0001606587-19-000423.txt : 20190426
0001606587-19-000423.hdr.sgml : 20190426
20190426092139
ACCESSION NUMBER: 0001606587-19-000423
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190426
DATE AS OF CHANGE: 20190426
EFFECTIVENESS DATE: 20190426
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Intersect Capital LLC
CENTRAL INDEX KEY: 0001633861
IRS NUMBER: 943284989
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16773
FILM NUMBER: 19769631
BUSINESS ADDRESS:
STREET 1: 12657 ALCOSTA BLVD.
STREET 2: SUITE 500
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 925-498-1937
MAIL ADDRESS:
STREET 1: 12657 ALCOSTA BLVD.
STREET 2: SUITE 500
CITY: SAN RAMON
STATE: CA
ZIP: 94583
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001633861
XXXXXXXX
03-31-2019
03-31-2019
false
Intersect Capital LLC
12657 ALCOSTA BLVD.
SUITE 500
SAN RAMON
CA
94583
13F HOLDINGS REPORT
028-16773
N
DEVIN R. BLODGETT
CCO
925-498-1937
DEVIN R. BLODGETT
SAN RAMON
CA
04-25-2019
0
142
237305
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ALPS ETF TR
ALERIAN MLP
00162Q866
1674
166921
SH
SOLE
NONE
0
0
166921
AT&T INC
COM
00206R102
5181
165203
SH
SOLE
NONE
0
0
165203
ABBOTT LABS
COM
002824100
432
5405
SH
SOLE
NONE
0
0
5405
ABBVIE INC
COM
00287Y109
2055
25495
SH
SOLE
NONE
0
0
25495
ABIOMED INC
COM
003654100
210
735
SH
SOLE
NONE
0
0
735
ADOBE INC
COM
00724F101
288
1080
SH
SOLE
NONE
0
0
1080
ADVANCED MICRO DEVICES INC
COM
007903107
225
8831
SH
SOLE
NONE
0
0
8831
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
424
2325
SH
SOLE
NONE
0
0
2325
ALPHABET INC
CAP STK CL C
02079K107
393
335
SH
SOLE
NONE
0
0
335
ALPHABET INC
CAP STK CL A
02079K305
2743
2331
SH
SOLE
NONE
0
0
2331
ALTABA INC
COM
021346101
889
12000
SH
SOLE
NONE
0
0
12000
ALTRIA GROUP INC
COM
02209S103
850
14804
SH
SOLE
NONE
0
0
14804
AMAZON COM INC
COM
023135106
2668
1498
SH
SOLE
NONE
0
0
1498
AMERICAN EXPRESS CO
COM
025816109
704
6445
SH
SOLE
NONE
0
0
6445
AMERICAN RIVER BANKSHARES
COM
029326105
131
10059
SH
SOLE
NONE
0
0
10059
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
857
27765
PRN
SOLE
NONE
0
0
27765
AMGEN INC
COM
031162100
1235
6501
SH
SOLE
NONE
0
0
6501
APPLE INC
COM
037833100
9549
50269
SH
SOLE
NONE
0
0
50269
BANK AMER CORP
COM
060505104
946
34303
SH
SOLE
NONE
0
0
34303
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
205
1020
SH
SOLE
NONE
0
0
1020
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
231
6614
PRN
SOLE
NONE
0
0
6614
BOEING CO
COM
097023105
3081
8077
SH
SOLE
NONE
0
0
8077
BRISTOL MYERS SQUIBB CO
COM
110122108
374
7846
SH
SOLE
NONE
0
0
7846
CVS HEALTH CORP
COM
126650100
956
17732
SH
SOLE
NONE
0
0
17732
CALAMOS DYNAMIC CONV & INC
COM
12811V105
250
250000
SH
SOLE
NONE
0
0
250000
CATERPILLAR INC DEL
COM
149123101
251
1855
SH
SOLE
NONE
0
0
1855
CELGENE CORP
COM
151020104
262
2777
SH
SOLE
NONE
0
0
2777
CHANTICLEER HLDGS INC
COM PAR
15930P800
21
12380
SH
SOLE
NONE
0
0
12380
CHEVRON CORP NEW
COM
166764100
3808
30912
SH
SOLE
NONE
0
0
30912
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
437
8570
SH
SOLE
NONE
0
0
8570
CISCO SYS INC
COM
17275R102
4099
75931
SH
SOLE
NONE
0
0
75931
CITIGROUP INC
COM NEW
172967424
464
7454
SH
SOLE
NONE
0
0
7454
CLOROX CO DEL
COM
189054109
246
1536
SH
SOLE
NONE
0
0
1536
COCA COLA CO
COM
191216100
335
7141
SH
SOLE
NONE
0
0
7141
CONOCOPHILLIPS
COM
20825C104
511
7661
SH
SOLE
NONE
0
0
7661
CONSOLIDATED EDISON INC
COM
209115104
611
7208
SH
SOLE
NONE
0
0
7208
COSTCO WHSL CORP NEW
COM
22160K105
914
3773
SH
SOLE
NONE
0
0
3773
CUMMINS INC
COM
231021106
1580
10005
SH
SOLE
NONE
0
0
10005
DANAHER CORPORATION
COM
235851102
464
3511
SH
SOLE
NONE
0
0
3511
DISNEY WALT CO
COM DISNEY
254687106
909
8190
SH
SOLE
NONE
0
0
8190
DOCUSIGN INC
COM
256163106
370
7146
SH
SOLE
NONE
0
0
7146
DOLLAR TREE INC
COM
256746108
235
2239
SH
SOLE
NONE
0
0
2239
DOWDUPONT INC
COM
26078J100
1714
32152
SH
SOLE
NONE
0
0
32152
DUKE ENERGY CORP NEW
COM NEW
26441C204
202
2243
SH
SOLE
NONE
0
0
2243
EATON VANCE FLTING RATE IN
COM
278279104
4228
320565
SH
SOLE
NONE
0
0
320565
ENTERPRISE PRODS PARTNERS
COM
293792107
1016
34930
PRN
SOLE
NONE
0
0
34930
EXELON CORP
COM
30161N101
825
16449
SH
SOLE
NONE
0
0
16449
EXXON MOBIL CORP
COM
30231G102
447
5538
SH
SOLE
NONE
0
0
5538
FACEBOOK INC
CL A
30303M102
1902
11408
SH
SOLE
NONE
0
0
11408
FASTENAL CO
COM
311900104
290
4512
SH
SOLE
NONE
0
0
4512
FIRST TR MID CAP CORE ALPH
COM SHS
33735B108
290
4320
SH
SOLE
NONE
0
0
4320
GENERAL ELECTRIC CO
COM
369604103
161
16119
SH
SOLE
NONE
0
0
16119
GILEAD SCIENCES INC
COM
375558103
271
4171
SH
SOLE
NONE
0
0
4171
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
201
4806
SH
SOLE
NONE
0
0
4806
GOGO INC
COM
38046C109
90
20000
SH
SOLE
NONE
0
0
20000
GOLDMAN SACHS GROUP INC
COM
38141G104
226
1176
SH
SOLE
NONE
0
0
1176
HCP INC
COM
40414L109
980
31317
PRN
SOLE
NONE
0
0
31317
HSBC HLDGS PLC
SPON ADR NEW
404280406
747
18409
SH
SOLE
NONE
0
0
18409
HOME DEPOT INC
COM
437076102
845
4402
SH
SOLE
NONE
0
0
4402
HONEYWELL INTL INC
COM
438516106
383
2412
SH
SOLE
NONE
0
0
2412
ILLINOIS TOOL WKS INC
COM
452308109
207
1440
SH
SOLE
NONE
0
0
1440
INTEL CORP
COM
458140100
7618
141869
SH
SOLE
NONE
0
0
141869
INTERNATIONAL BUSINESS MAC
COM
459200101
438
3102
SH
SOLE
NONE
0
0
3102
INTL PAPER CO
COM
460146103
1451
31364
SH
SOLE
NONE
0
0
31364
INVESCO QQQ TR
UNIT SER 1
46090E103
1142
6359
SH
SOLE
NONE
0
0
6359
INVESCO EXCHNG TRADED FD T
PFD ETF
46138E511
210
14500
SH
SOLE
NONE
0
0
14500
ISHARES TR
SELECT DIVID ETF
464287168
417
4252
SH
SOLE
NONE
0
0
4252
ISHARES TR
CORE S&P500 ETF
464287200
6216
21844
SH
SOLE
NONE
0
0
21844
ISHARES TR
MSCI EMG MKT ETF
464287234
1278
29777
SH
SOLE
NONE
0
0
29777
ISHARES TR
MSCI EAFE ETF
464287465
2726
42027
SH
SOLE
NONE
0
0
42027
ISHARES TR
RUS MD CP GR ETF
464287481
233
1718
SH
SOLE
NONE
0
0
1718
ISHARES TR
RUS MID CAP ETF
464287499
2806
52011
SH
SOLE
NONE
0
0
52011
ISHARES TR
CORE S&P MCP ETF
464287507
851
4494
SH
SOLE
NONE
0
0
4494
ISHARES TR
RUS 1000 VAL ETF
464287598
633
5129
SH
SOLE
NONE
0
0
5129
ISHARES TR
RUS 1000 GRW ETF
464287614
36910
243857
SH
SOLE
NONE
0
0
243857
ISHARES TR
RUS 1000 ETF
464287622
1620
10300
SH
SOLE
NONE
0
0
10300
ISHARES TR
RUS 2000 GRW ETF
464287648
1063
5403
SH
SOLE
NONE
0
0
5403
ISHARES TR
RUSSELL 2000 ETF
464287655
6411
41879
SH
SOLE
NONE
0
0
41879
ISHARES TR
CORE S&P SCP ETF
464287804
529
6859
SH
SOLE
NONE
0
0
6859
ISHARES TR
MSCI AC ASIA ETF
464288182
1046
14798
SH
SOLE
NONE
0
0
14798
ISHARES TR
INTL SEL DIV ETF
464288448
1151
37299
SH
SOLE
NONE
0
0
37299
ISHARES TR
PFD AND INCM SEC
464288687
17156
469395
SH
SOLE
NONE
0
0
469395
ISHARES INC
CORE MSCI EMKT
46434G103
215
4160
SH
SOLE
NONE
0
0
4160
JPMORGAN CHASE & CO
COM
46625H100
3944
38959
SH
SOLE
NONE
0
0
38959
JOHNSON & JOHNSON
COM
478160104
5360
38343
SH
SOLE
NONE
0
0
38343
KIMBERLY CLARK CORP
COM
494368103
2861
23091
SH
SOLE
NONE
0
0
23091
LIFE STORAGE INC
COM
53223X107
1465
15064
SH
SOLE
NONE
0
0
15064
LILLY ELI & CO
COM
532457108
886
6828
SH
SOLE
NONE
0
0
6828
LOWES COS INC
COM
548661107
269
2455
SH
SOLE
NONE
0
0
2455
MAGNA INTL INC
COM
559222401
590
12125
SH
SOLE
NONE
0
0
12125
MCDONALDS CORP
COM
580135101
2287
12042
SH
SOLE
NONE
0
0
12042
MERCK & CO INC
COM
58933Y105
4299
51691
SH
SOLE
NONE
0
0
51691
METLIFE INC
COM
59156R108
851
19981
SH
SOLE
NONE
0
0
19981
MICROSOFT CORP
COM
594918104
8396
71188
SH
SOLE
NONE
0
0
71188
NEUBERGER BRMAN CLIFRN MUN
COM
64123C101
143
11000
PRN
SOLE
NONE
0
0
11000
NIKE INC
CL B
654106103
499
5927
SH
SOLE
NONE
0
0
5927
NVIDIA CORP
COM
67066G104
1190
6626
SH
SOLE
NONE
0
0
6626
ONEOK INC NEW
COM
682680103
218
3120
SH
SOLE
NONE
0
0
3120
ORACLE CORP
COM
68389X105
628
11690
SH
SOLE
NONE
0
0
11690
PAYPAL HLDGS INC
COM
70450Y103
448
4312
SH
SOLE
NONE
0
0
4312
PEPSICO INC
COM
713448108
584
4763
SH
SOLE
NONE
0
0
4763
PFIZER INC
COM
717081103
2744
64605
SH
SOLE
NONE
0
0
64605
PHILIP MORRIS INTL INC
COM
718172109
440
4979
SH
SOLE
NONE
0
0
4979
PROCTER AND GAMBLE CO
COM
742718109
3806
36580
SH
SOLE
NONE
0
0
36580
PUBLIC SVC ENTERPRISE GRP
COM
744573106
449
7560
SH
SOLE
NONE
0
0
7560
PUBLIC STORAGE
COM
74460D109
413
1896
PRN
SOLE
NONE
0
0
1896
S&P GLOBAL INC
COM
78409V104
229
1087
SH
SOLE
NONE
0
0
1087
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1590
5630
PRN
SOLE
NONE
0
0
5630
SPDR GOLD TRUST
GOLD SHS
78463V107
281
2305
SH
SOLE
NONE
0
0
2305
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
603
6069
SH
SOLE
NONE
0
0
6069
SPDR DOW JONES INDL AVRG E
UT SER 1
78467X109
545
2102
SH
SOLE
NONE
0
0
2102
SALESFORCE COM INC
COM
79466L302
1002
6325
SH
SOLE
NONE
0
0
6325
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
472
9027
SH
SOLE
NONE
0
0
9027
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
219
2384
SH
SOLE
NONE
0
0
2384
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
270
2375
SH
SOLE
NONE
0
0
2375
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
999
13494
SH
SOLE
NONE
0
0
13494
SHOPIFY INC
CL A
82509L107
207
1000
SH
SOLE
NONE
0
0
1000
SOURCE CAP INC
COM
836144105
2400
2400000
SH
SOLE
NONE
0
0
2400000
SOUTHERN CO
COM
842587107
380
7344
SH
SOLE
NONE
0
0
7344
STARBUCKS CORP
COM
855244109
398
5353
SH
SOLE
NONE
0
0
5353
SYSCO CORP
COM
871829107
816
12218
SH
SOLE
NONE
0
0
12218
TAIWAN SEMICONDUCTOR MFG L
SPONSORED ADS
874039100
790
19281
SH
SOLE
NONE
0
0
19281
3M CO
COM
88579Y101
719
3458
SH
SOLE
NONE
0
0
3458
UNILEVER PLC
SPON ADR NEW
904767704
497
8613
SH
SOLE
NONE
0
0
8613
UNITED PARCEL SERVICE INC
CL B
911312106
2229
19946
SH
SOLE
NONE
0
0
19946
UNITED TECHNOLOGIES CORP
COM
913017109
304
2362
SH
SOLE
NONE
0
0
2362
UNITEDHEALTH GROUP INC
COM
91324P102
444
1795
SH
SOLE
NONE
0
0
1795
VANGUARD STAR FD
VG TL INTL STK F
921909768
367
7063
SH
SOLE
NONE
0
0
7063
VANGUARD INTL EQUITY INDEX
FTSE EMR MKT ETF
922042858
3744
88105
SH
SOLE
NONE
0
0
88105
VANGUARD WORLD FDS
INF TECH ETF
92204A702
211
1050
SH
SOLE
NONE
0
0
1050
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
334
2575
SH
SOLE
NONE
0
0
2575
VANGUARD INDEX FDS
GROWTH ETF
922908736
3344
21378
SH
SOLE
NONE
0
0
21378
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
400
2762
SH
SOLE
NONE
0
0
2762
VERIZON COMMUNICATIONS INC
COM
92343V104
4647
78591
SH
SOLE
NONE
0
0
78591
VISA INC
COM CL A
92826C839
439
2809
SH
SOLE
NONE
0
0
2809
WALMART INC
COM
931142103
218
2237
SH
SOLE
NONE
0
0
2237
WASTE MGMT INC DEL
COM
94106L109
2254
21694
SH
SOLE
NONE
0
0
21694
WELLS FARGO CO NEW
COM
949746101
1737
35948
SH
SOLE
NONE
0
0
35948
WELLTOWER INC
COM
95040Q104
1344
17317
PRN
SOLE
NONE
0
0
17317
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
318
3362
SH
SOLE
NONE
0
0
3362
WISDOMTREE TR
US QTLY DIV GRT
97717X669
228
5296
SH
SOLE
NONE
0
0
5296
MEDTRONIC PLC
SHS
G5960L103
343
3763
SH
SOLE
NONE
0
0
3763