0001633227-23-000004.txt : 20231113
0001633227-23-000004.hdr.sgml : 20231113
20231113154842
ACCESSION NUMBER: 0001633227-23-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231113
DATE AS OF CHANGE: 20231113
EFFECTIVENESS DATE: 20231113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: McGowan Group Asset Management, Inc.
CENTRAL INDEX KEY: 0001633227
IRS NUMBER: 270603296
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16514
FILM NUMBER: 231398279
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 1776
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.720.4400
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 1776
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001633227
XXXXXXXX
09-30-2023
09-30-2023
McGowan Group Asset Management, Inc.
300 CRESCENT COURT
SUITE 1776
DALLAS
TX
75201
13F HOLDINGS REPORT
028-16514
N
Ismael Sanchez
CCO
214.720.4400
Ismael Sanchez
Dallas
TX
11-13-2023
0
125
633367359
false
INFORMATION TABLE
2
MGAM3QTR2023_13F-HR.xml
MGAM3QTR2023_13F-HR
3M CO COM
COM
88579Y101
257773
2753
SH
SOLE
2753
0
0
ABBVIE INC
COM
00287Y109
16418953
110150
SH
SOLE
110150
0
0
ACCENTURE PLC IRELAND CLASS SHS ISIN
SHS CLASS A
G1151C101
807444
2629
SH
SOLE
2629
0
0
ADOBE SYS INC COM
COM
00724F101
293193
575
SH
SOLE
575
0
0
ALBEMARLE CORP
COM
012653101
1028569
6049
SH
SOLE
6049
0
0
ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC
COM
01879R106
43010850
4434108
SH
SOLE
4434108
0
0
ALPHABET INC CAP STK CL A
CAP STK CL A
02079K305
287369
2196
SH
SOLE
2196
0
0
ALPS ETF TR ALERIAN MLP ETF
ALERIAN MLP
00162Q452
827839
19617
SH
SOLE
19617
0
0
ALTRIA GROUP INC
COM
02209S103
563541
13402
SH
SOLE
13402
0
0
AMAZON COM INC
COM
023135106
2435238
19157
SH
SOLE
19157
0
0
AMPHENOL CORP NEW CL A
CL A
032095101
623045
7418
SH
SOLE
7418
0
0
APPLE INC COM
COM
037833100
3280797
19162
SH
SOLE
19162
0
0
APPLIED MATERIALS INC
COM
038222105
396329
2863
SH
SOLE
2863
0
0
ARES CAP CORP COM
COM
04010L103
20329749
1044158
SH
SOLE
1044158
0
0
ARRAY TECHNOLOGIES INC
COM SHS
04271T100
737418
33232
SH
SOLE
33232
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B NEW
084670702
740184
2113
SH
SOLE
2113
0
0
BLACKROCK CORPORATE HIGH YIELD FD VI INC C
COM
09255P107
29182857
3381559
SH
SOLE
3381559
0
0
BRISTOL MYERS SQUIBB CO COM
COM
110122108
236828
4080
SH
SOLE
4080
0
0
BWX TECHNOLOGIES INC COM
COM
05605H100
9325227
124370
SH
SOLE
124370
0
0
CALAMOS STRATEGIC TOTAL RETURN FD COM SH B
COM SH BEN INT
128125101
7542830
536093
SH
SOLE
536093
0
0
CANADIAN SOLAR INC
COM
136635109
507089
20605
SH
SOLE
20605
0
0
CARLYLE GROUP INC COM
COM
14316J108
370932
12299
SH
SOLE
12299
0
0
CATERPILLAR INC
COM
149123101
367623
1347
SH
SOLE
1347
0
0
CHENIERE ENERGY INC COM NEW
COM NEW
16411R208
1817360
10951
SH
SOLE
10951
0
0
CHENIERE ENERGY PARTNERS L P COM UNIT REPT
COM UNIT
16411Q101
12885378
237781
SH
SOLE
237781
0
0
CHEVRON CORP NEW COM
COM
166764100
4190817
24854
SH
SOLE
24854
0
0
CIGNA CORP
COM
125523100
467011
1633
SH
SOLE
1633
0
0
CINCINNATI FINANCIAL CORP
COM
172062101
637574
6233
SH
SOLE
6233
0
0
CISCO SYSTEMS INC
COM
17275R102
263567
4903
SH
SOLE
4903
0
0
CLEARBRIDGE ENERGY MLP FD INC COM
COM
184692200
4290691
121791
SH
SOLE
121791
0
0
CLEARBRIDGE ENERGY MLP OPPORTUNITY
COM
18469P209
4728434
149162
SH
SOLE
149162
0
0
COHEN & STEERS INFRASTRUCTURE FD INC COM
COM
19248A109
24466028
1249542
SH
SOLE
1249542
0
0
CONOCOPHILLIPS COM
COM
20825C104
365138
3048
SH
SOLE
3048
0
0
CURTISS WRIGHT CORP
COM
231561101
361916
1850
SH
SOLE
1850
0
0
DANAHER CORP COM
COM
235851102
824684
3324
SH
SOLE
3324
0
0
DEERE & CO
COM
244199105
847022
2244
SH
SOLE
2244
0
0
DEVON ENERGY CORP NEW COM
COM
25179M103
14058746
294733
SH
SOLE
294733
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
3980437
25700
SH
SOLE
25700
0
0
DOUBLELINE INCOME SOLUTIONS FD
COM
258622109
41042181
3501893
SH
SOLE
3501893
0
0
DUKE ENERGY CORP NEW COM
COM NEW
26441C204
293797
3329
SH
SOLE
3329
0
0
EATON VANCE TAX ADVANTAGED DIVID INCOME FU
COM
27828G107
15444622
729208
SH
SOLE
729208
0
0
EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI
COM
27828S101
7053665
458626
SH
SOLE
458626
0
0
ELI LILLY & CO COM
COM
532457108
11979386
22303
SH
SOLE
22303
0
0
ENERGY TRANSFER LP COM UNITS
COM UT LTD PTN
29273V100
11768587
838816
SH
SOLE
838816
0
0
ENOVIX CORP
COM
293594107
2174200
173243
SH
SOLE
173243
0
0
ENPHASE ENERGY INC
COM
29355A107
1730400
14402
SH
SOLE
14402
0
0
ENTERPRISE PRODS PARTNERS L P COM UNIT
COM
293792107
10017127
365989
SH
SOLE
365989
0
0
EXXON MOBIL CORP COM
COM
30231G102
7450197
63363
SH
SOLE
63363
0
0
FORD MOTOR CO DEL COM PAR
COM
345370860
486330
39157
SH
SOLE
39157
0
0
GENERAL MNY MKT FUND
MONEY MARKET
370990228
77500292
7750292
SH
SOLE
7750292
0
0
GLOBAL X FDS MLP ETF
GLBL X MLP ETF
37954Y343
19805475
444169
SH
SOLE
444169
0
0
GOLDMAN SACHS ETF TR TR ACCESS ULTRA SHORT
ACES ULTRA SHR
381430230
247768
4961
SH
SOLE
4961
0
0
GOODYEAR TIRE & RUBBER CO COM
COM
382550101
211061
16980
SH
SOLE
16980
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
264256
1147
SH
SOLE
1147
0
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
2150922
28429
SH
SOLE
28429
0
0
INTEL CORP COM
COM
458140100
220055
6190
SH
SOLE
6190
0
0
INTERNATIONAL BUSINESS MACHS CORP COM
COM
459200101
286773
2044
SH
SOLE
2044
0
0
ISHARES TR 1-3 YR TREAS BD ETF
1 3 YR TREAS BD
464287457
10785299
133201
SH
SOLE
133201
0
0
ISHARES TR CORE S&P U S VALUE ETF
CORE S&P US VLU
464287663
267638
3587
SH
SOLE
3587
0
0
JOHNSON & JOHNSON COM
COM
478160104
983755
6316
SH
SOLE
6316
0
0
JP MORGAN CHASE & CO COM
COM
46625H100
344375
2375
SH
SOLE
2375
0
0
KAYNE ANDERSON NEXTGEN ENERGY & INFRAST
COM
48661E108
2802116
393556
SH
SOLE
393556
0
0
KLA CORP
COM NEW
482480100
431140
940
SH
SOLE
940
0
0
LOWES COMPANY INC
COM
548661107
242223
1165
SH
SOLE
1165
0
0
MARATHON OIL CORP COM
COM
565849106
219767
8216
SH
SOLE
8216
0
0
MASTERCARD INC CL A
CL A
57636Q104
987982
2495
SH
SOLE
2495
0
0
MCDONALDS CORP
COM
580135101
302747
1149
SH
SOLE
1149
0
0
MERCK & CO INC NEW COM
COM
58933Y105
17895296
173825
SH
SOLE
173825
0
0
MESA RTY TR UNIT BEN INT
UNIT BEN INT
590660106
497511
32731
SH
SOLE
32731
0
0
META PLATFORMS INC
CL A
30303M102
331432
1104
SH
SOLE
1104
0
0
MICROSOFT CORP COM
COM
594918104
4457114
14116
SH
SOLE
14116
0
0
MONDELEZ INTL INC CL A
CL A
609207105
418484
6030
SH
SOLE
6030
0
0
NICE SYSTEMS LTD
SPONSORED ADR
653656108
1153110
6783
SH
SOLE
6783
0
0
NIKE INC CLASS B
CL B
654106103
284705
2977
SH
SOLE
2977
0
0
NORTHROP GRUMMAN CORP NEW
COM
666807102
550238
1250
SH
SOLE
1250
0
0
NOVO NORDISK AS ADR
ADR
670100205
20988811
230798
SH
SOLE
230798
0
0
NUSCALE PWR CORP
CL A COM
67079K100
515867
105279
SH
SOLE
105279
0
0
NUVEEN GLOBAL HIGH INCOME FD SHS
SHS
67075G103
41475557
3625486
SH
SOLE
3625486
0
0
OGE ENERGY CORP
COM
670837103
212344
6371
SH
SOLE
6371
0
0
ORACLE CORP COM
COM
68389X105
466743
4407
SH
SOLE
4407
0
0
PATTERSON-UTI ENERGY INC COM
COM
703481101
3564355
257540
SH
SOLE
257540
0
0
PEPSICO INC COM
COM
713448108
572484
3379
SH
SOLE
3379
0
0
PERMIANVILLE RTY TR TR UNIT
TR UNIT
71425H100
356226
140247
SH
SOLE
140247
0
0
PHILIP MORRIS INTL INC COM
COM
718172109
634874
6858
SH
SOLE
6858
0
0
PHILLIPS 66
COM
718546104
242528
2019
SH
SOLE
2019
0
0
PIONEER NAT RES CO COM
COM
723787107
21819107
95052
SH
SOLE
95052
0
0
PROCTER & GAMBLE CO COM
COM
742718109
2994383
20529
SH
SOLE
20529
0
0
PROSHARES TRUST ULTRA PRO SHORT QQQ
ULTRAPRO SHT QQQ
74347G432
302980
14823
SH
SOLE
14823
0
0
QUALCOMM INC
COM
747525103
276825
2493
SH
SOLE
2493
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
258132
3587
SH
SOLE
3587
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
858004
6625
SH
SOLE
6625
0
0
SOUTHERN CO COM
COM
842587107
299481
4627
SH
SOLE
4627
0
0
TEKLA HEALTHCARE OPPORTUNITIES FD SHS
SHS
879105104
787676
46388
SH
SOLE
46388
0
0
TESLA MTRS INC COM
COM
88160R101
201177
804
SH
SOLE
804
0
0
TEXAS INSTRUMENTS INC
COM
882508104
4395329
27642
SH
SOLE
27642
0
0
TORTOISE PWR & ENERGY INFRASTRUCTURE FUND
COM
89147X104
276521
20698
SH
SOLE
20698
0
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
436259
865
SH
SOLE
865
0
0
UNUM GROUP
COM
91529Y106
20756618
421968
SH
SOLE
421968
0
0
VANECK VECTORS ETF TR GOLD MINERS ETF
GOLD MINERS ETF
92189F106
473077
17580
SH
SOLE
17580
0
0
VERIZON COMMUNICATIONS COM
COM
92343V104
332805
10269
SH
SOLE
10269
0
0
VISA INC COM CL A
COM CL A
92826C839
5774671
25106
SH
SOLE
25106
0
0
VISTRA CORP
COM
92840M102
18969293
571709
SH
SOLE
571709
0
0
VOC ENERGY TR TR UNIT
TR UNIT
91829B103
969785
98756
SH
SOLE
98756
0
0
WAL MART STORES INC COM
COM
931142103
533260
3334
SH
SOLE
3334
0
0
WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY
COM
95790C107
316022
26669
SH
SOLE
26669
0
0
WILLIAMS COS INC COM
COM
969457100
247100
7335
SH
SOLE
7335
0
0
FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE
MUNICIPAL BOND
307149AM6
1113522
1725000
PRN
SOLE
1725000
0
0
FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF
MUNICIPAL BOND
307149AN4
324529
540000
PRN
SOLE
540000
0
0
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A
MUNICIPAL BOND
72177MJQ1
2756840
3095000
PRN
SOLE
3095000
0
0
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B
MUNICIPAL BOND
72177MJR9
400833
450000
PRN
SOLE
450000
0
0
PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE
MUNICIPAL BOND
73972CAN4
2987959
4985000
PRN
SOLE
4985000
0
0
PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC
MUNICIPAL BOND
74442EAX8
1448417
1575000
PRN
SOLE
1575000
0
0
SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPREC
MUNICIPAL BOND
82706TAD3
263410
3500000
PRN
SOLE
3500000
0
0
TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB
MUNICIPAL BOND
899062BQ5
686964
740000
PRN
SOLE
740000
0
0
UNITED STATES TREAS NTS 2.000 05/31/24 B/E DTD 05/31/17
TREASURY NOTE
912828XT2
390892
400000
PRN
SOLE
400000
0
0
UNITED STATES TREAS NTS 2.000 06/30/24 B/E DTD 06/30/17
TREASURY NOTE
912828XX3
487225
500000
PRN
SOLE
500000
0
0
UNITED STATES TREAS NTS 2.125 07/31/24 B/EDTD 07/31/17
TREASURY NOTE
9128282N9
244165
251000
PRN
SOLE
251000
0
0
UNITED STATES TREAS NTS 2.250 10/31/24 B/E DTD 10/31/17
TREASURY NOTE
9128283D0
241680
250000
PRN
SOLE
250000
0
0
UNITED STATES TREAS NTS 2.625 12/31/23 B/E DTD 12/31/18
TREASURY NOTE
9128285U0
819266
825000
PRN
SOLE
825000
0
0
UNITED STATES TREAS NTS 2.750 02/15/24 B/E DTD 02/15/14
TREASURY NOTE
912828B66
593952
600000
PRN
SOLE
600000
0
0
UNITED STATES TREAS NTS 2.750 08/31/25 B/E DTD 08/31/18
TREASURY NOTE
9128284Z0
464310
485000
PRN
SOLE
485000
0
0
UNITED STS TREAS BILLS 0.000 10/12/23 B/E DTD 04/13/23
TREASURY BILL
912797FA0
848759
850000
PRN
SOLE
850000
0
0
UNITED STS TREAS BILLS 0.000 12/21/23 B/E DTD 06/22/23
TREASURY BILL
912797FV4
1235250
1250000
PRN
SOLE
1250000
0
0
UNITED STS TREAS NTS 2.500 05/31/24 B/E DTD 05/31/22
TREASURY NOTE
91282CER8
454994
464000
PRN
SOLE
464000
0
0
UNITED STS TREAS NTS 4.250 09/30/24 B/E DTD 09/30/22
TREASURY NOTE
91282CFN6
457592
463000
PRN
SOLE
463000
0
0