Chief Compliance Officer

0001019687-15-004236.txt : 20151119 0001019687-15-004236.hdr.sgml : 20151119 20151119094145 ACCESSION NUMBER: 0001019687-15-004236 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151119 DATE AS OF CHANGE: 20151119 EFFECTIVENESS DATE: 20151119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bruderman Asset Management, LLC CENTRAL INDEX KEY: 0001633673 IRS NUMBER: 472020066 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16872 FILM NUMBER: 151242773 BUSINESS ADDRESS: STREET 1: 75 MONTEBELLO ROAD CITY: SUFFERN STATE: NY ZIP: 10901 BUSINESS PHONE: 845-368-2900 MAIL ADDRESS: STREET 1: 75 MONTEBELLO ROAD CITY: SUFFERN STATE: NY ZIP: 10901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633673 XXXXXXXX 09-30-2015 09-30-2015 false Bruderman Asset Management, LLC

75 Montebello Road Suffern NY 10901

13F HOLDINGS REPORT 028-16872 N Thomas A. Cattani Chief Compliance Officer 845-368-2900 /s/ Thomas A. Cattani Suffern NY 11-19-2015 0 419 253881 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 70 494 SH SOLE 0 0 494 AARONS INC COM PAR $0.50 002535300 87 2403 SH SOLE 0 0 2403 ABBOTT LABS COM 002824100 161 4003 SH SOLE 0 0 4003 ABBVIE INC COM 00287Y109 215 3958 SH SOLE 0 0 3958 ABERDEEN ASIA PACIFIC INCOM COM 003009107 6 1233 SH SOLE 0 0 1233 ABM INDS INC COM 000957100 62 2286 SH SOLE 0 0 2286 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 433 4404 SH SOLE 0 0 4404 ACI WORLDWIDE INC COM 004498101 71 3340 SH SOLE 0 0 3340 ACTUA CORP COM 005094107 1 85 SH SOLE 0 0 85 AETNA INC NEW COM 00817Y108 80 735 SH SOLE 0 0 735 AGL RES INC COM 001204106 96 1570 SH SOLE 0 0 1570 AIR PRODS & CHEMS INC COM 009158106 333 2611 SH SOLE 0 0 2611 ALASKA AIR GROUP INC COM 011659109 507 6375 SH SOLE 0 0 6375 ALLETE INC COM NEW 018522300 66 1317 SH SOLE 0 0 1317 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 32 1200 SH SOLE 0 0 1200 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 16 2000 SH SOLE 0 0 2000 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83416M105 7 500 SH SOLE 0 0 500 SOUTHERN CO COM 842587107 10974 245497 SH SOLE 0 0 245497 SOUTHWEST GAS CORP COM 844895102 46 785 SH SOLE 0 0 785 SPDR GOLD TRUST GOLD SHS 78463V107 27 250 SH SOLE 0 0 250 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1 30 SH SOLE 0 0 30 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 19 570 SH SOLE 0 0 570 SPDR S&P 500 ETF TR TR UNIT 78462F103 266 1387 SH SOLE 0 0 1387 SPDR SERIES TRUST S&P BIOTECH 78464A870 13 205 SH SOLE 0 0 205 SPDR SERIES TRUST S&P REGL BKG 78464A698 14 330 SH SOLE 0 0 330 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2701 37437 SH SOLE 0 0 37437 SPECTRA ENERGY CORP COM 847560109 19 723 SH SOLE 0 0 723 ST JUDE MED INC COM 790849103 38 597 SH SOLE 0 0 597 STANLEY BLACK & DECKER INC COM 854502101 12 127 SH SOLE 0 0 127 STAPLES INC COM 855030102 1 110 SH SOLE 0 0 110 STARBUCKS CORP COM 855244109 2841 49981 SH SOLE 0 0 49981 STONEMOR PARTNERS L P COM UNITS 86183Q100 22 800 SH SOLE 0 0 800 STRYKER CORP COM 863667101 144 1530 SH SOLE 0 0 1530 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 112 3396 SH SOLE 0 0 3396 SUNTRUST BKS INC COM 867914103 19 503 SH SOLE 0 0 503 SUPERIOR INDS INTL INC COM 868168105 16 830 SH SOLE 0 0 830 SYSCO CORP COM 871829107 137 3507 SH SOLE 0 0 3507 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 402 19385 SH SOLE 0 0 19385 TALEN ENERGY CORP COM 87422J105 223 22076 SH SOLE 0 0 22076 TARGET CORP COM 87612E106 2603 33090 SH SOLE 0 0 33090 TE CONNECTIVITY LTD REG SHS H84989104 3 58 SH SOLE 0 0 58 TECH DATA CORP COM 878237106 126 1845 SH SOLE 0 0 1845 TECO ENERGY INC COM 872375100 26 1007 SH SOLE 0 0 1007 TENNANT CO COM 880345103 4 75 SH SOLE 0 0 75 TERADATA CORP DEL COM 88076W103 7 248 SH SOLE 0 0 248 TESLA MTRS INC COM 88160R101 12 50 SH SOLE 0 0 50 TETRA TECH INC NEW COM 88162G103 46 1912 SH SOLE 0 0 1912 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 21 371 SH SOLE 0 0 371 TEXAS INSTRS INC COM 882508104 761 15363 SH SOLE 0 0 15363 TEXAS ROADHOUSE INC COM 882681109 141 3779 SH SOLE 0 0 3779 TIME WARNER CABLE INC COM 88732J207 8 43 SH SOLE 0 0 43 TIME WARNER INC COM NEW 887317303 7 99 SH SOLE 0 0 99 TJX COS INC NEW COM 872540109 1771 24804 SH SOLE 0 0 24804 TOOTSIE ROLL INDS INC COM 890516107 268 8579 SH SOLE 0 0 8579 TORONTO DOMINION BK ONT COM NEW 891160509 16 400 SH SOLE 0 0 400 TOTAL S A SPONSORED ADR 89151E109 9655 215944 SH SOLE 0 0 215944 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 15 132 SH SOLE 0 0 132 TRACTOR SUPPLY CO COM 892356106 752 8923 SH SOLE 0 0 8923 TRANSCANADA CORP COM 89353D107 10 312 SH SOLE 0 0 312 TRAVELERS COMPANIES INC COM 89417E109 35 350 SH SOLE 0 0 350 TYCO INTL PLC SHS G91442106 2 58 SH SOLE 0 0 58 UGI CORP NEW COM 902681105 31 900 SH SOLE 0 0 900 UNDER ARMOUR INC CL A 904311107 82 850 SH SOLE 0 0 850 UNILEVER N V N Y SHS NEW 904784709 11 270 SH SOLE 0 0 270 UNILEVER PLC SPON ADR NEW 904767704 5557 136267 SH SOLE 0 0 136267 UNION PAC CORP COM 907818108 845 9556 SH SOLE 0 0 9556 UNITED PARCEL SERVICE INC CL B 911312106 52 527 SH SOLE 0 0 527 UNITED TECHNOLOGIES CORP COM 913017109 155 1743 SH SOLE 0 0 1743 UNITEDHEALTH GROUP INC COM 91324P102 65 558 SH SOLE 0 0 558 UNUM GROUP COM 91529Y106 71 2200 SH SOLE 0 0 2200 URSTADT BIDDLE PPTYS INC COM 917286106 27 1500 SH SOLE 0 0 1500 US BANCORP DEL COM NEW 902973304 24 575 SH SOLE 0 0 575 VALLEY NATL BANCORP COM 919794107 5 500 SH SOLE 0 0 500 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 47 585 SH SOLE 0 0 585 VANGUARD INDEX FDS REIT ETF 922908553 1756 23245 SH SOLE 0 0 23245 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 25 312 SH SOLE 0 0 312 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 92 1502 SH SOLE 0 0 1502 VANGUARD WORLD FDS INF TECH ETF 92204A702 13 130 SH SOLE 0 0 130 VECTREN CORP COM 92240G101 7 160 SH SOLE 0 0 160 VERIZON COMMUNICATIONS INC COM 92343V104 11600 266596 SH SOLE 0 0 266596 VIRTUS INVT PARTNERS INC COM 92828Q109 1 5 SH SOLE 0 0 5 VISA INC COM CL A 92826C839 1513 21716 SH SOLE 0 0 21716 VMWARE INC CL A COM 928563402 8 100 SH SOLE 0 0 100 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 1638 51603 SH SOLE 0 0 51603 VOYA FINL INC COM 929089100 3 90 SH SOLE 0 0 90 VOYA PRIME RATE TR SH BEN INT 92913A100 5 1000 SH SOLE 0 0 1000 W P CAREY INC COM 92936U109 101 1744 SH SOLE 0 0 1744 WALGREENS BOOTS ALLIANCE INC COM 931427108 346 4159 SH SOLE 0 0 4159 WAL-MART STORES INC COM 931142103 1348 20793 SH SOLE 0 0 20793 WARREN RES INC COM 93564A100 2 5000 SH SOLE 0 0 5000 WASTE MGMT INC DEL COM 94106L109 92 1838 SH SOLE 0 0 1838 WD-40 CO COM 929236107 223 2500 SH SOLE 0 0 2500 WEIS MKTS INC COM 948849104 81 1936 SH SOLE 0 0 1936 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 12 10 SH SOLE 0 0 10 WELLS FARGO & CO NEW COM 949746101 35 687 SH SOLE 0 0 687 WELLTOWER INC COM 95040Q104 72 1056 SH SOLE 0 0 1056 WGL HLDGS INC COM 92924F106 91 1572 SH SOLE 0 0 1572 WHIRLPOOL CORP COM 963320106 5 33 SH SOLE 0 0 33 WILLIAMS SONOMA INC COM 969904101 6 75 SH SOLE 0 0 75 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1 20 SH SOLE 0 0 20 WISDOMTREE TR 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