0000950123-19-001980.txt : 20190214
0000950123-19-001980.hdr.sgml : 20190214
20190214101356
ACCESSION NUMBER: 0000950123-19-001980
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lightyear Capital LLC
CENTRAL INDEX KEY: 0001632899
IRS NUMBER: 134146067
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16460
FILM NUMBER: 19602014
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-328-0555
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-NT
1
primary_doc.xml
13F-NT
LIVE
false
true
false
0001632899
XXXXXXXX
12-31-2018
12-31-2018
Lightyear Capital LLC
9 WEST 57TH STREET, 31ST FLOOR
NEW YORK
NY
10019
13F NOTICE
028-16460
28-16444
Wealth Enhancement Advisory Services, LLC
28-17493
Advisor Group, Inc.
28-17754
Cerity Partners LLC
Y
Each of Wealth Enhancement Advisory Services, LLC, Advisor Group, Inc. and Cerity Partners LLC (f/k/a HPM Partners LLC) is an affiliate of a portfolio company owned by an investment fund advised by an affiliate of Lightyear Capital LLC. Lightyear Capital LLC has information barriers in place with each of Wealth Enhancement Advisory Services, LLC, Advisor Group, Inc. and Cerity Partners LLC. However, under Section 13(f) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Lightyear Capital LLC may be deemed to have shared investment discretion with each of Wealth Enhancement Advisory Services, LLC, Advisor Group, Inc. and Cerity Partners LLC over the securities managed by each.an affiliate of Lightyear Capital LLC. Lightyear Capital LLC has information barriers in place with each of Wealth Enhancement Advisory Services, LLC, Advisor Group, Inc. and HPM Partners LLC. However, under Section 13(f) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Lightyear Capital LLC may be deemed to have shared investment discretion with each of Wealth Enhancement Advisory Services, LLC, Advisor Group, Inc. and HPM Partners LLC over the securities managed by each.
Ellan Ben-Hayon
Managing Director
212-328-0559
/s/ Ellan Ben-Hayon
New York
NY
02-14-2019