0000950123-19-004912.txt : 20190514 0000950123-19-004912.hdr.sgml : 20190514 20190514161519 ACCESSION NUMBER: 0000950123-19-004912 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lightyear Capital LLC CENTRAL INDEX KEY: 0001632899 IRS NUMBER: 134146067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-16460 FILM NUMBER: 19822882 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001632899 XXXXXXXX 03-31-2019 03-31-2019 Lightyear Capital LLC

9 WEST 57TH STREET, 31ST FLOOR NEW YORK NY 10019

13F NOTICE 028-16460 28-16444 Wealth Enhancement Advisory Services, LLC 28-17493 Advisor Group, Inc. 28-17754 Cerity Partners LLC Y Each of Wealth Enhancement Advisory Services, LLC, Advisor Group, Inc. and Cerity Partners LLC is an affiliate of a portfolio company owned by an investment fund advised by an affiliate of Lightyear Capital LLC. Lightyear Capital LLC has information barriers in place with each of Wealth Enhancement Advisory Services, LLC, Advisor Group, Inc. and Cerity Partners LLC. However, under Section 13(f) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Lightyear Capital LLC may be deemed to have shared investment discretion with each of Wealth Enhancement Advisory Services, LLC, Advisor Group, Inc. and Cerity Partners LLC over the securities managed by each. Ellan Ben-Hayon 212-328-0559 /s/ Ellan Ben-Hayon New York NY 05-14-2019