0001633978-16-000011.txt : 20160224
0001633978-16-000011.hdr.sgml : 20160224
20160224190917
ACCESSION NUMBER: 0001633978-16-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160220
FILED AS OF DATE: 20160224
DATE AS OF CHANGE: 20160224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 400 NORTH MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cocchi Craig
CENTRAL INDEX KEY: 0001649799
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 161453481
MAIL ADDRESS:
STREET 1: 400 NORTH MCCARTHY BLVD
CITY: MILPITAS
STATE: CA
ZIP: 95035
4
1
wf-form4_145635894656588.xml
FORM 4
X0306
4
2016-02-20
0
0001633978
Lumentum Holdings Inc.
LITE
0001649799
Cocchi Craig
C/O LUMENTUM
400 N. MCCARTHY BLVD
MILPITAS
CA
95035
0
1
0
0
SVP, Operations
Common Stock
2016-02-20
4
M
0
1080
0
A
13040
D
Common Stock
2016-02-20
4
F
0
405
23.87
D
12635
D
Common Stock
2016-02-20
4
M
0
914
0
A
13549
D
Common Stock
2016-02-20
4
F
0
343
23.87
D
13206
D
Restricted Stock Units
0.0
2016-02-20
4
M
0
1080
0
D
2016-02-20
Common Stock
1080.0
6478
D
Restricted Stock Units
0.0
2016-02-20
4
M
0
914
0
D
2016-02-20
Common Stock
914.0
1828
D
Each unit converts upon vesting into one share of common stock.
These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.
Restricted Stock Units have no expiration date.
/s/ Judy G Hamel as Attorney-in-Fact
2016-02-24