0001209191-23-056383.txt : 20231121 0001209191-23-056383.hdr.sgml : 20231121 20231121185851 ACCESSION NUMBER: 0001209191-23-056383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231117 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Julia Suzanne CENTRAL INDEX KEY: 0001722289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 231429592 MAIL ADDRESS: STREET 1: 1001 RIDDER PARK STREET CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0701 BUSINESS ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-17 0 0001633978 Lumentum Holdings Inc. LITE 0001722289 Johnson Julia Suzanne C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE SAN JOSE CA 95131 1 0 0 0 1 Common Stock 2023-11-17 4 A 0 5416 0.00 A 23195 D Common Stock 2023-11-20 4 S 0 1163 44.17 D 22032 D Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan. These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on August 21, 2023. /s/ Judy G. Hamel as Attorney-in-Fact 2023-11-21