0001633227-22-000001.txt : 20220214 0001633227-22-000001.hdr.sgml : 20220214 20220214155542 ACCESSION NUMBER: 0001633227-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: McGowan Group Asset Management, Inc. CENTRAL INDEX KEY: 0001633227 IRS NUMBER: 270603296 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16514 FILM NUMBER: 22630956 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1776 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.720.4400 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1776 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633227 XXXXXXXX 12-31-2021 12-31-2021 McGowan Group Asset Management, Inc.

300 CRESCENT COURT SUITE 1776 DALLAS TX 75201

13F HOLDINGS REPORT 028-16514 N Ismael Sanchez 214.720.4400 Ismael Sanchez Dallas TX 02-14-2022 0 120 569069 false INFORMATION TABLE 2 MGAM4QTR2021_13F-HR.xml MGAM4QTR2021_13F-HR 3M CO COM COM 88579Y101 354 1991 SH SOLE NA 1991 0 0 ABBVIE INC COM 00287Y109 15892 117370 SH SOLE NA 117370 0 0 ABERDEEN ASIA-PACIFIC INCOME FD INC COM COM 003009107 17375 4548551 SH SOLE NA 4548551 0 0 ABERDEEN TOTAL DYNAMIC DIVID FD C COM SH BEN INT 00326L100 301 29471 SH SOLE NA 29471 0 0 ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B SHS CLASS A G1151C101 772 1862 SH SOLE NA 1862 0 0 ADOBE SYS INC COM COM 00724F101 434 766 SH SOLE NA 766 0 0 ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC COM 01879R106 38174 3147050 SH SOLE NA 3147050 0 0 ALTRIA GROUP INC COM 02209S103 444 9372 SH SOLE NA 9372 0 0 AMAZON COM INC COM 023135106 3398 1019 SH SOLE NA 1019 0 0 AMERICAN TOWER CORP CL A COM 03027X100 253 864 SH SOLE NA 864 0 0 AMPHENOL CORP NEW CL A CL A 032095101 492 5628 SH SOLE NA 5628 0 0 APPLE INC COM COM 037833100 3761 21179 SH SOLE NA 21179 0 0 APPLIED MATERIALS INC COM 038222105 423 2686 SH SOLE NA 2686 0 0 ARES CAP CORP COM COM 04010L103 22225 1048855 SH SOLE NA 1048855 0 0 ATLANTICA YIELD PLC SHS G0751N103 15203 425139 SH SOLE NA 425139 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 649 2169 SH SOLE NA 2169 0 0 BHP GROUP PLC SPONSORED ADR SPONSORED ADR 05545E209 259 4334 SH SOLE NA 4334 0 0 BLACKROCK CORPORATE HIGH YIELD FD VI INC C COM 09255P107 13613 1103149 SH SOLE NA 1103149 0 0 BLOOM ENERGY CORP CL A COM CL A 093712107 2673 121901 SH SOLE NA 121901 0 0 BRISTOL MYERS SQUIBB CO COM COM 110122108 12041 193115 SH SOLE NA 193115 0 0 BROOKFIELD REAL ASSETS INCOME FD SHS BEN INT 112830104 1957 92728 SH SOLE NA 92728 0 0 BROOKFIELD RENEWABLE PARTNERS LP PARTNERSHIP UNIT G16258108 218 6105 SH SOLE NA 6105 0 0 CALAMOS STRATEGIC TOTAL RETURN FD COM SH B COM SH BEN INT 128125101 2064 106979 SH SOLE NA 106979 0 0 CANOPY GROWTH CORP SHS COM 138035100 212 24251 SH SOLE NA 24251 0 0 CARLYLE GROUP INC COM COM 14316J108 710 12934 SH SOLE NA 12934 0 0 CATERPILLAR INC COM 149123101 386 1866 SH SOLE NA 1866 0 0 CHENIERE ENERGY INC COM NEW COM NEW 16411R208 1431 14112 SH SOLE NA 14112 0 0 CHENIERE ENERGY PARTNERS L P COM UNIT REPT COM UNIT 16411Q101 10299 243827 SH SOLE NA 243827 0 0 CHEVRON CORP NEW COM COM 166764100 364 3098 SH SOLE NA 3098 0 0 CIGNA CORP COM 125523100 384 1673 SH SOLE NA 1673 0 0 CISCO SYSTEMS INC COM 17275R102 268 4224 SH SOLE NA 4224 0 0 CLEARBRIDGE ENERGY MLP FD INC COM COM 184692200 10403 386571 SH SOLE NA 386571 0 0 CLEARBRIDGE ENERGY MLP OPPORTUNITY COM 18469P209 15911 728523 SH SOLE NA 728523 0 0 COHEN & STEERS INFRASTRUCTURE FD INC COM COM 19248A109 28438 997831 SH SOLE NA 997831 0 0 COHEN & STEERS QUALITY INCOME RLTY FD INC COM 19247L106 397 21772 SH SOLE NA 21772 0 0 CONOCOPHILLIPS COM COM 20825C104 215 2983 SH SOLE NA 2983 0 0 CVS CAREMARK CORP COM 126650100 221 2143 SH SOLE NA 2143 0 0 DANAHER CORP COM COM 235851102 1223 3716 SH SOLE NA 3716 0 0 DEERE & CO COM 244199105 775 2260 SH SOLE NA 2260 0 0 DIAMONDBACK ENERGY INC COM 25278X109 302 2803 SH SOLE NA 2803 0 0 DOUBLELINE INCOME SOLUTIONS FD COM 258622109 41137 2551928 SH SOLE NA 2551928 0 0 DUKE ENERGY CORP NEW COM COM NEW 26441C204 869 8285 SH SOLE NA 8285 0 0 EATON VANCE TAX ADVANTAGED DIVID INCOME FU COM 27828G107 5894 197838 SH SOLE NA 197838 0 0 EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI COM 27828S101 1533 67431 SH SOLE NA 67431 0 0 ELI LILLY & CO COM COM 532457108 6307 22831 SH SOLE NA 22831 0 0 ENBRIDGE INC COM 29250N105 218 5567 SH SOLE NA 5567 0 0 ENERGY TRANSFER LP COM UNITS COM UT LTD PTN 29273V100 6924 841274 SH SOLE NA 841274 0 0 ENPHASE ENERGY INC COM 29355A107 754 4119 SH SOLE NA 4119 0 0 ENTERPRISE PRODS PARTNERS L P COM UNIT COM 293792107 8004 364489 SH SOLE NA 364489 0 0 ETF SER SOLUTIONS DEFIANCE NEXT GEN CNTVY DEFIANCE NEXT 26922A289 968 23208 SH SOLE NA 23208 0 0 EXXON MOBIL CORP COM COM 30231G102 1789 29242 SH SOLE NA 29242 0 0 FIRST SOLAR INC COM COM 336433107 318 3653 SH SOLE NA 3653 0 0 FORD MOTOR CO DEL COM PAR COM 345370860 800 38516 SH SOLE NA 38516 0 0 GENERAL MNY MKT FUND MONEY MARKET 370990228 54043 54042823 SH SOLE NA 54042823 0 0 GLOBAL X FDS GLOBAL X URANIUM ETF GLOBAL X URANIUM 37954Y871 239 10484 SH SOLE NA 10484 0 0 GLOBAL X FDS MLP ETF GLBL X MLP ETF 37954Y343 15346 438711 SH SOLE NA 438711 0 0 GLOBAL X LITHIUM AND BATTERY ETF LITHIUM BTRY ETF 37954Y855 12978 153692 SH SOLE NA 153692 0 0 GOODYEAR TIRE & RUBBER CO COM COM 382550101 362 16980 SH SOLE NA 16980 0 0 GRAYSCALE ETHEREUM TR ETH SHS ETH SHS 389638107 214 6619 SH SOLE NA 6619 0 0 HERCULES TECHNOLOGY GROWTH CAP INC COM 427096508 6886 415079 SH SOLE NA 415079 0 0 INFORMATION SERVICES GRP COM 45675Y104 1132 148537 SH SOLE NA 148537 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 16689 63479 SH SOLE NA 63479 0 0 INTEL CORP COM COM 458140100 334 6488 SH SOLE NA 6488 0 0 INTERNATIONAL BUSINESS MACHS CORP COM COM 459200101 427 3193 SH SOLE NA 3193 0 0 INVESCO EXCHANGE-TRADED FD TR II SOLAR ETF SOLAR ETF 46138G706 268 3477 SH SOLE NA 3477 0 0 INVESCO QQQ TR UNIT SER 1 UNIT SER 1 46090E103 262 660 SH SOLE NA 660 0 0 ISHARES INC MSCI FRONTIER & SELECT EM ETF MSCI FRONTIER 464286145 574 16625 SH SOLE NA 16625 0 0 ISHARES TR CORE S&P U S VALUE ETF CORE S&P US VLU 464287663 265 3477 SH SOLE NA 3477 0 0 ISHARES TR GLOBAL CLEAN ENERGY ETF GL CLEAN ENE ETF 464288224 414 19559 SH SOLE NA 19559 0 0 JOHNSON & JOHNSON COM COM 478160104 939 5489 SH SOLE NA 5489 0 0 JP MORGAN CHASE & CO COM COM 46625H100 239 1512 SH SOLE NA 1512 0 0 KAYNE ANDERSON NEXTGEN ENERGY & INFRAST COM 48661E108 3049 424050 SH SOLE NA 424050 0 0 KINDER MORGAN INC COM 49456B101 10165 640926 SH SOLE NA 640926 0 0 KLA CORP COM NEW 482480100 404 940 SH SOLE NA 940 0 0 MASTERCARD INC CL A CL A 57636Q104 896 2494 SH SOLE NA 2494 0 0 MERCK & CO INC NEW COM COM 58933Y105 1422 18556 SH SOLE NA 18556 0 0 MESA RTY TR UNIT BEN INT UNIT BEN INT 590660106 303 49226 SH SOLE NA 49226 0 0 META PLATFORMS INC CL A 30303M102 453 1346 SH SOLE NA 1346 0 0 MICROSOFT CORP COM COM 594918104 1949 5796 SH SOLE NA 5796 0 0 MONDELEZ INTL INC CL A CL A 609207105 271 4085 SH SOLE NA 4085 0 0 NIKE INC CLASS B CL B 654106103 505 3031 SH SOLE NA 3031 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS SHS 67075G103 45301 2852686 SH SOLE NA 2852686 0 0 OGE ENERGY CORP COM 670837103 229 5957 SH SOLE NA 5957 0 0 ORACLE CORP COM COM 68389X105 253 2897 SH SOLE NA 2897 0 0 PEPSICO INC COM COM 713448108 424 2438 SH SOLE NA 2438 0 0 PERMIAN BASIN RTY TR UNIT BEN INT UNIT BEN INT 714236106 987 97733 SH SOLE NA 97733 0 0 PERMIANVILLE RTY TR TR UNIT TR UNIT 71425H100 442 209667 SH SOLE NA 209667 0 0 PHILIP MORRIS INTL INC COM COM 718172109 605 6367 SH SOLE NA 6367 0 0 PIONEER NAT RES CO COM COM 723787107 507 2785 SH SOLE NA 2785 0 0 PROCTER & GAMBLE CO COM COM 742718109 1682 10283 SH SOLE NA 10283 0 0 QUALCOMM INC COM 747525103 464 2537 SH SOLE NA 2537 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 252 2929 SH SOLE NA 2929 0 0 RIO TINTO PLC SPONSORED ADR ISIN#US7672041 SPONSORED ADR 767204100 244 3641 SH SOLE NA 3641 0 0 SELECT SECTOR SPDR FD HEALTH CARE SBI HEALTHCARE 81369Y209 2401 17045 SH SOLE NA 17045 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 237 844 SH SOLE NA 844 0 0 SOUTHERN CO COM COM 842587107 299 4356 SH SOLE NA 4356 0 0 TEKLA HEALTHCARE OPPORTUNITIES FD SHS SHS 879105104 1230 47972 SH SOLE NA 47972 0 0 TEXAS INSTRUMENTS INC COM 882508104 5311 28178 SH SOLE NA 28178 0 0 TORTOISE PWR & ENERGY INFRASTRUCTURE FUND COM 89147X104 255 18738 SH SOLE NA 18738 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 343 683 SH SOLE NA 683 0 0 UNUM GROUP COM 91529Y106 5370 218565 SH SOLE NA 218565 0 0 VERIZON COMMUNICATIONS COM COM 92343V104 590 11346 SH SOLE NA 11346 0 0 VISA INC COM CL A COM CL A 92826C839 4976 22963 SH SOLE NA 22963 0 0 VOC ENERGY TR TR UNIT TR UNIT 91829B103 762 162521 SH SOLE NA 162521 0 0 WAL MART STORES INC COM COM 931142103 363 2512 SH SOLE NA 2512 0 0 WESTERN ASSET EMERGING MKTS DEBT FD INC COM 95766A101 43990 3436753 SH SOLE NA 3436753 0 0 WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY COM 95790C107 651 37205 SH SOLE NA 37205 0 0 FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE MUNICIPAL BOND 307149AM6 1330 1800000 PRN SOLE NA 1800000 0 0 FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF MUNICIPAL BOND 307149AN4 430 590000 PRN SOLE NA 590000 0 0 FEDERATED INSTITUTIONAL TAX- FREE CASH MUNICIPAL BOND 608919486 306 305723 PRN SOLE NA 305723 0 0 FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A MUNICIPAL BOND 140539AC1 1368 1305000 PRN SOLE NA 1305000 0 0 FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A MUNICIPAL BOND 140539AB3 451 430000 PRN SOLE NA 430000 0 0 MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT - 6.750 TAXABLE 12/01/36 MUNICIPAL BOND 622266AA2 4712 4625000 PRN SOLE NA 4625000 0 0 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A MUNICIPAL BOND 72177MJQ1 3374 3370000 PRN SOLE NA 3370000 0 0 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B MUNICIPAL BOND 72177MJR9 521 520000 PRN SOLE NA 520000 0 0 PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE MUNICIPAL BOND 73972CAN4 3852 5310000 PRN SOLE NA 5310000 0 0 PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC MUNICIPAL BOND 74442EAX8 1791 1600000 PRN SOLE NA 1600000 0 0 SILICON VLY CA TOBACCO SECURITIZATION AUTH TABACCO SETTLEM CAP APPREC MUNICIPAL BOND 82706TAD3 345 3500000 PRN SOLE NA 3500000 0 0 TOBACCO SETTLEMENT FING CORP VA RFDG-FIRST SUB-SER C MUNICIPAL BOND 88880NAW9 207 830000 PRN SOLE NA 830000 0 0 TULANE UNIV LA RFDG-TULANE UNIV-C 0.523 02/15/36 B/E DTD 05/31/07 CLB MUNICIPAL BOND 899062BQ5 757 810000 PRN SOLE NA 810000 0 0