0001437749-15-016114.txt : 20150818 0001437749-15-016114.hdr.sgml : 20150818 20150818205001 ACCESSION NUMBER: 0001437749-15-016114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150815 FILED AS OF DATE: 20150818 DATE AS OF CHANGE: 20150818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cocchi Craig CENTRAL INDEX KEY: 0001649799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 151062720 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 rdgdoc.xml FORM 4 X0306 4 2015-08-15 0001633978 Lumentum Holdings Inc. LITE 0001649799 Cocchi Craig C/O LUMENTUM 400 NORTH MCCARTHY BLVD MILPITAS CA 95035 1 SVP, Operations Restricted Stock Units 0 2015-08-15 4 A 0 36927 0 A Common Stock 36927 36927 D Granted August 15, 2015, this restricted stock unit grant vests over three years, with 33% vesting on the first anniversary of the grant date and the remaining shares vesting quarterly in eight equal installments over the following two years. Restricted Stock Units have no expiration date. /s/ Judy G Hamel as Attorney-in-Fact 2015-08-18