0001062993-17-001014.txt : 20170215
0001062993-17-001014.hdr.sgml : 20170215
20170215153247
ACCESSION NUMBER: 0001062993-17-001014
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170215
EFFECTIVENESS DATE: 20170215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunbelt Securities, Inc.
CENTRAL INDEX KEY: 0001632932
IRS NUMBER: 760472120
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16583
FILM NUMBER: 17614450
BUSINESS ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-965-9510
MAIL ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001632932
XXXXXXXX
12-31-2015
12-31-2015
true
1
RESTATEMENT
Sunbelt Securities, Inc.
2700 POST OAK BLVD, SUITE 1700
HOUSTON
TX
77056
13F HOLDINGS REPORT
028-16583
N
Patrick Smetek
CCO
713-965-9510
Patrick Smetek
Houston
TX
02-15-2017
0
91
71065
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
367
2439
SH
SOLE
NONE
0
0
2439
ABBOTT LABS
COM
002824100
547
12177
SH
SOLE
NONE
0
0
12177
ABBVIE INC
COM
00287Y109
210
3539
SH
SOLE
NONE
0
0
3539
ALLERGAN PLC
SHS
G0177J108
357
1143
SH
SOLE
NONE
0
0
1143
APPLE INC
COM
037833100
3098
29435
SH
SOLE
NONE
0
0
29435
AT&T INC
COM
00206R102
243
7056
SH
SOLE
NONE
0
0
7056
BANK AMER CORP
COM
060505104
9436
560669
SH
SOLE
NONE
0
0
560669
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3612
27354
SH
SOLE
NONE
0
0
27354
BIOGEN INC
COM
09062X103
202
660
SH
SOLE
NONE
0
0
660
BRISTOL MYERS SQUIBB CO
COM
110122108
314
4567
SH
SOLE
NONE
0
0
4567
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
823
26108
SH
SOLE
NONE
0
0
26108
CBS CORP NEW
CL B
124857202
220
4665
SH
SOLE
NONE
0
0
4665
CHENIERE ENERGY INC
COM NEW
16411R208
205
5499
SH
SOLE
NONE
0
0
5499
CHEVRON CORP NEW
COM
166764100
649
7212
SH
SOLE
NONE
0
0
7212
CISCO SYS INC
COM
17275R102
382
14067
SH
SOLE
NONE
0
0
14067
CITIGROUP INC
COM NEW
172967424
2549
49255
SH
SOLE
NONE
0
0
49255
COCA COLA CO
COM
191216100
331
7698
SH
SOLE
NONE
0
0
7698
COMCAST CORP NEW
CL A
20030N101
257
4551
SH
SOLE
NONE
0
0
4551
CONOCOPHILLIPS
COM
20825C104
346
7408
SH
SOLE
NONE
0
0
7408
CREDIT SUISSE ASSET MGMT INC
COM
224916106
47
16795
SH
SOLE
NONE
0
0
16795
CREE INC
COM
225447101
213
8000
SH
SOLE
NONE
0
0
8000
DANAHER CORP DEL
COM
235851102
432
4651
SH
SOLE
NONE
0
0
4651
DIAGEO P L C
SPON ADR NEW
25243Q205
297
2719
SH
SOLE
NONE
0
0
2719
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
63
20352
SH
SOLE
NONE
0
0
20352
EXXON MOBIL CORP
COM
30231G102
1215
15583
SH
SOLE
NONE
0
0
15583
FACEBOOK INC
CL A
30303M102
393
3752
SH
SOLE
NONE
0
0
3752
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
143
10209
SH
SOLE
NONE
0
0
10209
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
354
15064
SH
SOLE
NONE
0
0
15064
GENERAL ELECTRIC CO
COM
369604103
4953
159010
SH
SOLE
NONE
0
0
159010
GILEAD SCIENCES INC
COM
375558103
414
4087
SH
SOLE
NONE
0
0
4087
HOME DEPOT INC
COM
437076102
709
5359
SH
SOLE
NONE
0
0
5359
HONDA MOTOR LTD
AMERN SHS
438128308
228
7143
SH
SOLE
NONE
0
0
7143
HONEYWELL INTL INC
COM
438516106
1029
9932
SH
SOLE
NONE
0
0
9932
HSBC HLDGS PLC
SPON ADR NEW
404280406
628
15902
SH
SOLE
NONE
0
0
15902
INTEL CORP
COM
458140100
952
27630
SH
SOLE
NONE
0
0
27630
INTERNATIONAL BUSINESS MACHS
COM
459200101
243
1763
SH
SOLE
NONE
0
0
1763
ISHARES TR
CORE S&P500 ETF
464287200
1861
9084
SH
SOLE
NONE
0
0
9084
ISHARES INC
CORE MSCI EMKT
46434G103
289
7333
SH
SOLE
NONE
0
0
7333
ISHARES TR
MSCI EMG MKT ETF
464287234
235
7315
SH
SOLE
NONE
0
0
7315
ISHARES
MSCI MEX CAP ETF
464286822
203
4069
SH
SOLE
NONE
0
0
4069
ISHARES TR
S&P MC 400GR ETF
464287606
762
4735
SH
SOLE
NONE
0
0
4735
ISHARES TR
SP SMCP600GR ETF
464287887
592
4763
SH
SOLE
NONE
0
0
4763
ISHARES TR
S&P 500 GRWT ETF
464287309
2339
20197
SH
SOLE
NONE
0
0
20197
ISHARES TR
U.S. PFD STK ETF
464288687
499
12836
SH
SOLE
NONE
0
0
12836
ISHARES TR
MSCI USA QLT FAC
46432F339
676
10475
SH
SOLE
NONE
0
0
10475
JOHNSON & JOHNSON
COM
478160104
667
6494
SH
SOLE
NONE
0
0
6494
JPMORGAN CHASE & CO
COM
46625H100
535
8097
SH
SOLE
NONE
0
0
8097
KIMBERLY CLARK CORP
COM
494368103
325
2553
SH
SOLE
NONE
0
0
2553
LEUCADIA NATL CORP
COM
527288104
500
28747
SH
SOLE
NONE
0
0
28747
LIBERTY BROADBAND CORP
COM SER C
530307305
278
5370
SH
SOLE
NONE
0
0
5370
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
307
7521
SH
SOLE
NONE
0
0
7521
LILLY ELI & CO
COM
532457108
304
3606
SH
SOLE
NONE
0
0
3606
LOEWS CORP
COM
540424108
330
8599
SH
SOLE
NONE
0
0
8599
LUBYS INC
COM
549282101
1163
260100
SH
SOLE
NONE
0
0
260100
MACYS INC
COM
55616P104
210
6000
SH
SOLE
NONE
0
0
6000
MARKEL CORP
COM
570535104
441
499
SH
SOLE
NONE
0
0
499
MCDONALDS CORP
COM
580135101
490
4149
SH
SOLE
NONE
0
0
4149
MERCK & CO INC NEW
COM
58933Y105
273
5163
SH
SOLE
NONE
0
0
5163
MICROCHIP TECHNOLOGY INC
COM
595017104
306
6567
SH
SOLE
NONE
0
0
6567
MICROSOFT CORP
COM
594918104
290
5225
SH
SOLE
NONE
0
0
5225
NORDSTROM INC
COM
655664100
297
5969
SH
SOLE
NONE
0
0
5969
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
73
10000
SH
SOLE
NONE
0
0
10000
NOVARTIS A G
SPONSORED ADR
66987V109
390
4530
SH
SOLE
NONE
0
0
4530
ORACLE CORP
COM
68389X105
1111
30417
SH
SOLE
NONE
0
0
30417
PALO ALTO NETWORKS INC
COM
697435105
281
1594
SH
SOLE
NONE
0
0
1594
PAYCHEX INC
COM
704326107
333
6295
SH
SOLE
NONE
0
0
6295
PEPSICO INC
COM
713448108
579
5794
SH
SOLE
NONE
0
0
5794
PFIZER INC
COM
717081103
256
7946
SH
SOLE
NONE
0
0
7946
PNC FINL SVCS GROUP INC
COM
693475105
201
2105
SH
SOLE
NONE
0
0
2105
PRECISION CASTPARTS CORP
COM
740189105
1276
5500
SH
SOLE
NONE
0
0
5500
PROCTER & GAMBLE CO
COM
742718109
1064
13404
SH
SOLE
NONE
0
0
13404
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
247
5374
SH
SOLE
NONE
0
0
5374
SCHLUMBERGER LTD
COM
806857108
440
6315
SH
SOLE
NONE
0
0
6315
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
279
4622
SH
SOLE
NONE
0
0
4622
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
428
9891
SH
SOLE
NONE
0
0
9891
SOUTHERN CO
COM
842587107
205
4377
SH
SOLE
NONE
0
0
4377
STEIN MART INC
COM
858375108
217
32315
SH
SOLE
NONE
0
0
32315
STEWART INFORMATION SVCS COR
COM
860372101
212
5679
SH
SOLE
NONE
0
0
5679
TARGET CORP
COM
87612E106
656
9040
SH
SOLE
NONE
0
0
9040
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1078
8759
SH
SOLE
NONE
0
0
8759
UNILEVER N V
N Y SHS NEW
904784709
319
7372
SH
SOLE
NONE
0
0
7372
UNILEVER PLC
SPON ADR NEW
904767704
270
6260
SH
SOLE
NONE
0
0
6260
UNITED PARCEL SERVICE INC
CL B
911312106
302
3133
SH
SOLE
NONE
0
0
3133
US BANCORP DEL
COM NEW
902973304
301
7047
SH
SOLE
NONE
0
0
7047
VALEANT PHARMACEUTICALS INTL
COM
91911K102
209
2059
SH
SOLE
NONE
0
0
2059
VEREIT INC
COM
92339V100
133
16749
SH
SOLE
NONE
0
0
16749
WALGREENS BOOTS ALLIANCE INC
COM
931427108
295
3462
SH
SOLE
NONE
0
0
3462
WAL-MART STORES INC
COM
931142103
224
3659
SH
SOLE
NONE
0
0
3659
WELLS FARGO & CO NEW
COM
949746101
5183
95337
SH
SOLE
NONE
0
0
95337
WEYERHAEUSER CO
COM
962166104
291
9692
SH
SOLE
NONE
0
0
9692
YAHOO INC
COM
984332106
3584
107747
SH
SOLE
NONE
0
0
107747