The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 1,674 | 166,921 | SH | SOLE | NONE | 0 | 0 | 166,921 | |
AT&T INC | COM | 00206R102 | 5,181 | 165,203 | SH | SOLE | NONE | 0 | 0 | 165,203 | |
ABBOTT LABS | COM | 002824100 | 432 | 5,405 | SH | SOLE | NONE | 0 | 0 | 5,405 | |
ABBVIE INC | COM | 00287Y109 | 2,055 | 25,495 | SH | SOLE | NONE | 0 | 0 | 25,495 | |
ABIOMED INC | COM | 003654100 | 210 | 735 | SH | SOLE | NONE | 0 | 0 | 735 | |
ADOBE INC | COM | 00724F101 | 288 | 1,080 | SH | SOLE | NONE | 0 | 0 | 1,080 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 225 | 8,831 | SH | SOLE | NONE | 0 | 0 | 8,831 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 424 | 2,325 | SH | SOLE | NONE | 0 | 0 | 2,325 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 393 | 335 | SH | SOLE | NONE | 0 | 0 | 335 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 2,743 | 2,331 | SH | SOLE | NONE | 0 | 0 | 2,331 | |
ALTABA INC | COM | 021346101 | 889 | 12,000 | SH | SOLE | NONE | 0 | 0 | 12,000 | |
ALTRIA GROUP INC | COM | 02209S103 | 850 | 14,804 | SH | SOLE | NONE | 0 | 0 | 14,804 | |
AMAZON COM INC | COM | 023135106 | 2,668 | 1,498 | SH | SOLE | NONE | 0 | 0 | 1,498 | |
AMERICAN EXPRESS CO | COM | 025816109 | 704 | 6,445 | SH | SOLE | NONE | 0 | 0 | 6,445 | |
AMERICAN RIVER BANKSHARES | COM | 029326105 | 131 | 10,059 | SH | SOLE | NONE | 0 | 0 | 10,059 | |
AMERIGAS PARTNERS L P | UNIT L P INT | 030975106 | 857 | 27,765 | PRN | SOLE | NONE | 0 | 0 | 27,765 | |
AMGEN INC | COM | 031162100 | 1,235 | 6,501 | SH | SOLE | NONE | 0 | 0 | 6,501 | |
APPLE INC | COM | 037833100 | 9,549 | 50,269 | SH | SOLE | NONE | 0 | 0 | 50,269 | |
BANK AMER CORP | COM | 060505104 | 946 | 34,303 | SH | SOLE | NONE | 0 | 0 | 34,303 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 205 | 1,020 | SH | SOLE | NONE | 0 | 0 | 1,020 | |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 231 | 6,614 | PRN | SOLE | NONE | 0 | 0 | 6,614 | |
BOEING CO | COM | 097023105 | 3,081 | 8,077 | SH | SOLE | NONE | 0 | 0 | 8,077 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 374 | 7,846 | SH | SOLE | NONE | 0 | 0 | 7,846 | |
CVS HEALTH CORP | COM | 126650100 | 956 | 17,732 | SH | SOLE | NONE | 0 | 0 | 17,732 | |
CALAMOS DYNAMIC CONV & INC | COM | 12811V105 | 250 | 250,000 | SH | SOLE | NONE | 0 | 0 | 250,000 | |
CATERPILLAR INC DEL | COM | 149123101 | 251 | 1,855 | SH | SOLE | NONE | 0 | 0 | 1,855 | |
CELGENE CORP | COM | 151020104 | 262 | 2,777 | SH | SOLE | NONE | 0 | 0 | 2,777 | |
CHANTICLEER HLDGS INC | COM PAR | 15930P800 | 21 | 12,380 | SH | SOLE | NONE | 0 | 0 | 12,380 | |
CHEVRON CORP NEW | COM | 166764100 | 3,808 | 30,912 | SH | SOLE | NONE | 0 | 0 | 30,912 | |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 437 | 8,570 | SH | SOLE | NONE | 0 | 0 | 8,570 | |
CISCO SYS INC | COM | 17275R102 | 4,099 | 75,931 | SH | SOLE | NONE | 0 | 0 | 75,931 | |
CITIGROUP INC | COM NEW | 172967424 | 464 | 7,454 | SH | SOLE | NONE | 0 | 0 | 7,454 | |
CLOROX CO DEL | COM | 189054109 | 246 | 1,536 | SH | SOLE | NONE | 0 | 0 | 1,536 | |
COCA COLA CO | COM | 191216100 | 335 | 7,141 | SH | SOLE | NONE | 0 | 0 | 7,141 | |
CONOCOPHILLIPS | COM | 20825C104 | 511 | 7,661 | SH | SOLE | NONE | 0 | 0 | 7,661 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 611 | 7,208 | SH | SOLE | NONE | 0 | 0 | 7,208 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 914 | 3,773 | SH | SOLE | NONE | 0 | 0 | 3,773 | |
CUMMINS INC | COM | 231021106 | 1,580 | 10,005 | SH | SOLE | NONE | 0 | 0 | 10,005 | |
DANAHER CORPORATION | COM | 235851102 | 464 | 3,511 | SH | SOLE | NONE | 0 | 0 | 3,511 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 909 | 8,190 | SH | SOLE | NONE | 0 | 0 | 8,190 | |
DOCUSIGN INC | COM | 256163106 | 370 | 7,146 | SH | SOLE | NONE | 0 | 0 | 7,146 | |
DOLLAR TREE INC | COM | 256746108 | 235 | 2,239 | SH | SOLE | NONE | 0 | 0 | 2,239 | |
DOWDUPONT INC | COM | 26078J100 | 1,714 | 32,152 | SH | SOLE | NONE | 0 | 0 | 32,152 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 202 | 2,243 | SH | SOLE | NONE | 0 | 0 | 2,243 | |
EATON VANCE FLTING RATE IN | COM | 278279104 | 4,228 | 320,565 | SH | SOLE | NONE | 0 | 0 | 320,565 | |
ENTERPRISE PRODS PARTNERS | COM | 293792107 | 1,016 | 34,930 | PRN | SOLE | NONE | 0 | 0 | 34,930 | |
EXELON CORP | COM | 30161N101 | 825 | 16,449 | SH | SOLE | NONE | 0 | 0 | 16,449 | |
EXXON MOBIL CORP | COM | 30231G102 | 447 | 5,538 | SH | SOLE | NONE | 0 | 0 | 5,538 | |
FACEBOOK INC | CL A | 30303M102 | 1,902 | 11,408 | SH | SOLE | NONE | 0 | 0 | 11,408 | |
FASTENAL CO | COM | 311900104 | 290 | 4,512 | SH | SOLE | NONE | 0 | 0 | 4,512 | |
FIRST TR MID CAP CORE ALPH | COM SHS | 33735B108 | 290 | 4,320 | SH | SOLE | NONE | 0 | 0 | 4,320 | |
GENERAL ELECTRIC CO | COM | 369604103 | 161 | 16,119 | SH | SOLE | NONE | 0 | 0 | 16,119 | |
GILEAD SCIENCES INC | COM | 375558103 | 271 | 4,171 | SH | SOLE | NONE | 0 | 0 | 4,171 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 201 | 4,806 | SH | SOLE | NONE | 0 | 0 | 4,806 | |
GOGO INC | COM | 38046C109 | 90 | 20,000 | SH | SOLE | NONE | 0 | 0 | 20,000 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 226 | 1,176 | SH | SOLE | NONE | 0 | 0 | 1,176 | |
HCP INC | COM | 40414L109 | 980 | 31,317 | PRN | SOLE | NONE | 0 | 0 | 31,317 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 747 | 18,409 | SH | SOLE | NONE | 0 | 0 | 18,409 | |
HOME DEPOT INC | COM | 437076102 | 845 | 4,402 | SH | SOLE | NONE | 0 | 0 | 4,402 | |
HONEYWELL INTL INC | COM | 438516106 | 383 | 2,412 | SH | SOLE | NONE | 0 | 0 | 2,412 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 207 | 1,440 | SH | SOLE | NONE | 0 | 0 | 1,440 | |
INTEL CORP | COM | 458140100 | 7,618 | 141,869 | SH | SOLE | NONE | 0 | 0 | 141,869 | |
INTERNATIONAL BUSINESS MAC | COM | 459200101 | 438 | 3,102 | SH | SOLE | NONE | 0 | 0 | 3,102 | |
INTL PAPER CO | COM | 460146103 | 1,451 | 31,364 | SH | SOLE | NONE | 0 | 0 | 31,364 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,142 | 6,359 | SH | SOLE | NONE | 0 | 0 | 6,359 | |
INVESCO EXCHNG TRADED FD T | PFD ETF | 46138E511 | 210 | 14,500 | SH | SOLE | NONE | 0 | 0 | 14,500 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 417 | 4,252 | SH | SOLE | NONE | 0 | 0 | 4,252 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 6,216 | 21,844 | SH | SOLE | NONE | 0 | 0 | 21,844 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,278 | 29,777 | SH | SOLE | NONE | 0 | 0 | 29,777 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,726 | 42,027 | SH | SOLE | NONE | 0 | 0 | 42,027 | |
ISHARES TR | RUS MD CP GR ETF | 464287481 | 233 | 1,718 | SH | SOLE | NONE | 0 | 0 | 1,718 | |
ISHARES TR | RUS MID CAP ETF | 464287499 | 2,806 | 52,011 | SH | SOLE | NONE | 0 | 0 | 52,011 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 851 | 4,494 | SH | SOLE | NONE | 0 | 0 | 4,494 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 633 | 5,129 | SH | SOLE | NONE | 0 | 0 | 5,129 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 36,910 | 243,857 | SH | SOLE | NONE | 0 | 0 | 243,857 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 1,620 | 10,300 | SH | SOLE | NONE | 0 | 0 | 10,300 | |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 1,063 | 5,403 | SH | SOLE | NONE | 0 | 0 | 5,403 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 6,411 | 41,879 | SH | SOLE | NONE | 0 | 0 | 41,879 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 529 | 6,859 | SH | SOLE | NONE | 0 | 0 | 6,859 | |
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 1,046 | 14,798 | SH | SOLE | NONE | 0 | 0 | 14,798 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 1,151 | 37,299 | SH | SOLE | NONE | 0 | 0 | 37,299 | |
ISHARES TR | PFD AND INCM SEC | 464288687 | 17,156 | 469,395 | SH | SOLE | NONE | 0 | 0 | 469,395 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 215 | 4,160 | SH | SOLE | NONE | 0 | 0 | 4,160 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 3,944 | 38,959 | SH | SOLE | NONE | 0 | 0 | 38,959 | |
JOHNSON & JOHNSON | COM | 478160104 | 5,360 | 38,343 | SH | SOLE | NONE | 0 | 0 | 38,343 | |
KIMBERLY CLARK CORP | COM | 494368103 | 2,861 | 23,091 | SH | SOLE | NONE | 0 | 0 | 23,091 | |
LIFE STORAGE INC | COM | 53223X107 | 1,465 | 15,064 | SH | SOLE | NONE | 0 | 0 | 15,064 | |
LILLY ELI & CO | COM | 532457108 | 886 | 6,828 | SH | SOLE | NONE | 0 | 0 | 6,828 | |
LOWES COS INC | COM | 548661107 | 269 | 2,455 | SH | SOLE | NONE | 0 | 0 | 2,455 | |
MAGNA INTL INC | COM | 559222401 | 590 | 12,125 | SH | SOLE | NONE | 0 | 0 | 12,125 | |
MCDONALDS CORP | COM | 580135101 | 2,287 | 12,042 | SH | SOLE | NONE | 0 | 0 | 12,042 | |
MERCK & CO INC | COM | 58933Y105 | 4,299 | 51,691 | SH | SOLE | NONE | 0 | 0 | 51,691 | |
METLIFE INC | COM | 59156R108 | 851 | 19,981 | SH | SOLE | NONE | 0 | 0 | 19,981 | |
MICROSOFT CORP | COM | 594918104 | 8,396 | 71,188 | SH | SOLE | NONE | 0 | 0 | 71,188 | |
NEUBERGER BRMAN CLIFRN MUN | COM | 64123C101 | 143 | 11,000 | PRN | SOLE | NONE | 0 | 0 | 11,000 | |
NIKE INC | CL B | 654106103 | 499 | 5,927 | SH | SOLE | NONE | 0 | 0 | 5,927 | |
NVIDIA CORP | COM | 67066G104 | 1,190 | 6,626 | SH | SOLE | NONE | 0 | 0 | 6,626 | |
ONEOK INC NEW | COM | 682680103 | 218 | 3,120 | SH | SOLE | NONE | 0 | 0 | 3,120 | |
ORACLE CORP | COM | 68389X105 | 628 | 11,690 | SH | SOLE | NONE | 0 | 0 | 11,690 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 448 | 4,312 | SH | SOLE | NONE | 0 | 0 | 4,312 | |
PEPSICO INC | COM | 713448108 | 584 | 4,763 | SH | SOLE | NONE | 0 | 0 | 4,763 | |
PFIZER INC | COM | 717081103 | 2,744 | 64,605 | SH | SOLE | NONE | 0 | 0 | 64,605 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 440 | 4,979 | SH | SOLE | NONE | 0 | 0 | 4,979 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 3,806 | 36,580 | SH | SOLE | NONE | 0 | 0 | 36,580 | |
PUBLIC SVC ENTERPRISE GRP | COM | 744573106 | 449 | 7,560 | SH | SOLE | NONE | 0 | 0 | 7,560 | |
PUBLIC STORAGE | COM | 74460D109 | 413 | 1,896 | PRN | SOLE | NONE | 0 | 0 | 1,896 | |
S&P GLOBAL INC | COM | 78409V104 | 229 | 1,087 | SH | SOLE | NONE | 0 | 0 | 1,087 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,590 | 5,630 | PRN | SOLE | NONE | 0 | 0 | 5,630 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 281 | 2,305 | SH | SOLE | NONE | 0 | 0 | 2,305 | |
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 603 | 6,069 | SH | SOLE | NONE | 0 | 0 | 6,069 | |
SPDR DOW JONES INDL AVRG E | UT SER 1 | 78467X109 | 545 | 2,102 | SH | SOLE | NONE | 0 | 0 | 2,102 | |
SALESFORCE COM INC | COM | 79466L302 | 1,002 | 6,325 | SH | SOLE | NONE | 0 | 0 | 6,325 | |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 472 | 9,027 | SH | SOLE | NONE | 0 | 0 | 9,027 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 219 | 2,384 | SH | SOLE | NONE | 0 | 0 | 2,384 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 270 | 2,375 | SH | SOLE | NONE | 0 | 0 | 2,375 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 999 | 13,494 | SH | SOLE | NONE | 0 | 0 | 13,494 | |
SHOPIFY INC | CL A | 82509L107 | 207 | 1,000 | SH | SOLE | NONE | 0 | 0 | 1,000 | |
SOURCE CAP INC | COM | 836144105 | 2,400 | 2,400,000 | SH | SOLE | NONE | 0 | 0 | 2,400,000 | |
SOUTHERN CO | COM | 842587107 | 380 | 7,344 | SH | SOLE | NONE | 0 | 0 | 7,344 | |
STARBUCKS CORP | COM | 855244109 | 398 | 5,353 | SH | SOLE | NONE | 0 | 0 | 5,353 | |
SYSCO CORP | COM | 871829107 | 816 | 12,218 | SH | SOLE | NONE | 0 | 0 | 12,218 | |
TAIWAN SEMICONDUCTOR MFG L | SPONSORED ADS | 874039100 | 790 | 19,281 | SH | SOLE | NONE | 0 | 0 | 19,281 | |
3M CO | COM | 88579Y101 | 719 | 3,458 | SH | SOLE | NONE | 0 | 0 | 3,458 | |
UNILEVER PLC | SPON ADR NEW | 904767704 | 497 | 8,613 | SH | SOLE | NONE | 0 | 0 | 8,613 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 2,229 | 19,946 | SH | SOLE | NONE | 0 | 0 | 19,946 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 304 | 2,362 | SH | SOLE | NONE | 0 | 0 | 2,362 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 444 | 1,795 | SH | SOLE | NONE | 0 | 0 | 1,795 | |
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 367 | 7,063 | SH | SOLE | NONE | 0 | 0 | 7,063 | |
VANGUARD INTL EQUITY INDEX | FTSE EMR MKT ETF | 922042858 | 3,744 | 88,105 | SH | SOLE | NONE | 0 | 0 | 88,105 | |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 211 | 1,050 | SH | SOLE | NONE | 0 | 0 | 1,050 | |
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 334 | 2,575 | SH | SOLE | NONE | 0 | 0 | 2,575 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,344 | 21,378 | SH | SOLE | NONE | 0 | 0 | 21,378 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 400 | 2,762 | SH | SOLE | NONE | 0 | 0 | 2,762 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 4,647 | 78,591 | SH | SOLE | NONE | 0 | 0 | 78,591 | |
VISA INC | COM CL A | 92826C839 | 439 | 2,809 | SH | SOLE | NONE | 0 | 0 | 2,809 | |
WALMART INC | COM | 931142103 | 218 | 2,237 | SH | SOLE | NONE | 0 | 0 | 2,237 | |
WASTE MGMT INC DEL | COM | 94106L109 | 2,254 | 21,694 | SH | SOLE | NONE | 0 | 0 | 21,694 | |
WELLS FARGO CO NEW | COM | 949746101 | 1,737 | 35,948 | SH | SOLE | NONE | 0 | 0 | 35,948 | |
WELLTOWER INC | COM | 95040Q104 | 1,344 | 17,317 | PRN | SOLE | NONE | 0 | 0 | 17,317 | |
WISDOMTREE TR | US TOTAL DIVIDND | 97717W109 | 318 | 3,362 | SH | SOLE | NONE | 0 | 0 | 3,362 | |
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 228 | 5,296 | SH | SOLE | NONE | 0 | 0 | 5,296 | |
MEDTRONIC PLC | SHS | G5960L103 | 343 | 3,763 | SH | SOLE | NONE | 0 | 0 | 3,763 |