0001580642-16-010443.txt : 20160825 0001580642-16-010443.hdr.sgml : 20160825 20160825162101 ACCESSION NUMBER: 0001580642-16-010443 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160825 DATE AS OF CHANGE: 20160825 EFFECTIVENESS DATE: 20160825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Crow Point Global Dividend Plus Fund CENTRAL INDEX KEY: 0001633872 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23030 FILM NUMBER: 161851797 BUSINESS ADDRESS: STREET 1: 25 RECREATION PARK DRIVE STREET 2: SUITE 110 CITY: HINGHAM STATE: MA ZIP: 02043 BUSINESS PHONE: 7818753185 MAIL ADDRESS: STREET 1: 25 RECREATION PARK DRIVE STREET 2: SUITE 110 CITY: HINGHAM STATE: MA ZIP: 02043 N-PX 1 crowpointglobalnpx.htm N-PX

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-23030

 

CROW POINT GLOBAL DIVIDEND PLUS FUND

(Exact name of registrant as specified in charter)

 

 

25 Recreational Park Drive, Hingham, MA 02043

(Address of principal executive offices) (Zip code)

 

James B. Craver, Esq.

42 Miller Hill Road

Dover, MA 02030

_______________________________________________________________________

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (781) 875-3185

 

Date of fiscal year ends: 10/31

 

Date of reporting period: July 1, 2015 – June 30, 2016

 

ITEM 1. PROXY VOTING RECORD: 

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

Appended hereto is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2016 with respect to which the Registrant was entitled to vote:

 

Registrant:      CROW POINT GLOBAL DIVIDEND PLUS FUND           Item 1, Exhibit A 
Investment Company Act file number: 811-23030              
Reporting Period:  July 1, 2015 through June 30, 2016              
                     
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
  (a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type (g) Voted (h) Vote Cast (i) For/Against Management
1                    

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) CROW POINT GLOBAL DIVIDEND PLUS FUND

 

 

By (Signature and Title)* /s/ Garrett Paolella

Garrett Paolella, President

 

Date: August 25, 2016

 

 

* Print the name and title of each signing officer under his or her signature.