0001209191-21-005740.txt : 20210127 0001209191-21-005740.hdr.sgml : 20210127 20210127181329 ACCESSION NUMBER: 0001209191-21-005740 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200205 FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lillie Brian CENTRAL INDEX KEY: 0001648231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 21561280 MAIL ADDRESS: STREET 1: 1485 BROOKMILL ROAD CITY: LOS ALTOS STATE: CA ZIP: 94024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0703 BUSINESS ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-02-05 2020-02-07 0 0001633978 Lumentum Holdings Inc. LITE 0001648231 Lillie Brian C/O LUMENTUM HOLDINGS INC. 1001 RIDDER PARK DRIVE SAN JOSE CA 95131 1 0 0 0 Common Stock 2020-02-05 4 S 0 7000 87.76 D 20053 D These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. The original Form 4 incorrectly reported the number of shares held following the reported transaction as a result of indicating that 4,064 restricted stock units (RSUs) had been moved from Table I and would be reported in Table II at the time of vesting for ongoing reporting purposes. Such RSUs were not moved from Table I to Table II. The number of shares beneficially owned following the reported transaction is as of February 5, 2020. /s/ Judy G. Hamel as Attorney-in-Fact 2021-01-27