0001209191-20-057332.txt : 20201106
0001209191-20-057332.hdr.sgml : 20201106
20201106174135
ACCESSION NUMBER: 0001209191-20-057332
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201105
FILED AS OF DATE: 20201106
DATE AS OF CHANGE: 20201106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lillie Brian
CENTRAL INDEX KEY: 0001648231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 201295473
MAIL ADDRESS:
STREET 1: 1485 BROOKMILL ROAD
CITY: LOS ALTOS
STATE: CA
ZIP: 94024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0703
BUSINESS ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-05
0
0001633978
Lumentum Holdings Inc.
LITE
0001648231
Lillie Brian
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE
SAN JOSE
CA
95131
1
0
0
0
Common Stock
2020-11-05
4
S
0
2195
86.9742
D
6794
D
Common Stock
2020-11-05
4
S
0
905
88.0257
D
5889
D
Common Stock
2020-11-05
4
S
0
400
88.6275
D
5489
D
These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
These sales were executed in multiple trades at prices ranging from $86.55 to $87.535. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
These sales were executed in multiple trades at prices ranging from $87.555 to $88.535. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
These sales were executed in multiple trades at prices ranging from $88.545 to $88.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
/s/ Judy G. Hamel as Attorney-in-Fact
2020-11-06