0001209191-20-047906.txt : 20200821
0001209191-20-047906.hdr.sgml : 20200821
20200821161056
ACCESSION NUMBER: 0001209191-20-047906
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200819
FILED AS OF DATE: 20200821
DATE AS OF CHANGE: 20200821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reinhardt Jason
CENTRAL INDEX KEY: 0001648196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 201123520
MAIL ADDRESS:
STREET 1: 400 N. MCCARTHY BLVD
CITY: MILPITAS
STATE: CA
ZIP: 95035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0627
BUSINESS ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-19
0
0001633978
Lumentum Holdings Inc.
LITE
0001648196
Reinhardt Jason
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE
SAN JOSE
CA
95131
0
1
0
0
EVP, Global Sales
Common Stock
2020-08-19
4
A
0
10764
0.00
A
71033
D
Common Stock
2020-08-19
4
A
0
12935
0.00
A
83968
D
Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.
These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.
/s/ Judy G. Hamel as Attorney-in-Fact
2020-08-21