NPORT-EX 2 bids.htm NPORT EX

Amplify Digital & Online Trading ETF
  
Schedule of Investments
  
January 31, 2022 (Unaudited)
  
             
Description
  
Shares
    
Value
  
             
COMMON STOCKS - 98.5%
            
Digital Asset Capital Markets - 16.0%
            
BC Technology Group Ltd. (a)
    
1,500
    
$
1,731
  
Coinbase Global, Inc. - Class A (a)
    
176
      
33,467
  
Galaxy Digital Holdings Ltd. (a)
    
790
      
10,504
  
Moneylion, Inc. (a)
    
4,227
      
10,863
  
Silvergate Capital Corp. (a)
    
158
      
17,023
  
Voyager Digital Ltd. (a)
    
1,467
      
11,881
  
             
85,469
  
E-Broker - 57.5%
                
flatexDEGIRO AG (a)
    
855
      
16,198
  
Futu Holdings Ltd. - ADR (a)
    
517
      
22,360
  
IG Group Holdings PLC
    
2,458
      
26,877
  
Interactive Brokers Group, Inc.
    
369
      
25,162
  
KGI Securities Thailand PCL
    
25,600
      
5,113
  
Matsui Securities Co. Ltd.
    
1,800
      
12,466
  
Monex Group, Inc.
    
2,400
      
11,873
  
Robinhood Markets, Inc. - Class A (a)
    
1,700
      
24,055
  
SoFi Technologies, Inc. (a)
    
2,780
      
34,694
  
Swissquote Group Holding SA
    
106
      
17,715
  
The Charles Schwab Corp.
    
622
      
54,550
  
Up Fintech Holding Ltd. - ADR (a)
    
2,689
      
11,509
  
XP, Inc. - Class A (a)
    
1,285
      
42,803
  
X-Trade Brokers Dom Maklerski SA (b)
    
526
      
2,129
  
             
307,504
  
Market Makers - 7.6%
                
Flow Traders (b)
    
508
      
19,681
  
Virtu Financial, Inc. - Class A
    
680
      
21,032
  
             
40,713
  
Trading Platform - 17.4%
                
CMC Markets PLC (b)
    
2,484
      
7,665
  
MarketAxess Holdings, Inc.
    
126
      
43,404
  
Plus500 Ltd.
    
894
      
17,632
  
Tradeweb Markets, Inc. - Class A
    
290
      
24,583
  
             
93,284
  
Total Common Stocks (Cost $619,450)
            
526,970
  
                 
MONEY MARKET FUNDS - 0.2%
                
Invesco Government & Agency Portfolio - Institutional Class - 0.03% (c)
    
1,033
      
1,033
  
Total Money Market Funds (Cost $1,033)
            
1,033
  
Total Investments - 98.7%
                
(Cost $620,483)
          
$
528,003
  

Percentages are based on Net Assets of $535,102.
ADR -
American Depositary Receipt
(a)
Non-income producing security.
(b)
Security exempt from registration under Rule 144(a) and Regulation S of the Securities Act of 1933. Such securities are treated as liquid securities, according to the Fund’s liquidity guidelines. At January 31, 2022 the value of these securities amounted to $29,475 or 5.5% of net assets.
(c)
Seven-day yield as of January 31, 2022.
                     
For Fund compliance purposes, the Fund's industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or rating group indexes, and/or they may be defined by Fund management. This definition may not apply for purposes of this report, which may combine sub-classifications for reporting ease. Industries are shown as a percentage of net assets.

 
Security Valuation
                  
                     
In accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP, the Funds disclose fair value of their investments in a hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The objective of a fair value measurement is to determine the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (an exit price). Accordingly, the fair value hierarchy gives the highest priority to quoted prices (unadjusted) in active markets for identical assets or liabilities (Level 1) and the lowest priority to unobservable inputs (Level 3). The following describes the levels of the fair value hierarchy:
 
Level 1 – Unadjusted quoted prices in active markets for identical, unrestricted assets or liabilities that the Funds have the ability to access at the measurement date;
Level 2 – Quoted prices which are not active, or inputs that are observable (either directly or indirectly) for substantially the full term of the asset or liability; and
Level 3 – Prices, inputs or exotic modeling techniques which are both significant to the fair value measurement and unobservable (supported by little or no market activity).
                     
The valuation techniques used by the Funds to measure fair value for the period ended January 31, 2022 maximized the use of observable inputs and minimized the use of unobservable inputs.
                     
For the period ended January 31, 2022, there have been no significant changes to the Fund's fair valuation methodologies.
    
                     
Common stocks, preferred stock, and other equity securities listed on any national or foreign exchange (excluding Nasdaq) and the London Stock Exchange Alternative Investment Market (“AIM”) will be valued at the last price on the exchange on which they are principally traded or, for Nasdaq and AIM securities, the official closing price. Securities traded on more than one securities exchange are valued at the last sale price or official closing price, as applicable, at the close of the exchange representing the principal market for such securities. Foreign securities and other assets denominated in foreign currencies are translated into U.S. dollars at the current exchange rate, which approximates fair value. Redeemable securities issued by open-end investment companies shall be valued at the investment company’s applicable NAV, with the exception of exchange-traded open-end and closed-end investment companies which are priced as equity securities. Exchange-traded options will be valued at the current mean price where such contracts are principally traded. Securities traded in the over-the-counter market are valued at the mean of the bid and the asked price, if available, and otherwise at their closing bid price. Fixed income securities will be valued using the mean price. Fixed income securities having a remaining maturity of 60 days or less when purchased will be valued at the current market price. If there is no current market price available then the securities will be valued at cost and adjusted for amortization of premiums and accretions of discounts. Swaps will be valued by using the market close price of the underlying holdings. If there is no market price available, then the securities will be valued at the last price.
                     
If no quotation is available from either a pricing service, or one or more brokers or if the pricing committee has reason to question the reliability or accuracy of a quotation supplied, securities are valued at fair value as determined in good faith by the pricing committee, pursuant to procedures established under the general supervision and responsibility of the Fund’s Board of Trustees (the “Board”).
   
The following is a summary of the fair valuations according to the inputs used to value the Fund's investments as of January 31, 2022:
  
                     
 
Category
                  
 
Investments in Securities
                  
 
Assets
                  
 
Level 1
                  
 
   Common Stocks
   $
      526,970
            
 
   Money Market Funds
    
            1,033
            
 
Total Level 1
    
         528,003
            
 
Level 2
    
                   -
            
 
Total Level 2
    
                   -
            
 
Level 3
    
                   -
            
 
Total Level 3
    
                   -
            
 
Total
   $
       528,003
            
                     
See the Schedule of Investments for further disaggregation of investment categories.
      
                     
For the period ended January 31, 2022, there were no transfers into or out of Level 3 for the Fund.