0001209191-23-056383.txt : 20231121
0001209191-23-056383.hdr.sgml : 20231121
20231121185851
ACCESSION NUMBER: 0001209191-23-056383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231117
FILED AS OF DATE: 20231121
DATE AS OF CHANGE: 20231121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Julia Suzanne
CENTRAL INDEX KEY: 0001722289
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 231429592
MAIL ADDRESS:
STREET 1: 1001 RIDDER PARK STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0701
BUSINESS ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-17
0
0001633978
Lumentum Holdings Inc.
LITE
0001722289
Johnson Julia Suzanne
C/O LUMENTUM HOLDINGS INC.,
1001 RIDDER PARK DRIVE
SAN JOSE
CA
95131
1
0
0
0
1
Common Stock
2023-11-17
4
A
0
5416
0.00
A
23195
D
Common Stock
2023-11-20
4
S
0
1163
44.17
D
22032
D
Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.
These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on August 21, 2023.
/s/ Judy G. Hamel as Attorney-in-Fact
2023-11-21