Advanced Metals Aizu |
Tantalum | Global Advanced Metals Boyertown |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. |
Tantalum | H.C. Starck Co., Ltd. |
Tantalum | H.C. Starck GmbH Goslar |
Tantalum | H.C. Starck GmbH Laufenburg |
Tantalum | H.C. Starck Hermsdorf GmbH |
Tantalum | H.C. Starck Inc. |
Tantalum | H.C. Starck Ltd. |
Tantalum | H.C. Starck Smelting GmbH & Co. KG |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. |
Tantalum | Hi-Temp Specialty Metals, Inc. |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
Tantalum | Jiangxi Tuohong New Raw Material |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. |
Tantalum | Jiujiang Tanbre Co., Ltd. |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
Tantalum | KEMET Blue Metals |
Tantalum | KEMET Blue Powder |
Tantalum | King-Tan Tantalum Industry Ltd. |
Tantalum | LSM Brasil S.A. |
Tantalum | Metallurgical Products India Pvt., Ltd. |
Tantalum | Mineração Taboca S.A. |
Tantalum | Mitsui Mining & Smelting |
Tantalum | Molycorp Silmet A.S. |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. |
Tantalum | Plansee SE Liezen |
Tantalum | Plansee SE Reutte |
Tantalum | Power Resources Ltd. |
Tantalum | QuantumClean |
Tantalum | Resind Indústria e Comércio Ltda. |
Tantalum | RFH Tantalum Smeltry Co., Ltd. |
Tantalum | Solikamsk Magnesium Works OAO |
Tantalum | Taki Chemicals |
Tantalum | Telex Metals |
Tantalum | Tranzact, Inc. |
Tantalum | Ulba Metallurgical Plant JSC |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. |
Tantalum | Zhuzhou Cemented Carbide |
Tin | Alpha |
Tin | An Thai Minerals Co., Ltd. |
Tin | An Vinh Joint Stock Mineral Processing Company |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
Tin | China Tin Group Co., Ltd. |
Tin | CNMC (Guangxi) PGMA Co., Ltd. |
Tin | Cooperativa Metalurgica de Rondônia Ltda. |
Tin | CV Ayi Jaya |
Tin | CV Dua Sekawan |
Tin | CV Gita Pesona |
Tin | CV Serumpun Sebalai |
Tin | CV Tiga Sekawan |
Tin | CV United Smelting |
Tin | CV Venus Inti Perkasa |
Tin | Dowa |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
Tin | Elmet S.L.U. |
Tin | EM Vinto |
Tin | Estanho de Rondônia S.A. |
Tin | Fenix Metals |
Tin | Gejiu Jinye Mineral Company |
Tin | Gejiu Kai Meng Industry and Trade LLC |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. |
Tin | HuiChang Hill Tin Industry Co., Ltd. |
Tin | Huichang Jinshunda Tin Co., Ltd. |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. |
Tin | Magnu's Minerais Metais e Ligas Ltda. |
Tin | Malaysia Smelting Corporation (MSC) |
Tin | Melt Metais e Ligas S.A. |
Tin | Metallic Resources, Inc. |
Tin | Metallo-Chimique N.V. |
Tin | Mineração Taboca S.A. |
Tin | Minsur |
Tin | Mitsubishi Materials Corporation |
Tin | Modeltech Sdn Bhd |
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. |
Tin | O.M. Manufacturing Philippines, Inc. |
Tin | Operaciones Metalurgical S.A. |
Tin | PT Aries Kencana Sejahtera |
Tin | PT Artha Cipta Langgeng |
Tin | PT ATD Makmur Mandiri Jaya |
Tin | PT Babel Inti Perkasa |
Tin | PT Bangka Prima Tin |
Tin | PT Bangka Tin Industry |
Tin | PT Belitung Industri Sejahtera |
Tin | PT Bukit Timah |
Tin | PT Cipta Persada Mulia |
Tin | PT DS Jaya Abadi |
Tin | PT Eunindo Usaha Mandiri |
Tin | PT Inti Stania Prima |
Tin | PT Justindo |
Tin | PT Karimun Mining |
Tin | PT Kijang Jaya Mandiri |
Tin | PT Mitra Stania Prima |
Tin | PT O.M. Indonesia |
Tin | PT Panca Mega Persada |
Tin | PT Prima Timah Utama |
Tin | PT Refined Bangka Tin |
Tin | PT Sariwiguna Binasentosa |
Tin | PT Stanindo Inti Perkasa |
Tin | PT Sukses Inti Makmur |
Tin | PT Sumber Jaya Indah |
Tin | PT Timah (Persero) Tbk Kundur |
Tin | PT Timah (Persero) Tbk Mentok |
Tin | PT Tinindo Inter Nusa |
Tin | PT Tommy Utama |
Tin | PT Wahana Perkit Jaya |
Tin | Resind Indústria e Comércio Ltda. |
Tin | Rui Da Hung |
Tin | Soft Metais Ltda. |
Tin | Super Ligas |
Tin | Thaisarco |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company |
Tin | VQB Mineral and Trading Group JSC |
Tin | White Solder Metalurgia e Mineração Ltda. |
Tin | Xianghualing Tin Industry Co., Ltd. |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
Tin | Yunnan Tin Company Limited |
Tungsten | A.L.M.T. TUNGSTEN Corp. |
Tungsten | ACL Metais Eireli |
Tungsten | Asia Tungsten Products Vietnam Ltd. |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. |
Tungsten | Ganzhou Haichuang Tungsten Industry Co., Ltd. |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. |
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. |
Tungsten | Global Tungsten & Powders Corp. |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. |
Tungsten | H.C. Starck GmbH |
Tungsten | H.C. Starck Smelting GmbH & Co.KG |
Tungsten | Hunan Chenzhou Mining Co., Ltd. |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. |
Tungsten | Hydrometallurg, JSC |
Tungsten | Japan New Metals Co., Ltd. |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. |
Tungsten | Kennametal Fallon |
Tungsten | Kennametal Huntsville |
Tungsten | Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. |
Tungsten | Moliren Ltd |
Tungsten | Niagara Refining LLC |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
Tungsten | Philippine Chuangxin Industrial Co., Inc. |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. |
Tungsten | Unecha Refractory Metals Plant |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. |
Tungsten | Wolfram Bergbau und Hütten AG |
Tungsten | Woltech Korea Co., Ltd. |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. |
Tungsten | Xiamen Tungsten Co., Ltd. |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. |