0001633978-16-000003.txt : 20160212 0001633978-16-000003.hdr.sgml : 20160212 20160212162812 ACCESSION NUMBER: 0001633978-16-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160210 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cocchi Craig CENTRAL INDEX KEY: 0001649799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 161419649 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 wf-form4_145531248146274.xml FORM 4 X0306 4 2016-02-10 0 0001633978 Lumentum Holdings Inc. LITE 0001649799 Cocchi Craig C/O LUMENTUM 400 N. MCCARTHY BLVD MILPITAS CA 95035 0 1 0 0 SVP, Operations Common Stock 2016-02-10 4 M 0 32754 0 A 44714 D Common Stock 2016-02-10 4 S 0 32754 23.628 D 11960 D Employee Stock Option (Right to Buy) 0.0 2016-02-10 4 M 0 32754 0 D 2013-08-15 2018-08-15 Common Stock 32754.0 0 D The price is the weighted average sale price for the transactions reported. The prices for the transactions reported on this line range from $23.50 to $23.73. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Judy G Hamel as Attorney-in-Fact 2016-02-12