UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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(Address of principal executive offices) |
(Zip Code) | |
Registrant’s telephone number, including
area code: (
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) |
Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The following information is filed pursuant to Item 5.07, “Submission of Matter to a Vote of Security Holders.”
On March 6, 2024, ESSA Pharma Inc. (the “Company”), held its 2024 annual general meeting of shareholders (the “Meeting”). A total of 33,428,657 of the Company’s common shares were present or represented by proxy at the meeting, representing approximately 75.69% of the Company’s 44,163,647 common shares that were outstanding and entitled to vote at the Meeting as of the record date of January 16, 2024. Set forth below are the matters acted upon by the Company’s shareholders at the Meeting, and the final voting results on each matter. Each of the proposals are described in further detail in the Company’s definitive proxy statement dated January 26, 2024, filed with the Securities and Exchange Commission on January 26, 2024.
Proposal 1: Setting the Number of Directors
| For | 33,424,783 | |
| Against | 3,874 | |
| Abstain | 0 | |
| Broker Non-Votes | 0 |
Proposal 2: Election of Directors
| Nominee | Votes For | % Votes For | Votes Withheld | % Votes Withheld | Broker Non-Votes | |||||||||||||||
| David R. Parkinson | 29,947,985 | 99.73 | % | 81,989 | 0.27 | % | 3,398,683 | |||||||||||||
| Richard M. Glickman | 29,948,035 | 99.73 | % | 81,939 | 0.27 | % | 3,398,683 | |||||||||||||
| Gary Sollis | 29,945,788 | 99.72 | % | 84,186 | 0.28 | % | 3,398,683 | |||||||||||||
| Franklin M. Berger | 29,937,249 | 99.69 | % | 92,725 | 0.31 | % | 3,398,683 | |||||||||||||
| Scott Requadt | 29,947,985 | 99.73 | % | 81,989 | 0.27 | % | 3,398,683 | |||||||||||||
| Marella Thorell | 23,840,414 | 79.39 | % | 6,189,560 | 20.61 | % | 3,398,683 | |||||||||||||
| Alex Martin | 30,014,431 | 99.95 | % | 15,543 | 0.05 | % | 3,398,683 | |||||||||||||
| Sanford Zweifach | 30,013,358 | 99.94 | % | 16,616 | 0.06 | % | 3,398,683 | |||||||||||||
| Philip Kantoff | 30,014,381 | 99.95 | % | 15,593 | 0.05 | % | 3,398,683 | |||||||||||||
| Lauren Merendino | 30,015,635 | 99.95 | % | 14,339 | 0.05 | % | 3,398,683 | |||||||||||||
Proposal 3: Appointment and Remuneration of Auditors
| For | 33,422,178 | |
| Withheld | 6,478 | |
| Broker Non-Votes | 1 |
Proposal 4: Advisory Vote on the Compensation of the Company’s Named Executive Officers
| For | 29,699,866 | |
| Against | 330,108 | |
| Abstain | 0 | |
| Broker Non-Votes | 3,398,683 |
Proposal 5: Approval of Omnibus Incentive Plan Amendment
| For | 29,566,002 | |
| Against | 463,972 | |
| Abstain | 0 | |
| Broker Non-Votes | 3,398,683 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ESSA PHARMA INC. | |
| (Registrant) |
Date: March 7, 2024
| By: | /s/ David Wood | |
| Name:David Wood | ||
| Title:Chief Financial Officer |
Cover |
Mar. 06, 2024 |
|---|---|
| Cover [Abstract] | |
| Document Type | 8-K |
| Amendment Flag | false |
| Document Period End Date | Mar. 06, 2024 |
| Entity File Number | 001-37410 |
| Entity Registrant Name | ESSA Pharma Inc. |
| Entity Central Index Key | 0001633932 |
| Entity Tax Identification Number | 98-1250703 |
| Entity Incorporation, State or Country Code | A1 |
| Entity Address, Address Line One | Suite 720 |
| Entity Address, Address Line Two | 999 West Broadway |
| Entity Address, City or Town | Vancouver |
| Entity Address, State or Province | BC |
| Entity Address, Country | CA |
| Entity Address, Postal Zip Code | V5Z 1K5 |
| City Area Code | 778 |
| Local Phone Number | 331-0962 |
| Written Communications | false |
| Soliciting Material | false |
| Pre-commencement Tender Offer | false |
| Pre-commencement Issuer Tender Offer | false |
| Title of 12(b) Security | Common Shares, no par value |
| Trading Symbol | EPIX |
| Security Exchange Name | NASDAQ |
| Entity Emerging Growth Company | false |