0001633227-23-000004.txt : 20231113 0001633227-23-000004.hdr.sgml : 20231113 20231113154842 ACCESSION NUMBER: 0001633227-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: McGowan Group Asset Management, Inc. CENTRAL INDEX KEY: 0001633227 IRS NUMBER: 270603296 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16514 FILM NUMBER: 231398279 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1776 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.720.4400 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1776 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001633227 XXXXXXXX 09-30-2023 09-30-2023 McGowan Group Asset Management, Inc.

300 CRESCENT COURT SUITE 1776 DALLAS TX 75201

13F HOLDINGS REPORT 028-16514 N Ismael Sanchez 214.720.4400 Ismael Sanchez Dallas TX 11-13-2023 0 125 633367359 false INFORMATION TABLE 2 MGAM3QTR2023_13F-HR.xml MGAM3QTR2023_13F-HR 3M CO COM COM 88579Y101 257773 2753 SH SOLE 2753 0 0 ABBVIE INC COM 00287Y109 16418953 110150 SH SOLE 110150 0 0 ACCENTURE PLC IRELAND CLASS SHS ISIN SHS CLASS A G1151C101 807444 2629 SH SOLE 2629 0 0 ADOBE SYS INC COM COM 00724F101 293193 575 SH SOLE 575 0 0 ALBEMARLE CORP COM 012653101 1028569 6049 SH SOLE 6049 0 0 ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC COM 01879R106 43010850 4434108 SH SOLE 4434108 0 0 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 287369 2196 SH SOLE 2196 0 0 ALPS ETF TR ALERIAN MLP ETF ALERIAN MLP 00162Q452 827839 19617 SH SOLE 19617 0 0 ALTRIA GROUP INC COM 02209S103 563541 13402 SH SOLE 13402 0 0 AMAZON COM INC COM 023135106 2435238 19157 SH SOLE 19157 0 0 AMPHENOL CORP NEW CL A CL A 032095101 623045 7418 SH SOLE 7418 0 0 APPLE INC COM COM 037833100 3280797 19162 SH SOLE 19162 0 0 APPLIED MATERIALS INC COM 038222105 396329 2863 SH SOLE 2863 0 0 ARES CAP CORP COM COM 04010L103 20329749 1044158 SH SOLE 1044158 0 0 ARRAY TECHNOLOGIES INC COM SHS 04271T100 737418 33232 SH SOLE 33232 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 740184 2113 SH SOLE 2113 0 0 BLACKROCK CORPORATE HIGH YIELD FD VI INC C COM 09255P107 29182857 3381559 SH SOLE 3381559 0 0 BRISTOL MYERS SQUIBB CO COM COM 110122108 236828 4080 SH SOLE 4080 0 0 BWX TECHNOLOGIES INC COM COM 05605H100 9325227 124370 SH SOLE 124370 0 0 CALAMOS STRATEGIC TOTAL RETURN FD COM SH B COM SH BEN INT 128125101 7542830 536093 SH SOLE 536093 0 0 CANADIAN SOLAR INC COM 136635109 507089 20605 SH SOLE 20605 0 0 CARLYLE GROUP INC COM COM 14316J108 370932 12299 SH SOLE 12299 0 0 CATERPILLAR INC COM 149123101 367623 1347 SH SOLE 1347 0 0 CHENIERE ENERGY INC COM NEW COM NEW 16411R208 1817360 10951 SH SOLE 10951 0 0 CHENIERE ENERGY PARTNERS L P COM UNIT REPT COM UNIT 16411Q101 12885378 237781 SH SOLE 237781 0 0 CHEVRON CORP NEW COM COM 166764100 4190817 24854 SH SOLE 24854 0 0 CIGNA CORP COM 125523100 467011 1633 SH SOLE 1633 0 0 CINCINNATI FINANCIAL CORP COM 172062101 637574 6233 SH SOLE 6233 0 0 CISCO SYSTEMS INC COM 17275R102 263567 4903 SH SOLE 4903 0 0 CLEARBRIDGE ENERGY MLP FD INC COM COM 184692200 4290691 121791 SH SOLE 121791 0 0 CLEARBRIDGE ENERGY MLP OPPORTUNITY COM 18469P209 4728434 149162 SH SOLE 149162 0 0 COHEN & STEERS INFRASTRUCTURE FD INC COM COM 19248A109 24466028 1249542 SH SOLE 1249542 0 0 CONOCOPHILLIPS COM COM 20825C104 365138 3048 SH SOLE 3048 0 0 CURTISS WRIGHT CORP COM 231561101 361916 1850 SH SOLE 1850 0 0 DANAHER CORP COM COM 235851102 824684 3324 SH SOLE 3324 0 0 DEERE & CO COM 244199105 847022 2244 SH SOLE 2244 0 0 DEVON ENERGY CORP NEW COM COM 25179M103 14058746 294733 SH SOLE 294733 0 0 DIAMONDBACK ENERGY INC COM 25278X109 3980437 25700 SH SOLE 25700 0 0 DOUBLELINE INCOME SOLUTIONS FD COM 258622109 41042181 3501893 SH SOLE 3501893 0 0 DUKE ENERGY CORP NEW COM COM NEW 26441C204 293797 3329 SH SOLE 3329 0 0 EATON VANCE TAX ADVANTAGED DIVID INCOME FU COM 27828G107 15444622 729208 SH SOLE 729208 0 0 EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI COM 27828S101 7053665 458626 SH SOLE 458626 0 0 ELI LILLY & CO COM COM 532457108 11979386 22303 SH SOLE 22303 0 0 ENERGY TRANSFER LP COM UNITS COM UT LTD PTN 29273V100 11768587 838816 SH SOLE 838816 0 0 ENOVIX CORP COM 293594107 2174200 173243 SH SOLE 173243 0 0 ENPHASE ENERGY INC COM 29355A107 1730400 14402 SH SOLE 14402 0 0 ENTERPRISE PRODS PARTNERS L P COM UNIT COM 293792107 10017127 365989 SH SOLE 365989 0 0 EXXON MOBIL CORP COM COM 30231G102 7450197 63363 SH SOLE 63363 0 0 FORD MOTOR CO DEL COM PAR COM 345370860 486330 39157 SH SOLE 39157 0 0 GENERAL MNY MKT FUND MONEY MARKET 370990228 77500292 7750292 SH SOLE 7750292 0 0 GLOBAL X FDS MLP ETF GLBL X MLP ETF 37954Y343 19805475 444169 SH SOLE 444169 0 0 GOLDMAN SACHS ETF TR TR ACCESS ULTRA SHORT ACES ULTRA SHR 381430230 247768 4961 SH SOLE 4961 0 0 GOODYEAR TIRE & RUBBER CO COM COM 382550101 211061 16980 SH SOLE 16980 0 0 ILLINOIS TOOL WORKS INC COM 452308109 264256 1147 SH SOLE 1147 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 2150922 28429 SH SOLE 28429 0 0 INTEL CORP COM COM 458140100 220055 6190 SH SOLE 6190 0 0 INTERNATIONAL BUSINESS MACHS CORP COM COM 459200101 286773 2044 SH SOLE 2044 0 0 ISHARES TR 1-3 YR TREAS BD ETF 1 3 YR TREAS BD 464287457 10785299 133201 SH SOLE 133201 0 0 ISHARES TR CORE S&P U S VALUE ETF CORE S&P US VLU 464287663 267638 3587 SH SOLE 3587 0 0 JOHNSON & JOHNSON COM COM 478160104 983755 6316 SH SOLE 6316 0 0 JP MORGAN CHASE & CO COM COM 46625H100 344375 2375 SH SOLE 2375 0 0 KAYNE ANDERSON NEXTGEN ENERGY & INFRAST COM 48661E108 2802116 393556 SH SOLE 393556 0 0 KLA CORP COM NEW 482480100 431140 940 SH SOLE 940 0 0 LOWES COMPANY INC COM 548661107 242223 1165 SH SOLE 1165 0 0 MARATHON OIL CORP COM COM 565849106 219767 8216 SH SOLE 8216 0 0 MASTERCARD INC CL A CL A 57636Q104 987982 2495 SH SOLE 2495 0 0 MCDONALDS CORP COM 580135101 302747 1149 SH SOLE 1149 0 0 MERCK & CO INC NEW COM COM 58933Y105 17895296 173825 SH SOLE 173825 0 0 MESA RTY TR UNIT BEN INT UNIT BEN INT 590660106 497511 32731 SH SOLE 32731 0 0 META PLATFORMS INC CL A 30303M102 331432 1104 SH SOLE 1104 0 0 MICROSOFT CORP COM COM 594918104 4457114 14116 SH SOLE 14116 0 0 MONDELEZ INTL INC CL A CL A 609207105 418484 6030 SH SOLE 6030 0 0 NICE SYSTEMS LTD SPONSORED ADR 653656108 1153110 6783 SH SOLE 6783 0 0 NIKE INC CLASS B CL B 654106103 284705 2977 SH SOLE 2977 0 0 NORTHROP GRUMMAN CORP NEW COM 666807102 550238 1250 SH SOLE 1250 0 0 NOVO NORDISK AS ADR ADR 670100205 20988811 230798 SH SOLE 230798 0 0 NUSCALE PWR CORP CL A COM 67079K100 515867 105279 SH SOLE 105279 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS SHS 67075G103 41475557 3625486 SH SOLE 3625486 0 0 OGE ENERGY CORP COM 670837103 212344 6371 SH SOLE 6371 0 0 ORACLE CORP COM COM 68389X105 466743 4407 SH SOLE 4407 0 0 PATTERSON-UTI ENERGY INC COM COM 703481101 3564355 257540 SH SOLE 257540 0 0 PEPSICO INC COM COM 713448108 572484 3379 SH SOLE 3379 0 0 PERMIANVILLE RTY TR TR UNIT TR UNIT 71425H100 356226 140247 SH SOLE 140247 0 0 PHILIP MORRIS INTL INC COM COM 718172109 634874 6858 SH SOLE 6858 0 0 PHILLIPS 66 COM 718546104 242528 2019 SH SOLE 2019 0 0 PIONEER NAT RES CO COM COM 723787107 21819107 95052 SH SOLE 95052 0 0 PROCTER & GAMBLE CO COM COM 742718109 2994383 20529 SH SOLE 20529 0 0 PROSHARES TRUST ULTRA PRO SHORT QQQ ULTRAPRO SHT QQQ 74347G432 302980 14823 SH SOLE 14823 0 0 QUALCOMM INC COM 747525103 276825 2493 SH SOLE 2493 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 258132 3587 SH SOLE 3587 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 858004 6625 SH SOLE 6625 0 0 SOUTHERN CO COM COM 842587107 299481 4627 SH SOLE 4627 0 0 TEKLA HEALTHCARE OPPORTUNITIES FD SHS SHS 879105104 787676 46388 SH SOLE 46388 0 0 TESLA MTRS INC COM COM 88160R101 201177 804 SH SOLE 804 0 0 TEXAS INSTRUMENTS INC COM 882508104 4395329 27642 SH SOLE 27642 0 0 TORTOISE PWR & ENERGY INFRASTRUCTURE FUND COM 89147X104 276521 20698 SH SOLE 20698 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 436259 865 SH SOLE 865 0 0 UNUM GROUP COM 91529Y106 20756618 421968 SH SOLE 421968 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF GOLD MINERS ETF 92189F106 473077 17580 SH SOLE 17580 0 0 VERIZON COMMUNICATIONS COM COM 92343V104 332805 10269 SH SOLE 10269 0 0 VISA INC COM CL A COM CL A 92826C839 5774671 25106 SH SOLE 25106 0 0 VISTRA CORP COM 92840M102 18969293 571709 SH SOLE 571709 0 0 VOC ENERGY TR TR UNIT TR UNIT 91829B103 969785 98756 SH SOLE 98756 0 0 WAL MART STORES INC COM COM 931142103 533260 3334 SH SOLE 3334 0 0 WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY COM 95790C107 316022 26669 SH SOLE 26669 0 0 WILLIAMS COS INC COM COM 969457100 247100 7335 SH SOLE 7335 0 0 FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE MUNICIPAL BOND 307149AM6 1113522 1725000 PRN SOLE 1725000 0 0 FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF MUNICIPAL BOND 307149AN4 324529 540000 PRN SOLE 540000 0 0 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A MUNICIPAL BOND 72177MJQ1 2756840 3095000 PRN SOLE 3095000 0 0 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B MUNICIPAL BOND 72177MJR9 400833 450000 PRN SOLE 450000 0 0 PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE MUNICIPAL BOND 73972CAN4 2987959 4985000 PRN SOLE 4985000 0 0 PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC MUNICIPAL BOND 74442EAX8 1448417 1575000 PRN SOLE 1575000 0 0 SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPREC MUNICIPAL BOND 82706TAD3 263410 3500000 PRN SOLE 3500000 0 0 TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB MUNICIPAL BOND 899062BQ5 686964 740000 PRN SOLE 740000 0 0 UNITED STATES TREAS NTS 2.000 05/31/24 B/E DTD 05/31/17 TREASURY NOTE 912828XT2 390892 400000 PRN SOLE 400000 0 0 UNITED STATES TREAS NTS 2.000 06/30/24 B/E DTD 06/30/17 TREASURY NOTE 912828XX3 487225 500000 PRN SOLE 500000 0 0 UNITED STATES TREAS NTS 2.125 07/31/24 B/EDTD 07/31/17 TREASURY NOTE 9128282N9 244165 251000 PRN SOLE 251000 0 0 UNITED STATES TREAS NTS 2.250 10/31/24 B/E DTD 10/31/17 TREASURY NOTE 9128283D0 241680 250000 PRN SOLE 250000 0 0 UNITED STATES TREAS NTS 2.625 12/31/23 B/E DTD 12/31/18 TREASURY NOTE 9128285U0 819266 825000 PRN SOLE 825000 0 0 UNITED STATES TREAS NTS 2.750 02/15/24 B/E DTD 02/15/14 TREASURY NOTE 912828B66 593952 600000 PRN SOLE 600000 0 0 UNITED STATES TREAS NTS 2.750 08/31/25 B/E DTD 08/31/18 TREASURY NOTE 9128284Z0 464310 485000 PRN SOLE 485000 0 0 UNITED STS TREAS BILLS 0.000 10/12/23 B/E DTD 04/13/23 TREASURY BILL 912797FA0 848759 850000 PRN SOLE 850000 0 0 UNITED STS TREAS BILLS 0.000 12/21/23 B/E DTD 06/22/23 TREASURY BILL 912797FV4 1235250 1250000 PRN SOLE 1250000 0 0 UNITED STS TREAS NTS 2.500 05/31/24 B/E DTD 05/31/22 TREASURY NOTE 91282CER8 454994 464000 PRN SOLE 464000 0 0 UNITED STS TREAS NTS 4.250 09/30/24 B/E DTD 09/30/22 TREASURY NOTE 91282CFN6 457592 463000 PRN SOLE 463000 0 0