0001209191-21-005740.txt : 20210127
0001209191-21-005740.hdr.sgml : 20210127
20210127181329
ACCESSION NUMBER: 0001209191-21-005740
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200205
FILED AS OF DATE: 20210127
DATE AS OF CHANGE: 20210127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lillie Brian
CENTRAL INDEX KEY: 0001648231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 21561280
MAIL ADDRESS:
STREET 1: 1485 BROOKMILL ROAD
CITY: LOS ALTOS
STATE: CA
ZIP: 94024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0703
BUSINESS ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2020-02-05
2020-02-07
0
0001633978
Lumentum Holdings Inc.
LITE
0001648231
Lillie Brian
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE
SAN JOSE
CA
95131
1
0
0
0
Common Stock
2020-02-05
4
S
0
7000
87.76
D
20053
D
These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
The original Form 4 incorrectly reported the number of shares held following the reported transaction as a result of indicating that 4,064 restricted stock units (RSUs) had been moved from Table I and would be reported in Table II at the time of vesting for ongoing reporting purposes. Such RSUs were not moved from Table I to Table II.
The number of shares beneficially owned following the reported transaction is as of February 5, 2020.
/s/ Judy G. Hamel as Attorney-in-Fact
2021-01-27