0001437749-15-021435.txt : 20151124 0001437749-15-021435.hdr.sgml : 20151124 20151124182638 ACCESSION NUMBER: 0001437749-15-021435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151120 FILED AS OF DATE: 20151124 DATE AS OF CHANGE: 20151124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cocchi Craig CENTRAL INDEX KEY: 0001649799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 151253911 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 rdgdoc.xml FORM 4 X0306 4 2015-11-20 0001633978 Lumentum Holdings Inc. LITE 0001649799 Cocchi Craig C/O LUMENTUM 400 NORTH MCCARTHY BLVD MILPITAS CA 95035 1 SVP, Operations Common Stock 2015-11-20 4 M 0 914 0 A 11629 D Common Stock 2015-11-20 4 F 0 343 18.81 D 11286 D Common Stock 2015-11-20 4 M 0 1079 0 A 12365 D Common Stock 2015-11-20 4 F 0 405 18.81 D 11960 D Restricted Stock Units 0 2015-11-20 4 M 0 914 0 D 2015-11-20 Common Stock 914 2742 D Restricted Stock Units 0 2015-11-20 4 M 0 1079 0 D 2015-11-20 Common Stock 1079 7558 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Restricted Stock Units have no expiration date. /s/ Judy G Hamel as Attorney-in-Fact 2015-11-24