0001633227-15-000002.txt : 20150514
0001633227-15-000002.hdr.sgml : 20150514
20150514134745
ACCESSION NUMBER: 0001633227-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150514
DATE AS OF CHANGE: 20150514
EFFECTIVENESS DATE: 20150514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: McGowan Group Asset Management, Inc.
CENTRAL INDEX KEY: 0001633227
IRS NUMBER: 270603296
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16514
FILM NUMBER: 15861869
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 657
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.720.4400
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 657
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001633227
XXXXXXXX
03-31-2015
03-31-2015
McGowan Group Asset Management, Inc.
200 CRESCENT COURT
SUITE 657
DALLAS
TX
75201
13F HOLDINGS REPORT
028-16514
N
Ismael L. Sanchez
Chief Compliance Officer
214.720.4400
Ismael Lee Sanchez
Dallas
TX
05-14-2015
0
125
494530
false
INFORMATION TABLE
2
MGAM1QTR2015_13F-HR.xml
MGAM1QTR2015_13F-HR
ADMINISTRATORS OF THE TULANE EDL FD LA REV RFGD TAXABLE TULANE UNIV
MUNICIPAL BOND
007110AD1
2188
2050000
PRN
SOLE
N/A
2050000
0
0
ALABAMA ST PORT AUTH DOCSK FAC REV SR A
MUNICIPAL BOND
010604AS5
1488
1440000
PRN
SOLE
N/A
1440000
0
0
ARIZONA ST HLTH FACS AUTH HLTH CARE FACS REVENUE BEATITUDES CAMPUS PROJ
MUNICIPAL BOND
04050DAJ1
5102
5175000
PRN
SOLE
N/A
5175000
0
0
BAY CNTY FLA EDL FAC REV BAY HAVEN CHARTER ACADEMY
MUNICIPAL BOND
072222AJ1
1607
1560000
PRN
SOLE
N/A
1560000
0
0
CAPITAL TR AGY FLA REV 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ
MUNICIPAL BOND
14052WBV8
3028
2825000
PRN
SOLE
N/A
2825000
0
0
CAPITAL TR AGY FLA REV TAXABLE 1ST MTG-SILVER CREEK ST. AUGUSTINE PROJ
MUNICIPAL BOND
14052WBX4
999
1000000
PRN
SOLE
N/A
1000000
0
0
CHICAGO ILL OHARE INTL ARPT
MUNICIPAL BOND
167592YG3
290
290000
PRN
SOLE
N/A
290000
0
0
CHICAGO ILL OHARE INTL ARPT REV
MUNICIPAL BOND
167592ZU1
290
290000
PRN
SOLE
N/A
290000
0
0
CHICAGO ILL OHARE INTL ARPT REV
MUNICIPAL BOND
167593HK1
511
500000
PRN
SOLE
N/A
500000
0
0
COLORADO ST EDUCATION & CULTURAL FACS AUTH - ATLAS PREP CHARTER SCHOOL
MUNICIPAL BOND
19645RC25
1469
1500000
PRN
SOLE
N/A
1500000
0
0
DALLAS FT WORTH TX INTERNATIONAL ARPT REV AMT REF SER E
MUNICIPAL BOND
235036YE4
3824
3730000
PRN
SOLE
N/A
3730000
0
0
DALLAS-FT WORTH TX INT'L ARPT REVENUE AMT JT IMPT SER D
MUNICIPAL BOND
235036XN5
245
225000
PRN
SOLE
N/A
225000
0
0
DEEPHAVEN MN CHARTER SCHOOL LEASE REV EAGLE RIDGE ACADEMY PRJ
MUNICIPAL BOND
24380HAM4
1341
1295000
PRN
SOLE
N/A
1295000
0
0
FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE
MUNICIPAL BOND
307149AM6
2672
2500000
PRN
SOLE
N/A
2500000
0
0
FANNIN CNTY TX PUBLIC FAC CORP REVENUE TXBLE-REF
MUNICIPAL BOND
307149AN4
799
750000
PRN
SOLE
N/A
750000
0
0
FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ- SER A
MUNICIPAL BOND
140539AC1
1648
1630000
PRN
SOLE
N/A
1630000
0
0
FL CHARTER SCHOOL REVENUE RIVER CITY EDU SVCS INC PROJ-SER A
MUNICIPAL BOND
140539AB3
744
735000
PRN
SOLE
N/A
735000
0
0
FL CHARTER SCHOOL REVENUE TAXABLE RIVER CITY EDY SVCS INC PROJ -SER B
MUNICIPAL BOND
140539AD9
804
810000
PRN
SOLE
N/A
810000
0
0
FLORIDA ST DEV FIN CORP SENIOR LIVING REVENUE TUSCAN ISLE-SER A
MUNICIPAL BOND
34061WAC8
1028
1000000
PRN
SOLE
N/A
1000000
0
0
FLORIDA ST DEV FIN CORP SENIOR LIVING REVENUE TXBL-TUSCAB ISLE OBLIG GRP
MUNICIPAL BOND
34061WAD6
592
600000
PRN
SOLE
N/A
600000
0
0
FORT BEND CNTY TX MUNI UTILITY DIST #134C
MUNICIPAL BOND
34682JDQ2
275
285000
PRN
SOLE
N/A
285000
0
0
HARRIS CNTY TX CULTURAL ED FACS FIN CORP REV FIRST MTG SER A
MUNICIPAL BOND
414009FG0
477
470000
PRN
SOLE
N/A
470000
0
0
HARRIS CNTY TX CULTURAL EDU FACS FIN SR LIVING REV TXBL WILLOW WINDS
MUNICIPAL BOND
41400RAD2
1358
1255000
PRN
SOLE
N/A
1255000
0
0
HAWAII ST DEPT BUDGET FIN SPL PURP
MUNICIPAL BOND
419800HA8
210
205000
PRN
SOLE
N/A
205000
0
0
HENDERSON NV LOCAL IMPT DISTS NO T-18
MUNICIPAL BOND
425208RN7
3650
4300000
PRN
SOLE
N/A
4300000
0
0
HLTH CARE AUTH FOR BAPTIST HLTH AL TAXABLE SER A
MUNICIPAL BOND
42219UBQ4
620
600000
PRN
SOLE
N/A
600000
0
0
HUDSON CNTY NJ IMPT AUTH REV TAXABLE
MUNICIPAL BOND
44372RCY2
1322
1225000
PRN
SOLE
N/A
1225000
0
0
HUDSON CNTY NJ IMPT AUTH SOLID WST REV
MUNICIPAL BOND
443731CP7
521
515000
PRN
SOLE
N/A
515000
0
0
ILLINOIS ST FIN AUTH REVENUE RIVERSIDE HLTH SYS
MUNICIPAL BOND
45203HRS3
587
600000
PRN
SOLE
N/A
600000
0
0
IRVING TX HOTEL OCCUPANCY TAX REV TXBL SER A
MUNICIPAL BOND
463805BQ3
2159
1975000
PRN
SOLE
N/A
1975000
0
0
LAKE CNTY FL INDL DEV REVEBYE CRANES VIEW LODGE PROJ SR A
MUNICIPAL BOND
508328AC5
4174
4580000
PRN
SOLE
N/A
4580000
0
0
LOUISIANA ST LOCAL GOVT ENVIRONMENTAL FACS & COMMMNTY DEV AUTH REF-SER A
MUNICIPAL BOND
546282H80
1256
1250000
PRN
SOLE
N/A
1250000
0
0
LOUISIANA ST LOCAL GOVT ENVIRONMENTAL FACS & COMMMNTY DEV AUTH REF-SER A
MUNICIPAL BOND
546282H98
1129
1125000
PRN
SOLE
N/A
1125000
0
0
MONTGOMERY CNTY PA INDL DEV AUTH REF-WHITEMARSH CCRC
MUNICIPAL BOND
613609B96
1010
1000000
PRN
SOLE
N/A
1000000
0
0
NEW ORLEANS LA TAXABLE PUB IMPT SER A
MUNICIPAL BOND
64763FRQ4
1245
1225000
PRN
SOLE
N/A
1225000
0
0
OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX RE V TAXABLE-FORT HENRY
MUNICIPAL BOND
67732PAV0
2299
2100000
PRN
SOLE
N/A
2100000
0
0
OHIO CNTY WV CNTY COMMISSIN SPL DIST EXCISE TAX REVENUE
MUNICIPAL BOND
67732PCP1
1489
1450000
PRN
SOLE
N/A
1450000
0
0
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE
MUNICIPAL BOND
72177PAZ3
2011
2000000
PRN
SOLE
N/A
2000000
0
0
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A
MUNICIPAL BOND
72177MJQ1
5118
5360000
PRN
SOLE
N/A
5360000
0
0
PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFING FNDTN PROJ SER B
MUNICIPAL BOND
72177MJR9
702
735000
PRN
SOLE
N/A
735000
0
0
PUBLIC FIN AITH WIS ED REV TRIAD EDUCATION SERVICES INC-TXBL SER B
MUNICIPAL BOND
74442EAY6
600
600000
PRN
SOLE
N/A
600000
0
0
PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC
MUNICIPAL BOND
74442EAX8
1991
2000000
PRN
SOLE
N/A
2000000
0
0
RED RIV HEALTH FACS DEV CORP TEX RETIREMENT FAC REV TEMPS-MRC CROSSINGS
MUNICIPAL BOND
75687DAX1
506
500000
PRN
SOLE
N/A
500000
0
0
RED RIVER TX HLTH FAC DEV CORP FIRST MTGE REV PARKVIEW HOLLYBROOK
MUNICIPAL BOND
75687RAH5
3759
3625000
PRN
SOLE
N/A
3625000
0
0
RED RIVER TX HLTH FAC DEV CORP FIRST MTGE REV TXBL PARKVIEW HOLLYBROOK
MUNICIPAL BOND
75687RAL6
6006
5885000
PRN
SOLE
N/A
5885000
0
0
RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLE
MUNICIPAL BOND
76876RAN1
5181
4950000
PRN
SOLE
N/A
4950000
0
0
SAN ANTONIO TEX CONVENTION CTR HOTEL FIN CORP CO NTRACT REV EMPOWERMENT
MUNICIPAL BOND
796245AC2
641
635000
PRN
SOLE
N/A
635000
0
0
SAN ANTONIO TX CONVENTION CTR
MUNICIPAL BOND
796245AB4
227
225000
PRN
SOLE
N/A
225000
0
0
SAN JOSE CALIF ARPT REV RFDG-TAXABLE-SER B
MUNICIPAL BOND
798136TS6
1212
1045000
PRN
SOLE
N/A
1045000
0
0
SANTA ROSA CA AGY REV
MUNICIPAL BOND
082595CG1
253
250000
PRN
SOLE
N/A
250000
0
0
SENECA CNTY OH HLTH CARE FACS REVENUE VOA REHAB CTRS INC PROJ-SER A
MUNICIPAL BOND
81688HAF8
1534
1475000
PRN
SOLE
N/A
1475000
0
0
SHELBY CNTY TN HEALTH EDL & HSG FACS BRD REV RFDG-TREZEVANT MANOR
MUNICIPAL BOND
821697H77
482
480000
PRN
SOLE
N/A
480000
0
0
TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS
MUNICIPAL BOND
875518EL2
842
775000
PRN
SOLE
N/A
775000
0
0
TEXAS ST TRANSPRTN COMMISSION TURNKIKE SYS REV REF 1ST TIER SER A
MUNICIPAL BOND
88283KAC2
1539
1525000
PRN
SOLE
N/A
1525000
0
0
TULANE UNIV LA RFDG-TULANE UNIV-C 0.523% 02/15/36 B/E DTD 05/31/07 CLB
MUNICIPAL BOND
899062BQ5
864
975000
PRN
SOLE
N/A
975000
0
0
TYLER TX HLTH FAC DEV CORP REF & IMPT-EAST TX MED CTR-A
MUNICIPAL BOND
902261HJ8
543
515000
PRN
SOLE
N/A
515000
0
0
UNITED STATES TREASURY NOTES
MUNICIPAL BOND
912828A67
200
200000
PRN
SOLE
N/A
200000
0
0
UNIVERSITY CENT FL CTFS PARTN TAXABLE UCF CONVCTN CORP
MUNICIPAL BOND
91412EBH2
2552
2545000
PRN
SOLE
N/A
2545000
0
0
WARREN CNTY KY HOTEL TAX REV BUILD AMER BDS-DIRECT PMT
MUNICIPAL BOND
934866BF0
622
570000
PRN
SOLE
N/A
570000
0
0
WASHINGTON ST HSG FIN COM NONPFT RVN SKYLINE AT FIRST HILL PJ-SER A
MUNICIPAL BOND
93978LDD5
2015
2000000
PRN
SOLE
N/A
2000000
0
0
WASHINGTON ST HSG FIN COMMN NONPROFIT REV SKYLINE AT FIRST HILL PJ-SER
MUNICIPAL BOND
93978LDE3
1114
1115000
PRN
SOLE
N/A
1115000
0
0
WEST HARRIS CNTY TX MUNI UTILITY DIST #7
MUNICIPAL BOND
953084FK1
495
500000
PRN
SOLE
N/A
500000
0
0
WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD
MUNICIPAL BOND
963131AL1
446
445000
PRN
SOLE
N/A
445000
0
0
WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD
MUNICIPAL BOND
963131AM9
256
260000
PRN
SOLE
N/A
260000
0
0
WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD
MUNICIPAL BOND
963131AQ0
318
325000
PRN
SOLE
N/A
325000
0
0
WISCONSIN ST HEALTH & EDL FACS AUTH REV RFDG ASPIRUS INC OBLIG GROUP
MUNICIPAL BOND
97710B7W6
1415
1385000
PRN
SOLE
N/A
1385000
0
0
ALPINE GLOBAL PREMIER PPTYS FD COM SHS OF
COM SBI
02083A103
16210
2369900
SH
SOLE
N/A
2369900
0
0
ALTRIA GROUP INC
COM
02209S103
693
13850
SH
SOLE
N/A
13850
0
0
AMAZON COM INC
COM
023135106
266
716
SH
SOLE
N/A
716
0
0
APPLE INC COM
COM
037833100
1048
8420
SH
SOLE
N/A
8420
0
0
ARES CAP CORP COM
COM
04010L103
11828
688904
SH
SOLE
N/A
688904
0
0
AT&T INC COM
COM
00206R102
1065
32625
SH
SOLE
N/A
32625
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B NEW
084670702
359
2488
SH
SOLE
N/A
2488
0
0
BLACKROCK CREDIT ALLOCATION INCOME TR IV I
COM
092508100
750
55756
SH
SOLE
N/A
55756
0
0
BRISTOL MYERS SQUIBB CO COM
COM
110122108
211
3274
SH
SOLE
N/A
3274
0
0
CALAMOS GLOBAL DYNAMIC INCOME FD COM SHS B
COM
12811L107
5284
601108
SH
SOLE
N/A
601108
0
0
CALAMOS STRATEGIC TOTAL RETURN FD COM SH B
COM SH BEN INT
128125101
4412
392018
SH
SOLE
N/A
392018
0
0
CBRE CLARION GLOBAL REAL ESTATE INCOME FD
COM
12504G100
17559
1961917
SH
SOLE
N/A
1961917
0
0
COHEN & STEERS INFRASTRUCTURE FD INC COM
COM
19248A109
14667
645559
SH
SOLE
N/A
645559
0
0
COHEN & STEERS QUALITY INCOME RLTY FD INC
COM
19247L106
13669
1100534
SH
SOLE
N/A
1100534
0
0
COHEN & STEERS REIT & PFD INCOME FD INC CO
COM
19247X100
23110
1188162
SH
SOLE
N/A
1188162
0
0
COMPASS DIVERSIFIED HLDGS
SH BEN INT
20451Q104
1417
82845
SH
SOLE
N/A
82845
0
0
CONOCOPHILLIPS COM
COM
20825C104
349
5601
SH
SOLE
N/A
5601
0
0
DEERE & CO
COM
244199105
225
2562
SH
SOLE
N/A
2562
0
0
DOUBLELINE INCOME SOLUTIONS FD
COM
258622109
13882
699361
SH
SOLE
N/A
699361
0
0
EATON VANCE TAX ADVANTAGED DIVID INCOME FU
COM
27828G107
393
19079
SH
SOLE
N/A
19079
0
0
EATON VANCE TAX MANAGED BUY WRITE OPPORTUN
COM
27829C105
273
23001
SH
SOLE
N/A
23001
0
0
ELI LILLY & CO COM
COM
532457108
1835
25252
SH
SOLE
N/A
25252
0
0
EXXON MOBIL CORP COM
COM
30231G102
290
3409
SH
SOLE
N/A
3409
0
0
FACEBOOK INC CL A
CL A
30303M102
263
3194
SH
SOLE
N/A
3194
0
0
FIDELITY CASH RESERVES FUND
MONEY MARKET
316067107
590
590245
SH
SOLE
N/A
590245
0
0
FIRST TR ENHANCED EQUITY INCOME FD COM
COM
337318109
398
27645
SH
SOLE
N/A
27645
0
0
FIRST TR INTER DURATION PRD & INCOME FD
COM
33718W103
16821
748919
SH
SOLE
N/A
748919
0
0
FLAHERTY & CRUMRINE DYNAMIC PFD & INCOME
SHS
33848W106
615
26281
SH
SOLE
N/A
26281
0
0
FORD MOTOR CO DEL COM PAR
COM PAR $0.01
345370860
252
15644
SH
SOLE
N/A
15644
0
0
GENERAL ELECTRIC CO COM
COM
369604103
250
10064
SH
SOLE
N/A
10064
0
0
GENERAL MILLS INC COM
COM
370334104
319
5635
SH
SOLE
N/A
5635
0
0
GENERAL MNY MKT FUND
MONEY MARKET
370990228
143006
143005932
SH
SOLE
N/A
143005932
0
0
GILEAD SCIENCES INC
COM
375558103
303
3085
SH
SOLE
N/A
3085
0
0
HUGOTON RTY TR TEX UNIT BEN INT
UNIT BEN INT
444717102
1647
282063
SH
SOLE
N/A
282063
0
0
INVESCO QUALITY MUN INCOME TR COM
COM
46133G107
307
24460
SH
SOLE
N/A
24460
0
0
JOHNSON & JOHNSON COM
COM
478160104
431
4289
SH
SOLE
N/A
4289
0
0
KINDER MORGAN INC
COM
49456B101
10954
260426
SH
SOLE
N/A
260426
0
0
KKR & CO L P DEL COM UNITS
COM UNITS
48248M102
10566
463206
SH
SOLE
N/A
463206
0
0
MEDICAL PROPERTIES TR INC
COM
58463J304
8114
550493
SH
SOLE
N/A
550493
0
0
MERCK & CO INC NEW COM
COM
58933Y105
263
4580
SH
SOLE
N/A
4580
0
0
MICROSOFT CORP COM
COM
594918104
220
5401
SH
SOLE
N/A
5401
0
0
NESTLE SA SPONSORED ADRS REGISTERED
SPONSORED ADR
641069406
216
2862
SH
SOLE
N/A
2862
0
0
NEW YORK COMMUNITY BANCORP
COM
649445103
6513
389327
SH
SOLE
N/A
389327
0
0
NUVEEN INSURED TAX FREE ADVANTAGE
COM
670657105
5169
373243
SH
SOLE
N/A
373243
0
0
NUVEEN MUNICIPAL ADVANTAGE FUND INC
COM
67062H106
7701
559661
SH
SOLE
N/A
559661
0
0
NUVEEN PA INVT QUALITY MUN FUND
COM
670972108
3010
216519
SH
SOLE
N/A
216519
0
0
NUVEEN PFD INCOME
COM
67073B106
14849
1558155
SH
SOLE
N/A
1558155
0
0
OGE ENERGY CORP
COM
670837103
342
10834
SH
SOLE
N/A
10834
0
0
PHILIP MORRIS INTL INC COM
COM
718172109
526
6985
SH
SOLE
N/A
6985
0
0
PROCTER & GAMBLE CO COM
COM
742718109
492
6007
SH
SOLE
N/A
6007
0
0
PROSPECT CAP CORP COM
COM
74348T102
4997
591377
SH
SOLE
N/A
591377
0
0
REGENCY ENERGY PARTNERS L P COM UNITS REPS
COM UNITS L P
75885Y107
677
29614
SH
SOLE
N/A
29614
0
0
STARWOOD PPTY TR INC
COM
85571B105
7176
295325
SH
SOLE
N/A
295325
0
0
TEXAS INSTRUMENTS INC
COM
882508104
2899
50695
SH
SOLE
N/A
50695
0
0
TRIANGLE CAPITAL CORP
COM
895848109
10184
446489
SH
SOLE
N/A
446489
0
0
VANGUARD PRIME MONEY MARKET FUND INVESTOR
MONEY MARKET
922906201
235
235169
SH
SOLE
N/A
235169
0
0
VISA INC COM CL A
COM CL A
92826C839
502
7678
SH
SOLE
N/A
7678
0
0
VOYA GLOBAL EQUITY DIVID & PREM OPPTY FD
COM
92912T100
5827
700348
SH
SOLE
N/A
700348
0
0
WHOLE FOODS MKT INC COM
COM
966837106
207
3978
SH
SOLE
N/A
3978
0
0