0001209191-19-058025.txt : 20191125 0001209191-19-058025.hdr.sgml : 20191125 20191125212952 ACCESSION NUMBER: 0001209191-19-058025 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191125 DATE AS OF CHANGE: 20191125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reinhardt Jason CENTRAL INDEX KEY: 0001648196 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 191247478 MAIL ADDRESS: STREET 1: 400 N. MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0629 BUSINESS ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-11-15 2019-11-19 0 0001633978 Lumentum Holdings Inc. LITE 0001648196 Reinhardt Jason C/O LUMENTUM HOLDINGS INC. 1001 RIDDER PARK DRIVE SAN JOSE CA 95131 0 1 0 0 EVP, Global Sales Common Stock 2019-11-15 4 S 0 874 68.59 D 64555 D These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. Footnote (2) to the original Form 4 incorrectly reported the further disposition of 14 shares, which disposition did not occur. Accordingly, the correct ending balance to the original Form 4 should be 64,248 shares following the second transaction reported in such Form 4 to have occurred on November 18, 2019. /s/ Judy G. Hamel as Attorney-in-Fact 2019-11-25