CHIEF COMPLIANCE OFFICER

0001633207-19-000004.txt : 20191022 0001633207-19-000004.hdr.sgml : 20191022 20191022081004 ACCESSION NUMBER: 0001633207-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191022 DATE AS OF CHANGE: 20191022 EFFECTIVENESS DATE: 20191022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Patten Group, Inc. CENTRAL INDEX KEY: 0001633207 IRS NUMBER: 465243257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16802 FILM NUMBER: 191160596 BUSINESS ADDRESS: STREET 1: 832 GEORGIA AVENUE STREET 2: SUITE 360 CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 4235310360 MAIL ADDRESS: STREET 1: 832 GEORGIA AVENUE STREET 2: SUITE 360 CITY: CHATTANOOGA STATE: TN ZIP: 37402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001633207 XXXXXXXX 09-30-2019 09-30-2019 Patten Group, Inc.

832 GEORGIA AVENUE SUITE 360 CHATTANOOGA TN 37402

13F HOLDINGS REPORT 028-16802 N Adrienne Zingrich CHIEF COMPLIANCE OFFICER (423) 531-0360 Adrienne Zingrich Chattanooga TN 10-22-2019 0 201 246065 false INFORMATION TABLE 2 13FTPGQ32019.xml ABBOTT LABS COM 002824100 229 2741 SH SOLE 0 0 2741 AMAZON COM INC COM 023135106 304 175 SH SOLE 0 0 175 AMERICAN EXPRESS CO COM 025816109 422 3570 SH SOLE 0 0 3570 AMERICAN WTR WKS CO INC NEW COM 030420103 512 4125 SH SOLE 0 0 4125 AMGEN INC COM 031162100 416 2148 SH SOLE 0 0 2148 APPLE INC COM 037833100 6533 29168 SH SOLE 0 0 29168 APPLIED MATLS INC COM 038222105 395 7910 SH SOLE 0 0 7910 ASTRAZENECA PLC SPONSORED ADR 046353108 2867 64334 SH SOLE 0 0 64334 ATMOS ENERGY CORP COM 049560105 493 4327 SH SOLE 0 0 4327 AUTODESK INC COM 052769106 287 1946 SH SOLE 0 0 1946 BB&T CORP COM 054937107 359 6723 SH SOLE 0 0 6723 BP PLC SPONSORED ADR 055622104 225 5920 SH SOLE 0 0 5920 BANK MONTREAL QUE COM 063671101 265 3599 SH SOLE 0 0 3599 BECTON DICKINSON & CO COM 075887109 1768 6988 SH SOLE 0 0 6988 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2404 11556 SH SOLE 0 0 11556 BOEING CO COM 097023105 1408 3700 SH SOLE 0 0 3700 CVS HEALTH CORP COM 126650100 219 3479 SH SOLE 0 0 3479 CANADIAN NATL RY CO COM 136375102 1390 15469 SH SOLE 0 0 15469 CHEVRON CORP NEW COM 166764100 2520 21248 SH SOLE 0 0 21248 CHURCH & DWIGHT INC COM 171340102 245 3254 SH SOLE 0 0 3254 COCA COLA CO COM 191216100 12746 234137 SH SOLE 0 0 234137 COLGATE PALMOLIVE CO COM 194162103 1464 19920 SH SOLE 0 0 19920 CORNING INC COM 219350105 1375 48226 SH SOLE 0 0 48226 DBX ETF TR XTRACK MSCI EAFE 233051200 2217 68552 SH SOLE 0 0 68552 DANAHER CORPORATION COM 235851102 428 2964 SH SOLE 0 0 2964 DELTA AIR LINES INC DEL COM NEW 247361702 482 8361 SH SOLE 0 0 8361 DIGITAL RLTY TR INC COM 253868103 250 1926 SH SOLE 0 0 1926 DISNEY WALT CO COM DISNEY 254687106 2655 20374 SH SOLE 0 0 20374 DOLLAR GEN CORP NEW COM 256677105 710 4467 SH SOLE 0 0 4467 DOVER CORP COM 260003108 450 4522 SH SOLE 0 0 4522 DOW INC COM 260557103 402 8430 SH SOLE 0 0 8430 ECOLAB INC COM 278865100 2742 13848 SH SOLE 0 0 13848 EMERSON ELEC CO COM 291011104 1119 16733 SH SOLE 0 0 16733 ENTERPRISE PRODS PARTNERS L COM 293792107 487 17047 SH SOLE 0 0 17047 GENERAL DYNAMICS CORP COM 369550108 221 1208 SH SOLE 0 0 1208 GENERAL ELECTRIC CO COM 369604103 128 14365 SH SOLE 0 0 14365 GENERAL MLS INC COM 370334104 403 7305 SH SOLE 0 0 7305 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 447 13910 SH SOLE 0 0 13910 HOME DEPOT INC COM 437076102 756 3258 SH SOLE 0 0 3258 HONEYWELL INTL INC COM 438516106 1863 11013 SH SOLE 0 0 11013 ILLUMINA INC COM 452327109 363 1192 SH SOLE 0 0 1192 INTEL CORP COM 458140100 3663 71076 SH SOLE 0 0 71076 INTERNATIONAL BUSINESS MACHS COM 459200101 367 2521 SH SOLE 0 0 2521 ISHARES GOLD TRUST ISHARES 464285105 148 10497 SH SOLE 0 0 10497 ISHARES TR CORE S&P TTL STK 464287150 1152 17182 SH SOLE 0 0 17182 ISHARES TR SELECT DIVID ETF 464287168 257 2525 SH SOLE 0 0 2525 ISHARES TR TRANS AVG ETF 464287192 203 1090 SH SOLE 0 0 1090 ISHARES TR CORE S&P500 ETF 464287200 2005 6717 SH SOLE 0 0 6717 ISHARES TR CORE US AGGBD ET 464287226 888 7849 SH SOLE 0 0 7849 ISHARES TR GLOBAL TECH ETF 464287291 686 3710 SH SOLE 0 0 3710 ISHARES TR BARCLAYS 7 10 YR 464287440 300 2669 SH SOLE 0 0 2669 ISHARES TR MSCI EAFE ETF 464287465 1378 21135 SH SOLE 0 0 21135 ISHARES TR CORE S&P MCP ETF 464287507 2924 15132 SH SOLE 0 0 15132 ISHARES TR EXPANDED TECH 464287515 593 2797 SH SOLE 0 0 2797 ISHARES TR EXPND TEC SC ETF 464287549 242 1113 SH SOLE 0 0 1113 ISHARES TR NASDAQ BIOTECH 464287556 222 2232 SH SOLE 0 0 2232 ISHARES TR RUS 1000 VAL ETF 464287598 1007 7853 SH SOLE 0 0 7853 ISHARES TR S&P MC 400GR ETF 464287606 864 3860 SH SOLE 0 0 3860 ISHARES TR RUS 1000 GRW ETF 464287614 4053 25391 SH SOLE 0 0 25391 ISHARES TR RUS 1000 ETF 464287622 1020 6201 SH SOLE 0 0 6201 ISHARES TR RUSSELL 2000 ETF 464287655 598 3950 SH SOLE 0 0 3950 ISHARES TR CORE S&P US GWT 464287671 301 4783 SH SOLE 0 0 4783 ISHARES TR RUSSELL 3000 ETF 464287689 334 1922 SH SOLE 0 0 1922 ISHARES TR CORE S&P SCP ETF 464287804 753 9680 SH SOLE 0 0 9680 ISHARES TR NATIONAL MUN ETF 464288414 304 2665 SH SOLE 0 0 2665 ISHARES TR MBS ETF 464288588 445 4110 SH SOLE 0 0 4110 ISHARES TR INTRM GOV CR ETF 464288612 204 1800 SH SOLE 0 0 1800 ISHARES TR EAFE GRWTH ETF 464288885 2134 26509 SH SOLE 0 0 26509 ISHARES TR LNG TR CRPRT BD 464289511 301 4513 SH SOLE 0 0 4513 JOHNSON & JOHNSON COM 478160104 3271 25282 SH SOLE 0 0 25282 KIMBERLY CLARK CORP COM 494368103 9152 64426 SH SOLE 0 0 64426 LAUDER ESTEE COS INC CL A 518439104 808 4059 SH SOLE 0 0 4059 LOCKHEED MARTIN CORP COM 539830109 919 2355 SH SOLE 0 0 2355 LOWES COS INC COM 548661107 951 8645 SH SOLE 0 0 8645 MDU RES GROUP INC COM 552690109 1302 46183 SH SOLE 0 0 46183 MARRIOTT INTL INC NEW CL A 571903202 1317 10587 SH SOLE 0 0 10587 MCDONALDS CORP COM 580135101 394 1834 SH SOLE 0 0 1834 MICROSOFT CORP COM 594918104 7241 52084 SH SOLE 0 0 52084 MONDELEZ INTL INC CL A 609207105 229 4145 SH SOLE 0 0 4145 NEWMONT GOLDCORP CORPORATION COM 651639106 1598 42146 SH SOLE 0 0 42146 NIKE INC CL B 654106103 1125 11974 SH SOLE 0 0 11974 NORFOLK SOUTHERN CORP COM 655844108 1241 6909 SH SOLE 0 0 6909 NORTHROP GRUMMAN CORP COM 666807102 900 2401 SH SOLE 0 0 2401 OCCIDENTAL PETE CORP COM 674599105 800 17990 SH SOLE 0 0 17990 PEPSICO INC COM 713448108 2846 20759 SH SOLE 0 0 20759 PFIZER INC COM 717081103 314 8740 SH SOLE 0 0 8740 PHILIP MORRIS INTL INC COM 718172109 332 4370 SH SOLE 0 0 4370 PHILLIPS 66 COM 718546104 350 3415 SH SOLE 0 0 3415 PROCTER & GAMBLE CO COM 742718109 1904 15307 SH SOLE 0 0 15307 QUALCOMM INC COM 747525103 224 2941 SH SOLE 0 0 2941 RAYTHEON CO COM NEW 755111507 1870 9534 SH SOLE 0 0 9534 REPUBLIC SVCS INC COM 760759100 418 4825 SH SOLE 0 0 4825 SEMPRA ENERGY COM 816851109 232 1575 SH SOLE 0 0 1575 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1046 41989 SH SOLE 0 0 41989 SPLUNK INC COM 848637104 411 3489 SH SOLE 0 0 3489 STARBUCKS CORP COM 855244109 368 4165 SH SOLE 0 0 4165 STRYKER CORP COM 863667101 516 2385 SH SOLE 0 0 2385 SUNTRUST BKS INC COM 867914103 2146 31197 SH SOLE 0 0 31197 TJX COS INC NEW COM 872540109 900 16155 SH SOLE 0 0 16155 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 325 6998 SH SOLE 0 0 6998 UNION PACIFIC CORP COM 907818108 345 2130 SH SOLE 0 0 2130 UNITED PARCEL SERVICE INC CL B 911312106 436 3637 SH SOLE 0 0 3637 UNITED TECHNOLOGIES CORP COM 913017109 3767 27595 SH SOLE 0 0 27595 VANGUARD GROUP DIV APP ETF 921908844 406 3395 SH SOLE 0 0 3395 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 694 7882 SH SOLE 0 0 7882 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 435 5379 SH SOLE 0 0 5379 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2220 44479 SH SOLE 0 0 44479 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 847 21038 SH SOLE 0 0 21038 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 589 6317 SH SOLE 0 0 6317 VANGUARD INDEX FDS MID CAP ETF 922908629 1253 7475 SH SOLE 0 0 7475 VANGUARD INDEX FDS LARGE CAP ETF 922908637 204 1500 SH SOLE 0 0 1500 VANGUARD INDEX FDS VALUE ETF 922908744 314 2809 SH SOLE 0 0 2809 VANGUARD INDEX FDS TOTAL STK MKT 922908769 431 2856 SH SOLE 0 0 2856 VULCAN MATLS CO COM 929160109 1671 11049 SH SOLE 0 0 11049 WABTEC CORP COM 929740108 981 13657 SH SOLE 0 0 13657 WALMART INC COM 931142103 448 3777 SH SOLE 0 0 3777 WALGREENS BOOTS ALLIANCE INC COM 931427108 1825 33000 SH SOLE 0 0 33000 WEYERHAEUSER CO COM 962166104 2678 96679 SH SOLE 0 0 96679 WILLIAMS COS INC DEL COM 969457100 569 23665 SH SOLE 0 0 23665 AT&T INC COM 00206R102 1193 31529 SH SOLE 0 0 31529 ALPHABET INC CAP STK CL C 02079K107 1320 1083 SH SOLE 0 0 1083 ALPHABET INC CAP STK CL A 02079K305 1159 949 SH SOLE 0 0 949 BLACKROCK CORE BD TR SHS BEN INT 09249E101 505 34944 SH SOLE 0 0 34944 CISCO SYS INC COM 17275R102 3404 68888 SH SOLE 0 0 68888 CONOCOPHILLIPS COM 20825C104 381 6693 SH SOLE 0 0 6693 DNP SELECT INCOME FD COM 23325P104 894 69534 SH SOLE 0 0 69534 DIAMONDBACK ENERGY INC COM 25278X109 1132 12587 SH SOLE 0 0 12587 DOMINION ENERGY INC COM 25746U109 1225 15116 SH SOLE 0 0 15116 DUKE ENERGY CORP NEW COM NEW 26441C204 389 4062 SH SOLE 0 0 4062 DUPONT DE NEMOURS INC COM 26614N102 1101 15434 SH SOLE 0 0 15434 ENBRIDGE INC COM 29250N105 332 9478 SH SOLE 0 0 9478 EXXON MOBIL CORP COM 30231G102 3070 43480 SH SOLE 0 0 43480 FIRST REP BK SAN FRANCISCO C COM 33616C100 3523 36436 SH SOLE 0 0 36436 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1122 56865 SH SOLE 0 0 56865 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1147 22056 SH SOLE 0 0 22056 FIVE BELOW INC COM 33829M101 264 2097 SH SOLE 0 0 2097 GENERAL MTRS CO COM 37045V100 255 6803 SH SOLE 0 0 6803 HILTON WORLDWIDE HLDGS INC COM 43300A203 275 2956 SH SOLE 0 0 2956 HOST HOTELS & RESORTS INC COM 44107P104 1128 65229 SH SOLE 0 0 65229 IDEXX LABS INC COM 45168D104 2410 8863 SH SOLE 0 0 8863 INGEVITY CORP COM 45688C107 830 9778 SH SOLE 0 0 9778 INVESCO ACTIVELY MANAGD ETF S&P500 DOWNSID 46090A705 1035 37722 SH SOLE 0 0 37722 INVESCO QQQ TR UNIT SER 1 46090E103 269 1425 SH SOLE 0 0 1425 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 239 2215 SH SOLE 0 0 2215 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 209 3584 SH SOLE 0 0 3584 INVESCO EXCHNG TRADED FD TR S&P INTL LOW 46138E230 314 9182 SH SOLE 0 0 9182 INVESCO EXCHNG TRADED FD TR S&P EMRNG MKTS 46138E297 541 23790 SH SOLE 0 0 23790 INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 3043 93925 SH SOLE 0 0 93925 ISHARES TR CORE HIGH DV ETF 46429B663 428 4547 SH SOLE 0 0 4547 ISHARES TR MSCI MIN VOL ETF 46429B697 530 8271 SH SOLE 0 0 8271 ISHARES US ETF TR SHT MAT BD ETF 46431W507 356 7075 SH SOLE 0 0 7075 ISHARES TR CORE MSCI EAFE 46432F842 2070 33893 SH SOLE 0 0 33893 ISHARES INC CORE MSCI EMKT 46434G103 1086 22161 SH SOLE 0 0 22161 ISHARES INC CUR HD MSCI EM 46434G509 223 9068 SH SOLE 0 0 9068 ISHARES TR IBONDS DEC21 ETF 46434VBK5 807 32285 SH SOLE 0 0 32285 ISHARES TR EDGE US FIXD INM 46435U796 651 6424 SH SOLE 0 0 6424 JPMORGAN CHASE & CO COM 46625H100 3867 32856 SH SOLE 0 0 32856 LABORATORY CORP AMER HLDGS COM NEW 50540R409 257 1528 SH SOLE 0 0 1528 MACQUARIE INFRASTRUCTURE COR COM 55608B105 731 18524 SH SOLE 0 0 18524 MERCK & CO INC COM 58933Y105 2123 25221 SH SOLE 0 0 25221 METLIFE INC COM 59156R108 481 10200 SH SOLE 0 0 10200 NEXTERA ENERGY INC COM 65339F101 2256 9684 SH SOLE 0 0 9684 NOVARTIS A G SPONSORED ADR 66987V109 1517 17455 SH SOLE 0 0 17455 NVIDIA CORP COM 67066G104 1134 6513 SH SOLE 0 0 6513 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 440 33679 SH SOLE 0 0 33679 ORACLE CORP COM 68389X105 219 3986 SH SOLE 0 0 3986 PAYPAL HLDGS INC COM 70450Y103 840 8108 SH SOLE 0 0 8108 PIMCO ETF TR INTER MUN BD ACT 72201R866 622 11245 SH SOLE 0 0 11245 PINNACLE FINL PARTNERS INC COM 72346Q104 1154 20333 SH SOLE 0 0 20333 PREMIER INC CL A 74051N102 902 31189 SH SOLE 0 0 31189 REGIONS FINL CORP NEW COM 7591EP100 1054 66656 SH SOLE 0 0 66656 RESIDEO TECHNOLOGIES INC COM 76118Y104 148 10343 SH SOLE 0 0 10343 ROKU INC COM CL A 77543R102 240 2360 SH SOLE 0 0 2360 SPDR S&P 500 ETF TR TR UNIT 78462F103 4593 15476 SH SOLE 0 0 15476 SPDR GOLD TRUST GOLD SHS 78463V107 614 4424 SH SOLE 0 0 4424 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1789 34113 SH SOLE 0 0 34113 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 240 2615 SH SOLE 0 0 2615 SANOFI SPONSORED ADR 80105N105 335 7231 SH SOLE 0 0 7231 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 434 4810 SH SOLE 0 0 4810 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 293 2425 SH SOLE 0 0 2425 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 207 7384 SH SOLE 0 0 7384 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 349 5393 SH SOLE 0 0 5393 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 317 5662 SH SOLE 0 0 5662 3M CO COM 88579Y101 1829 11128 SH SOLE 0 0 11128 UNITEDHEALTH GROUP INC COM 91324P102 1498 6891 SH SOLE 0 0 6891 UNUM GROUP COM 91529Y106 1160 39046 SH SOLE 0 0 39046 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 746 14879 SH SOLE 0 0 14879 VENTAS INC COM 92276F100 2036 27885 SH SOLE 0 0 27885 VERIZON COMMUNICATIONS INC COM 92343V104 1104 18295 SH SOLE 0 0 18295 VISA INC COM CL A 92826C839 9893 57514 SH SOLE 0 0 57514 WESTROCK CO COM 96145D105 410 11260 SH SOLE 0 0 11260 WISDOMTREE TR US MIDCAP DIVID 97717W505 563 15517 SH SOLE 0 0 15517 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 271 8074 SH SOLE 0 0 8074 XYLEM INC COM 98419M100 2547 31990 SH SOLE 0 0 31990 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 298 1550 SH SOLE 0 0 1550 EATON CORP PLC SHS G29183103 947 11384 SH SOLE 0 0 11384 LINDE PLC SHS G5494J103 1229 6345 SH SOLE 0 0 6345 MEDTRONIC PLC SHS G5960L103 2994 27561 SH SOLE 0 0 27561 APTIV PLC SHS G6095L109 1613 18453 SH SOLE 0 0 18453 ALCON INC ORD SHS H01301128 460 7887 SH SOLE 0 0 7887 CHUBB LIMITED COM H1467J104 2573 15935 SH SOLE 0 0 15935